ACME United (ACU) director exercises 4,000 options, with 1,479 shares withheld
Rhea-AI Filing Summary
ACME UNITED CORP director Brian Barker reported option-related transactions on Common Stock dated 2026-08-11. He exercised 4,000 Employee Stock Options at $21.20 per share, resulting in 17,500 derivative securities (options) remaining after the exercise. The exercise generated 4,000 Common Shares, and 1,479 Common Shares at $57.35 per share were delivered or withheld for payment of exercise price or tax liability. According to a footnote, the option exercise was effected on a net share settlement basis.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 2,521 shares
Net Buy
3 txns
Insider
BARKER BRIAN
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Employee Stock Option | 4,000 | $21.20 | $85K |
| Exercise | Common Stock | 4,000 | $21.20 | $85K |
| Exercise Price or Tax Liability | Common Stock F1 | 1,479 | $57.35 | $85K |
Holdings After Transaction:
Employee Stock Option — 17,500 shares (Direct);
Common Stock — 3,821 shares (Direct)
Footnotes (1)
- F1. The exercise of the subject option was effected on a net share settlement basis.
Key Figures
Options exercised: 4,000 shares
Option exercise price: $21.20 per share
Shares used for exercise price or tax: 1,479 shares
+4 more
7 metrics
Options exercised
4,000 shares
Employee Stock Options exercised into Common Stock on 2026-08-11
Option exercise price
$21.20 per share
Exercise price for 4,000 Employee Stock Options
Shares used for exercise price or tax
1,479 shares
Common Shares delivered or withheld at $57.35 per share
Price of shares delivered/withheld
$57.35 per share
Value per share of 1,479 Common Shares used for exercise price or tax liability
Derivative securities after transaction
17,500 options
Employee Stock Options beneficially owned following the exercise
Option grant exercise date
2022-04-22
Exercise date associated with the Employee Stock Option grant
Option expiration date
2029-04-22
Expiration date of the Employee Stock Option grant
Key Terms
Employee Stock Option, net share settlement basis, derivative security, Payment of exercise price or tax liability
4 terms
Employee Stock Option financial
"security_title is reported as "Employee Stock Option" for the derivative transaction"
An employee stock option is a promise that lets a worker buy company shares later at a predetermined price, often after they stay for a certain period or meet performance goals — think of it like a coupon that locks in today's price for a future purchase. It matters to investors because options align employees’ incentives with company performance, can increase the number of shares outstanding (dilution) when exercised, and represent a compensation cost that affects reported profits and shareholder value.
derivative security financial
"described as an Exercise or conversion of derivative security in the code description"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Payment of exercise price or tax liability financial
"transaction_code F is defined as Payment of exercise price or tax liability by delivering or withholding securities"
FAQ
What did ACU director Brian Barker report in this Form 4?
Brian Barker reported exercising 4,000 Employee Stock Options at $21.20 into Common Stock and a related disposition of 1,479 Common Shares at $57.35 to cover exercise price or tax liability on a net share settlement basis.
How many options did Brian Barker exercise and at what price for ACU?
Brian Barker exercised 4,000 Employee Stock Options at $21.20 per share on 2026-08-11. These options converted into an equivalent number of Common Shares as part of a derivative exercise transaction reported in the filing.
How many derivative securities does Brian Barker hold after this ACU transaction?
Following the reported option exercise, Brian Barker holds 17,500 derivative securities (Employee Stock Options). This figure is disclosed as the total derivative securities beneficially owned after the transaction involving the 4,000-option exercise.
Was the ACU Form 4 transaction by Brian Barker under a Rule 10b5-1 plan?
The filing’s Rule 10b5-1 checkbox is not marked as affirmative. There is no footnote indicating a Rule 10b5-1 trading plan, so the reported transactions are not described as executed under such a plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.
