Ads-Tec Energy (ADSE) COO details shares, RSUs and option grants
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Ads-Tec Energy Public Ltd Co Chief Operations Officer Michael Rudloff reported his initial equity holdings. He directly holds 45,229 ordinary shares, plus 18,667 restricted stock units granted under the 2021 Omnibus Incentive Plan, of which 12,347 RSUs are fully vested.
He also holds non-qualified stock options over 79,688 ordinary shares at an exercise price of $6.0000 expiring on July 5, 2033, 40,041 shares at $10.4400 expiring on April 15, 2034, and 31,599 shares at $13.4500 expiring on May 1, 2035, with vesting schedules detailed in the company’s incentive plan.
Positive
- None.
Negative
- None.
Insider Trade Summary
4 transactions reported
Mixed
4 txns
Insider
Rudloff Michael
Role
Chief Operations Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Non-Qualified Stock Options | -- | -- | -- |
| holding | Non-Qualified Stock Options | -- | -- | -- |
| holding | Non-Qualified Stock Options | -- | -- | -- |
| holding | Ordinary Shares, $0.0001 nominal value per share | -- | -- | -- |
Holdings After Transaction:
Non-Qualified Stock Options — 79,688 shares (Direct);
Ordinary Shares, $0.0001 nominal value per share — 45,229 shares (Direct)
Footnotes (1)
- The reported number of shares represent 26,562 ordinary shares of the issuer, nominal value $0.0001 per share ("Ordinary Shares") and 18,667 restricted stock units ("RSUs") granted pursuant to the issuer's 2021 Omnibus Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. Of the RSUs reported, (i) 12,347 are fully vested, and (ii) 6,320 were granted on May 1, 2025, and will vest in four equal installments commencing the first anniversary of the grant date. Granted pursuant to the issuer's 2021 Omnibus Incentive Plan on July 5, 2023. The reported number of non-qualified options ("NQOs") represent (i) 26,562 vested and unexercised NQOs and (ii) 53,126 unvested NQOs that will vest in two equal installments commencing the third and fourth anniversary of the grant date. Granted pursuant to the issuer's 2021 Omnibus Incentive Plan. 40,041 NQOs were granted on April 15, 2024 and will vest in four equal installments commencing the first anniversary of the grant date. Of the reported number of NQOs, 10,010 NQOs are vested and unexercised. The remaining 30,031 NQOs will vest in three equal installments commencing the second, third, and fourth anniversary of the grant date. Granted pursuant to the issuer's 2021 Omnibus Incentive Plan. 31,599 NQOs were granted on May 1, 2025 and will vest in four equal installments commencing the first anniversary of the grant date.
FAQ
What does the Form 3 for Ads-Tec Energy (ADSE) report for Michael Rudloff?
The filing reports Chief Operations Officer Michael Rudloff’s initial equity position, including ordinary shares, restricted stock units, and non-qualified stock options granted under Ads-Tec Energy’s 2021 Omnibus Incentive Plan, with specific exercise prices, vesting schedules, and expiration dates for each option grant.
What restricted stock units (RSUs) are disclosed for ADSE COO Michael Rudloff?
The filing notes 18,667 restricted stock units. Of these, 12,347 RSUs are fully vested, while 6,320 RSUs granted on May 1, 2025 will vest in four equal installments starting on the first anniversary of that grant date, subject to the plan’s terms.
What non-qualified stock options does Michael Rudloff hold in Ads-Tec Energy (ADSE)?
He holds non-qualified options over 79,688 shares at $6.0000, 40,041 shares at $10.4400, and 31,599 shares at $13.4500. Each grant has specific vesting terms and expiration dates in 2033, 2034, and 2035, respectively, under the 2021 Omnibus Incentive Plan.
Are any of Michael Rudloff’s Ads-Tec Energy (ADSE) options already vested?
Yes. For one grant, 26,562 non-qualified options are vested and unexercised. For another, 10,010 options are vested and unexercised. Remaining options from these grants vest in scheduled installments over future anniversaries of their original grant dates, as described in the footnotes.
Did the Ads-Tec Energy (ADSE) Form 3 show any insider buying or selling?
No buying or selling activity is reported. The Form 3 serves as an initial statement of beneficial ownership, listing Rudloff’s existing ordinary shares, restricted stock units, and non-qualified stock options without recording any new purchases, sales, or option exercises on the reported date.