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[Form 4] Addus HomeCare Corp Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Heather Brianne Dixon, a named officer of Addus HomeCare Corp (ADUS), reported an acquisition on 09/15/2025 of 28,370 shares of the issuer's common stock at a reported price of $0. Following the reported transaction, Ms. Dixon beneficially owns 32,189 shares, held directly. The filing includes an explanatory note that the newly reported shares vest in equal installments on September 15, 2026, September 15, 2027, and September 15, 2028, subject to customary continued-service provisions and acceleration on a change in control. The Form 4 was signed by an attorney-in-fact on 09/16/2025.

Positive
  • Acquisition of 28,370 shares reported (transaction code A), increasing direct beneficial ownership to 32,189 shares
  • Vesting schedule disclosed: shares vest in equal installments on Sep 15, 2026, Sep 15, 2027, and Sep 15, 2028
  • Change-in-control acceleration is disclosed, clarifying terms of the equity award
Negative
  • None.

Insights

TL;DR: Officer reported a sizeable grant/vesting of 28,370 shares that increases direct ownership to 32,189 shares.

The Form 4 discloses a non-cash acquisition (transaction code A) of 28,370 common shares at a reported price of $0, consistent with an equity award or grant rather than an open-market purchase. The shares are subject to time-based vesting over three annual installments and include acceleration on a change in control, which is typical for retention and alignment purposes. For investors, this is a routine executive equity grant disclosure; it changes the officer's direct stake but contains no cash proceeds or debt impact for the company.

TL;DR: Filing documents a standard restricted-equity grant with multi-year vesting and change-in-control acceleration.

The explanatory note confirms the award vests in equal installments over three years and includes customary acceleration on a change in control. The structure indicates retention incentives and potential alignment of management with shareholder outcomes without immediate dilutionary cash impact. The report is filed by a single reporting person and signed by an attorney-in-fact, satisfying procedural reporting requirements. No unusual terms or immediate insider sales are disclosed.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Dixon Heather Brianne

(Last) (First) (Middle)
6303 COWBOYS WAY
SUITE 600

(Street)
FRISCO TX 75034

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Addus HomeCare Corp [ ADUS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President and Chief Operating
3. Date of Earliest Transaction (Month/Day/Year)
09/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/15/2025 A 28,370(1) A $0 32,189 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The shares vest in equal installments on each of September 15, 2026, September 15, 2027, and September 15, 2028, subject to customary provisions for continued service and acceleration on a change in control.
/s/ Brian Poff, Attorney-In-Fact for Heather Brianne Dixon 09/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Heather Brianne Dixon report on Form 4 for ADUS?

The Form 4 reports an acquisition of 28,370 common shares on 09/15/2025 at a reported price of $0, increasing her direct beneficial ownership to 32,189 shares.

Are the acquired ADUS shares immediately vested?

No. The filing states the shares vest in equal installments on September 15, 2026, September 15, 2027, and September 15, 2028, subject to continued service and change-in-control acceleration.

What does a reported price of $0 indicate on this Form 4?

A price of $0 in this filing indicates the reported acquisition was not a market purchase and is consistent with an equity award or grant rather than a cash purchase.

Who signed the Form 4 filing for Heather Brianne Dixon?

The Form 4 was signed by Brian Poff, Attorney-In-Fact for Heather Brianne Dixon, on 09/16/2025.

Does this Form 4 show any insider sales by the reporting person?

No. The filing shows an acquisition (code A) of shares and does not report any dispositions or sales.
Addus Homecare Corp

NASDAQ:ADUS

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2.05B
18.00M
2.46%
104.29%
3.45%
Medical Care Facilities
Services-home Health Care Services
Link
United States
FRISCO