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Tax-driven sale by Addus HomeCare (ADUS) president under 10b5-1 plan

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Addus HomeCare Corp executive Heather Brianne Dixon, President and Chief Operating Officer, reported an open-market sale of 288 shares of common stock at $93.77 per share. According to the disclosure, the sale was made under a previously established Rule 10b5-1 trading plan to cover tax obligations arising from the vesting of restricted stock awards. After this transaction, she continues to hold 44,371 shares of Addus HomeCare common stock directly.

Positive

  • None.

Negative

  • None.
Insider Dixon Heather Brianne
Role President and Chief Operating
Sold 288 shs ($27K)
Type Security Shares Price Value
Sale Common Stock 288 $93.77 $27K
Holdings After Transaction: Common Stock — 44,371 shares (Direct, null)
Footnotes (1)
  1. This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted by the Issuer. Adoption date of referenced 10b5-1(c) plan is: 11-06-2025
Shares sold 288 shares Open-market sale on 2026-06-22
Sale price $93.77 per share Average price for the 288-share sale
Shares held after transaction 44,371 shares Direct ownership following the reported sale
Net shares sold 288 shares Net change in position from this Form 4
Rule 10b5-1 regulatory
"made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
restricted stock awards financial
"tax obligations due upon the vesting of restricted stock awards granted by the Issuer"
Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
open-market sale financial
"transaction_action: "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dixon Heather Brianne
(Last)(First)(Middle)
6303 COWBOYS WAY
SUITE 600
(Street)
FRISCO TEXAS 75034
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Addus HomeCare Corp [ ADUS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President and Chief Operating
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/22/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/22/2026S(1)(2)288D$93.7744,371D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted by the Issuer.
2. Adoption date of referenced 10b5-1(c) plan is: 11-06-2025
/s/ Brian Poff, Attorney-In-Fact for Heather Brianne Dixon06/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Addus HomeCare (ADUS) report for Heather Brianne Dixon?

Addus HomeCare reported that Heather Brianne Dixon sold 288 shares of common stock. The shares were sold in an open-market transaction at $93.77 per share, as part of a pre-established Rule 10b5-1 trading plan linked to restricted stock vesting.

Why did Heather Brianne Dixon sell shares of Addus HomeCare (ADUS)?

The filing states the sale was made to satisfy tax obligations from vesting restricted stock awards. These awards were granted by Addus HomeCare, and the transaction was executed under a previously adopted Rule 10b5-1 trading plan for this specific tax purpose.

How many Addus HomeCare (ADUS) shares does Heather Brianne Dixon hold after the sale?

After selling 288 shares, Heather Brianne Dixon holds 44,371 Addus HomeCare common shares directly. This figure reflects her reported direct ownership following the transaction disclosed in the Form 4 and helps show that most of her position remains unchanged.

At what price were Heather Brianne Dixon’s Addus HomeCare (ADUS) shares sold?

Her 288 Addus HomeCare shares were sold at an average price of $93.77 per share. This price reflects the open-market sale reported in the Form 4 and is tied to a transaction executed under a previously established Rule 10b5-1 plan.

Was the Addus HomeCare (ADUS) insider sale made under a Rule 10b5-1 plan?

Yes. The filing notes the transaction was executed under a previously established Rule 10b5-1 trading plan. The plan, adopted on November 6, 2025, governed the sale used to cover tax obligations from restricted stock vesting.

What is the purpose of the Rule 10b5-1 plan mentioned for Addus HomeCare (ADUS)?

The Rule 10b5-1 plan allowed pre-scheduled sales of shares to satisfy tax obligations from vesting restricted stock awards. Under such a plan, trades occur according to preset instructions, reducing discretionary timing decisions by the insider during the covered period.