STOCK TITAN

Stock grant adds 4,783 shares to Ascent Industries (ACNT)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Guy Henry L reported acquisition or exercise transactions in this Form 4 filing.

ASCENT INDUSTRIES CO. director Henry L. Guy received a stock award of 4,783 shares of Common Stock at $13.59 per share on June 10, 2026. The grant vests in quarterly installments of 25% beginning on the grant date. Following this award, he holds 76,093.072 shares directly, in addition to various indirect holdings reported through investment advisor and UTMA accounts.

Positive

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Negative

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Insider Guy Henry L
Role null
Type Security Shares Price Value
Grant/Award Common Stock 4,783 $13.59 $65K
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 76,093.072 shares (Direct, null); Common Stock — 154.904 shares (Indirect, UTMA for Child - H. V. Guy)
Footnotes (1)
  1. [object Object]
Stock grant 4,783 shares Common Stock awarded to Henry L. Guy on June 10, 2026
Grant price $13.59 per share Price for non-derivative stock award
Direct holdings after grant 76,093.072 shares Common Stock directly held by Henry L. Guy following award
Indirect holdings (investment advisor) 157,863 shares Common Stock reported as indirect, Investment Advisor capacity
UTMA holdings - H. L. Guy 154.904 shares Common Stock in UTMA for child - H. L. Guy
UTMA holdings - E. K. Guy 147.904 shares Common Stock in UTMA for child - E. K. Guy
UTMA holdings - G. E. Guy 147.904 shares Common Stock in UTMA for child - G. E. Guy
UTMA holdings - H. V. Guy 154.904 shares Common Stock in UTMA for child - H. V. Guy
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Common Stock financial
""security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Investment Advisor financial
""nature_of_ownership": "Investment Advisor""
An investment advisor is a person or firm that provides personalized guidance on buying, selling and managing investments and often oversees client portfolios for a fee. For investors this matters because the advisor shapes risk, costs and long-term returns, and is typically required by law to act in the client’s best interests — think of them as a financial coach or GPS that helps navigate choices and avoid costly detours.
UTMA financial
""nature_of_ownership": "UTMA for child - H. L. Guy""
Grant, award, or other acquisition financial
""transaction_code_description": "Grant, award, or other acquisition""
vest in quarterly installments financial
"Shares vest in quarterly installments of 25% beginning from date of grant."
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Guy Henry L

(Last)(First)(Middle)
89 SUMMIT AVENUE, SECOND FLOOR

(Street)
SUMMIT NEW JERSEY 07901

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ASCENT INDUSTRIES CO. [ ACNT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/10/2026A4,783(1)A$13.5976,093.072D
Common Stock154.904IUTMA for Child - H. V. Guy
Common Stock147.904IUTMA for Child - G. E. Guy
Common Stock147.904IUTMA for Child E. K. Guy
Common Stock154.904IUTMA for child - H. L. Guy
Common Stock157,863IInvestment Advisor
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares vest in quarterly installments of 25% beginning from date of grant.
Remarks:
Henry L. Guy06/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did ACNT director Henry L. Guy report?

Henry L. Guy reported receiving a grant of 4,783 ASCENT INDUSTRIES CO. common shares. The filing shows this as a compensation-related stock award rather than a market purchase or sale, classified as a grant, award, or other acquisition under code A.

How many ACNT shares were granted to Henry L. Guy and at what price?

He received 4,783 shares of ASCENT INDUSTRIES CO. Common Stock at $13.59 per share. This was reported as a non-derivative grant, reflecting equity compensation rather than an open-market trade in the company’s stock.

How many ASCENT INDUSTRIES CO. shares does Henry L. Guy own after this grant?

After the grant, Henry L. Guy directly holds 76,093.072 ASCENT INDUSTRIES CO. shares. The Form 4 also lists additional indirect holdings held as an investment advisor and in several UTMA accounts for his children.

How do the granted ACNT shares to Henry L. Guy vest over time?

The granted shares vest in quarterly installments of 25% beginning on the grant date. This means the 4,783-share award becomes fully vested over four quarters, aligning his compensation more closely with longer-term company performance.

Are Henry L. Guy’s ACNT transactions open-market buys or compensation awards?

The Form 4 identifies the 4,783-share transaction as a grant, award, or other acquisition. That indicates a compensation-related stock award rather than an open-market purchase, with vesting terms spelled out in the accompanying footnote.

What indirect ACNT holdings are reported for Henry L. Guy?

The filing lists indirect holdings in ASCENT INDUSTRIES CO. shares as an investment advisor and through several UTMA accounts for his children. These entries show total shares following the transactions for each account, reflecting indirect beneficial ownership.