ADNT affiliate notifies plan sales of vested restricted shares (ADNT)

Rhea-AI Filing Summary

ADNT affiliate filed a Form 144 reporting proposed dispositions of vested restricted common stock. The notice lists multiple vesting dates and share amounts (examples: 1,837 shares vested 07/01/2022; 4,574 shares vested 11/18/2022; 4,847 shares vested 11/16/2023). The filing documents planned sales under the issuer's registered plan.

Insights

Corporate Governance Analyst

Form 144 lists planned sales of vested restricted shares by an affiliate.

The filing documents multiple tranches of restricted common stock that vested on specified dates, indicating the reporting person intends to dispose of shares under the issuer's registered plan. The amounts shown are vesting-based, not new grants.

Cash‑flow treatment and exact sale timing are not provided in the excerpt; subsequent transaction reports will show executed sales and any proceeds.

Key Figures

Vested shares example 1: 1,837 shares Vested shares example 2: 4,574 shares Vested shares example 3: 4,847 shares +1 more

4 metrics

Vested shares example 1 1,837 shares vesting date 07/01/2022

Vested shares example 2 4,574 shares vesting date 11/18/2022

Vested shares example 3 4,847 shares vesting date 11/16/2023

Additional vested tranche 735 shares vesting date 11/14/2024

Key Terms

Form 144, Restricted Stock Vesting Under a Registered Plan, Issuer, Securities To Be Sold

4 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting Under a Registered Plan financial

"Restricted Stock Vesting Under a Registered Plan | Issuer"

Issuer legal

"Restricted Stock Vesting Under a Registered Plan | Issuer"

Securities To Be Sold regulatory

"144: Securities To Be Sold"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	22000	499521.00	78413387	06/04/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/01/2022	Restricted Stock Vesting Under a Registered Plan	Issuer			1837	07/01/2022	Services Rendered
Common	11/18/2022	Restricted Stock Vesting Under a Registered Plan	Issuer			4574	11/18/2022	Services Rendered
Common	11/19/2022	Restricted Stock Vesting Under a Registered Plan	Issuer			1633	11/19/2022	Services Rendered
Common	07/01/2023	Restricted Stock Vesting Under a Registered Plan	Issuer			877	07/01/2023	Services Rendered
Common	11/16/2023	Restricted Stock Vesting Under a Registered Plan	Issuer			4847	11/16/2023	Services Rendered
Common	11/17/2023	Restricted Stock Vesting Under a Registered Plan	Issuer			3600	11/17/2023	Services Rendered
Common	11/18/2023	Restricted Stock Vesting Under a Registered Plan	Issuer			2581	11/18/2023	Services Rendered
Common	11/19/2023	Restricted Stock Vesting Under a Registered Plan	Issuer			1316	11/19/2023	Services Rendered
Common	11/14/2024	Restricted Stock Vesting Under a Registered Plan	Issuer			735	11/14/2024	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does ADNT's Form 144 disclose?

The Form 144 discloses proposed dispositions of vested restricted common stock. It lists multiple vesting dates and share amounts, including 1,837 shares (07/01/2022) and 4,847 shares (11/16/2023), under the issuer's registered plan.

Does the filing show completed sales for ADNT?

No; the Form 144 is a notice of proposed dispositions, not proof of sale. Execution details and proceeds would appear in subsequent trade reports or Form 4 submissions if and when sales occur.

Who is the seller in the ADNT Form 144?

The excerpt identifies an affiliate using Morgan Stanley Smith Barney LLC's executive financial services address as broker-dealer. The filing attributes the transactions to an affiliate under the issuer's registered plan.

What types of securities are listed in ADNT's Form 144?

The filing lists Common stock that vested pursuant to Restricted Stock Vesting Under a Registered Plan. Multiple vesting tranches with specific dates and share counts are shown in the excerpt.

Are amounts in the Form 144 the total outstanding shares?

The listed amounts are vesting/tranche quantities tied to specific dates (e.g., 4,574 shares on 11/18/2022). They do not state total outstanding shares; they reflect shares subject to proposed disposition.