Adial Pharmaceuticals (NASDAQ: ADIL) files Q3 2025 results 8-K

Rhea-AI Filing Summary

Adial Pharmaceuticals, Inc. filed a current report to note that it issued a press release containing financial information for the quarter ended September 30, 2025. The press release is furnished as Exhibit 99.1 to the report.

The company states that the information in Item 2.02 and Exhibit 99.1 is being furnished, not filed, so it is not subject to certain liability provisions of the federal securities laws and will not be incorporated by reference into other SEC filings. The report is signed on behalf of the company by President and Chief Executive Officer Cary J. Claiborne.

8-K Event Classification

2 items: 2.02, 9.01

2 items

Item 2.02 Results of Operations and Financial Condition Financial

Disclosure of earnings results, typically an earnings press release or preliminary financials.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, and exhibit attachments filed with this report.

Understanding 8-K Material Events →

false 0001513525 0001513525 2025-11-14 2025-11-14 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (date of earliest event reported): November 14, 2025

Adial Pharmaceuticals, Inc.

(Exact name of registrant as specified in charter) 

Delaware		001-38323		82-3074668
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

4870 Sadler Road, Suite 300
Glen Allen, VA 23060

(Address of principal executive offices and zip code)

(804) 487-8196

(Registrant’s telephone number including area code)

N/A

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbols		Name of each exchange on which registered
Common Stock, par value $0.001 per share		ADIL		The Nasdaq Stock Market LLC (Nasdaq Capital Market)

Indicate by check mark whether the registrant is an emerging growth company as defined in in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by checkmark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02 Results of Operations and Financial Condition.

On November 14, 2025, Adial Pharmaceuticals, Inc., a Delaware corporation (the “Company”), issued a press release that included financial information for the quarter ended September 30, 2025. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K.

The information in this Item 2.02 and in the press release attached as Exhibit 99.1 to this Current Report on Form 8-K shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section or Sections 11 and 12(a)(2) of the Securities Act of 1933, as amended. The information contained in this Item 2.02 and in the press release attached as Exhibit 99.1 to this Current Report on Form 8-K shall not be incorporated by reference into any filing with the U.S. Securities and Exchange Commission made by the Company, whether made before or after the date hereof, regardless of any general incorporation language in such filing.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

The following exhibits are furnished with this Current Report on Form 8-K:

Exhibit Number		Exhibit Description
99.1		Press Release, issued by Adial Pharmaceuticals, Inc. on November 14, 2025
104		Cover Page Interactive Data File (the cover page XBRL tags are embedded within in the inline XBRL document)

1

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: November 14, 2025	ADIAL PHARMACEUTICALS, INC.
	By:	/s/ Cary J. Claiborne
	Name:	Cary J. Claiborne
	Title:	President and Chief Executive Officer

2

FAQ

What did Adial Pharmaceuticals (ADIL) disclose in this 8-K filing?

Adial Pharmaceuticals reported that it issued a press release containing financial information for the quarter ended September 30, 2025, which is furnished as Exhibit 99.1.

Which period’s results are referenced for Adial Pharmaceuticals (ADIL)?

The filing references financial information for the quarter ended September 30, 2025.

How is the financial information in Adial Pharmaceuticals’ press release treated legally?

The information in Item 2.02 and Exhibit 99.1 is furnished, not filed, so it is not subject to Section 18 of the Exchange Act and will not be incorporated by reference into other SEC filings.

What exhibit did Adial Pharmaceuticals (ADIL) include with this 8-K?

Adial Pharmaceuticals included Exhibit 99.1, a press release issued on November 14, 2025, and Exhibit 104, the cover page interactive data file.

Who signed this Adial Pharmaceuticals (ADIL) 8-K report?

The report was signed by Cary J. Claiborne, President and Chief Executive Officer of Adial Pharmaceuticals, Inc.

On which exchange is Adial Pharmaceuticals (ADIL) common stock listed?

Adial Pharmaceuticals’ common stock is listed on The Nasdaq Stock Market LLC (Nasdaq Capital Market) under the symbol ADIL.