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ADMA (NASDAQ: ADMA) files Form 144 showing RSU vesting and proposed sales

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

ADMA Biologics submitted a Form 144 notice proposing the sale of Common Stock. The filing lists multiple blocks of restricted stock units scheduled to vest on specific dates, including 15,162 shares vesting 06/26/2024 and another 15,162 shares vesting 06/26/2025. The broker/agent listed is Fidelity Brokerage Services, LLC (10b5-1 Group).

Positive

  • None.

Negative

  • None.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does ADMA's Form 144 disclose about the securities?

The Form 144 lists proposed sales of Common Stock tied to RSU vesting events. It details specific vesting dates and share counts, such as 15,162 shares vesting on 06/26/2024 and other scheduled vesting blocks noted in the filing.

Who is the broker or agent handling the proposed sales for ADMA (ADMA)?

The filing identifies Fidelity Brokerage Services, LLC, Attention: 10b5-1 Group as the broker/agent. The notice lists Fidelity's Merrimack, NH address and references the 10b5-1 trading group as the handling unit for these transactions.

How many shares are shown as vesting on the filing's key dates?

The filing shows several RSU vesting amounts: 15,162 shares vesting on 06/26/2024, another 15,162 shares on 06/26/2025, 7,220 shares on 02/26/2025, 10,977 shares on 07/25/2025, and 1,505 shares on 02/19/2026.

Are these shares attributable to compensation-related awards for ADMA?

Yes. The listed securities are tied to Restricted Stock Units (RSUs) granted on various prior grant dates. Each entry in the filing is labeled as a Compensatory Payment related to RSU vesting on the specified dates.
Adma Biologics

NASDAQ:ADMA

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3.77B
227.39M
Biotechnology
Biological Products, (no Diagnostic Substances)
Link
United States
RAMSEY