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ADARx awards chief people officer 85,346 stock options

The options vest over three years, with the first quarter vesting on September 24, 2027, subject to continued service.

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Form Type
4

Rhea-AI Filing Summary

ADARx Pharmaceuticals, Inc. Chief People Officer Robert William Ackles received an employee stock option award covering 85,346 shares, with an exercise price of $17.00 per share. One quarter vests and becomes exercisable on September 24, 2027; the remaining options vest in equal quarterly installments over three years, subject to his continued service on each vesting date. The options expire September 23, 2036.

Insider Ackles Robert William
Role Chief People Officer
Type Security Shares Price Value
Grant/Award Employee Stock Option (right to buy) F1 85,346 $0.00 $0.00
Holdings After Transaction: Employee Stock Option (right to buy) — 85,346 contracts (Direct)
Footnotes (1)
  1. F1. 1/4th of the total shares vest and become exercisable on September 24, 2027 and the remaining shares vest and become exercisable in equal quarterly installments thereafter over a three-year period, subject to the Reporting Person's continued service to the Issuer on each vesting date.
Options awarded 85,346 options Awarded September 24, 2026; each option is a right to buy a share of Common Stock
Exercise price $17.00 per share Price to exercise the employee stock options
Initial vesting installment 1/4th of the total shares Vests and becomes exercisable September 24, 2027, subject to continued service
Option expiration date September 23, 2036 Expiration date of the awarded options
Employee Stock Option (right to buy) financial
"Employee Stock Option (right to buy)"
exercisable financial
"vest and become exercisable"
quarterly installments financial
"equal quarterly installments thereafter"

FAQ

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How many options did ADARx Pharmaceuticals (ADRX) Chief People Officer Robert William Ackles receive?

Robert William Ackles received options covering 85,346 shares on September 24, 2026, at an exercise price of $17.00 per share.

When do Robert William Ackles's ADARx (ADRX) options vest?

One quarter of the options vests and becomes exercisable on September 24, 2027; the remainder vests in equal quarterly installments over three years, subject to continued service on each vesting date. The options expire September 23, 2036.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ackles Robert William

(Last)(First)(Middle)
C/O ADARX PHARMACEUTICALS, INC.
5871 OBERLIN DRIVE, SUITE 200

(Street)
SAN DIEGO CALIFORNIA 92121

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ADARx Pharmaceuticals, Inc. [ ADRX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief People Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/24/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy)$1709/24/2026A85,346 (1)09/23/2036Common Stock85,346$085,346D
Explanation of Responses:
1. 1/4th of the total shares vest and become exercisable on September 24, 2027 and the remaining shares vest and become exercisable in equal quarterly installments thereafter over a three-year period, subject to the Reporting Person's continued service to the Issuer on each vesting date.
/s/ Jiang Bian, Attorney-in-Fact09/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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