STOCK TITAN

Addus HomeCare (ADUS) CFO executes 2,861-share tax-related sale under 10b5-1

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Addus HomeCare Corp EVP and CFO Brian Poff reported open-market sales of 2,861 shares of common stock. The transactions occurred on two days, involving 2,041 shares on one day and 820 shares on the next, at prices a little above $105 per share. According to the footnotes, these sales were executed under a previously established Rule 10b5-1 trading plan and were made to cover tax obligations arising from the vesting of restricted stock awards. After these sales, Poff continues to hold 63,692 shares of Addus HomeCare common stock directly.

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Negative

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Insider POFF BRIAN
Role EVP, Chief Financial Officer
Sold 2,861 shs ($305K)
Type Security Shares Price Value
Sale Common Stock 820 $105.36 $86K
Sale Common Stock 2,041 $106.98 $218K
Holdings After Transaction: Common Stock — 63,692 shares (Direct)
Footnotes (1)
  1. This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted by the Issuer. Adoption date of referenced 10b5-1(c) plan is: 03-04-2025
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
POFF BRIAN

(Last) (First) (Middle)
6303 COWBOYS WAY
SUITE 600

(Street)
FRISCO TX 75034

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Addus HomeCare Corp [ ADUS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/24/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/24/2026 S(1)(2) 2,041 D $106.98 64,512 D
Common Stock 02/25/2026 S(1)(2) 820 D $105.36 63,692 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted by the Issuer.
2. Adoption date of referenced 10b5-1(c) plan is: 03-04-2025
/s/ Brian Poff 02/26/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Addus HomeCare (ADUS) report for Brian Poff?

Addus HomeCare reported that EVP and CFO Brian Poff sold 2,861 shares of common stock in two open-market transactions. These sales were made under a pre-arranged Rule 10b5-1 plan to satisfy tax obligations from vesting restricted stock awards.

How many Addus HomeCare (ADUS) shares did the CFO sell and at what prices?

Brian Poff sold 2,041 shares at a price of $106.98 per share and 820 shares at $105.36 per share. In total, 2,861 shares of Addus HomeCare common stock were sold in these open-market transactions.

Does the Addus HomeCare (ADUS) CFO still hold shares after these sales?

Yes, after the reported sales, EVP and CFO Brian Poff directly holds 63,692 shares of Addus HomeCare common stock. The Form 4 indicates this post-transaction ownership level following the open-market sales executed under his Rule 10b5-1 plan.

Why did the Addus HomeCare (ADUS) CFO sell shares according to the Form 4?

The filing states the sales were made to satisfy tax obligations due upon the vesting of restricted stock awards. The transactions were carried out under a previously established Rule 10b5-1 trading plan adopted on March 4, 2025.

What is noted about the trading plan in the Addus HomeCare (ADUS) Form 4?

The Form 4 explains that the sales were executed pursuant to a previously established Rule 10b5-1(c) plan. It also discloses the adoption date of this plan as March 4, 2025, providing context for the automatic nature of the transactions.