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Anfield Energy SEC Filings

AEC NASDAQ

Welcome to our dedicated page for Anfield Energy SEC filings (Ticker: AEC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The Anfield Energy Inc. (AEC) SEC filings page provides access to the company’s regulatory disclosures as a foreign issuer. Anfield Energy Inc. files annual reports on Form 40-F and furnishes current reports on Form 6-K under the Securities Exchange Act of 1934. These filings relate to its activities as a mineral exploration and development company focused on uranium and vanadium projects in Canada and the United States.

Form 6-K filings for Anfield Energy Inc. frequently reference press releases, which the company furnishes to the U.S. Securities and Exchange Commission as current reports. One Form 6-K also indicates that unaudited condensed consolidated interim financial statements, management’s discussion and analysis, and CEO and CFO certifications are incorporated by reference into a Registration Statement on Form F-10. This highlights how the company uses its SEC filings to present financial information and management commentary to investors.

Through this page, users can review Anfield Energy Inc.’s Form 6-K submissions to see the press releases and financial disclosures the company has chosen to file, as well as understand how these documents connect to its broader reporting framework on Form 40-F and Form F-10. For those analyzing AEC, these filings offer insight into its mineral exploration and development focus, its uranium and vanadium projects, and its use of Canadian–U.S. disclosure mechanisms.

AI-powered tools on the platform can help summarize and explain the contents of lengthy filings, making it easier to interpret the financial statements, management’s discussion and analysis, and other materials that Anfield Energy Inc. furnishes to regulators.

Rhea-AI Summary

Anfield Energy Inc. reports that its shareholders have approved Uranium Energy Corp. as a control person of the company and the issuance of 896,861 common shares to UEC Energy Corp., Uranium Energy’s wholly owned subsidiary. These shares were issued upon conversion of previously sold subscription receipts after escrow conditions were satisfied, following approval by disinterested shareholders at a special meeting and clearance under TSX Venture Exchange policies. This step formalizes Uranium Energy’s significant ownership position and completes the related private placement structure.

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Extract Advisors LLC, Extract Capital Master Fund Ltd., and Darin Milmeister filed a Schedule 13G reporting significant ownership in Anfield Energy Inc. They report beneficial ownership of 1,654,052 common shares, representing 9.5% of the class, including shares issuable upon warrant exercise within sixty days.

Extract Capital Master Fund Ltd. itself holds 1,527,323 shares, or 8.8% of the class. The ownership percentages are based on 15,877,763 shares outstanding as of November 12, 2025, plus shares issuable on certain warrants. Voting and disposition authority is reported as shared, with no sole power. The filers certify the securities are not held to change or influence control of the issuer.

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Anfield Energy Inc. has called a special shareholder meeting for February 27, 2026 to vote on approving Uranium Energy Corp. as a “Control Person” under TSX Venture Exchange rules. This follows a non-brokered private placement of 896,861 subscription receipts to a Uranium Energy subsidiary at US$4.46 each, raising US$4,000,000. Each subscription receipt converts into one common share if escrow conditions, including TSXV and disinterested shareholder approval, are met by March 31, 2026 or a later date set by Uranium Energy.

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Anfield Energy Inc. reports that it has amended its existing credit facility with Extract Advisors LLC. Extract has consented to Anfield’s proposed acquisition of all issued and outstanding securities of B.R.S. Inc. in exchange for equity-based consideration.

Under the amending and consent agreement, Anfield agreed to issue 50,000 bonus common shares and 500,000 bonus common share purchase warrants to Extract. Each warrant allows the purchase of one common share at C$12.50 until September 26, 2028, and any warrant exercise proceeds must be applied to repay the credit facility’s principal.

Because Extract and its joint actor are insiders, the transaction is a related party transaction under MI 61-101. Anfield’s board determined it qualifies for exemptions from formal valuation and minority shareholder approval on the basis that the fair market value involved is less than 25% of the company’s market capitalization. The issuance of the bonus shares and warrants remains subject to TSX Venture Exchange approval.

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Anfield Energy Inc. has called a special shareholder meeting on February 27, 2026 in Vancouver to seek disinterested shareholder approval of Uranium Energy Corp. as a “Control Person” under TSX Venture Exchange rules.

Uranium Energy currently has beneficial control and ownership of 4,978,877 common shares, or about 28.8% of Anfield’s outstanding shares, plus 1,283,639 warrants and 896,861 subscription receipts. If the subscription receipts convert and all warrants are exercised, Uranium Energy would hold 7,159,377 common shares, representing about 36.8% of Anfield’s then outstanding shares. Shareholders are being asked to approve Uranium Energy’s control status in connection with its participation, through subsidiary UEC, in a US$4,000,000 private placement of subscription receipts.

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Uranium Energy Corp. and its subsidiary UEC Energy Corp. report a 36.8% beneficial ownership stake in Anfield Energy Inc., totaling 7,159,377 common shares. This amount includes 4,978,877 common shares currently held, plus 1,283,639 shares issuable upon warrants and 896,861 shares issuable upon subscription receipts that may be acquired within 60 days. The stake calculation is based on 17,288,115 Anfield common shares outstanding as of January 12, 2026, along with these potential issuances.

The position arose from a series of financing and debt-settlement transactions, including an $18,342,000 debt settlement partly paid in cash and partly in units with attached warrants, and subsequent share subscriptions and private purchases. Uranium Energy also holds an indemnification support agreement that allows it to designate board members and receive anti-dilution and top-up rights while it and its affiliates own at least 9.99% of Anfield’s outstanding common shares on a partially diluted basis.

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Anfield Energy Inc. reports that it is welcoming President Trump’s January 14, 2026 Section 232 proclamation on processed critical minerals, which includes uranium. The proclamation seeks to address national security risks from reliance on foreign-processed critical minerals by negotiating with trading partners while prioritizing domestic mining, processing and supply chains.

The company highlights that this action, together with uranium’s return to the U.S. Critical Minerals List and recent $2.7 billion in U.S. Department of Energy funding for domestic uranium enrichment, supports U.S. uranium producers and the nuclear sector. Anfield links these policy moves to its hub-and-spoke strategy built around the fully licensed Shootaring Canyon uranium mill in the U.S. and its projects in Utah and Colorado.

Anfield references 2025 milestones such as expedited federal approvals for its Velvet-Wood Mine, permitting progress for the JD-8 Mine targeting restart in H2 2026, and a recent US$10 million financing closed on January 13, 2026 to help accelerate its plans.

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Anfield Energy Inc. is calling a special meeting of its security holders. The meeting will take place on February 27, 2026 in Vancouver. Holders of its common shares as of the record date of January 21, 2026 will be entitled to receive notice of the meeting and vote. Proxy-related materials for beneficial non-objecting owners will be sent to them directly, while the company will not pay for delivery to objecting beneficial owners. Notice and Access will not be used for either beneficial or registered holders.

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Anfield Energy Inc. reported that it has closed a non-brokered LIFE offering of 1,345,292 common shares at US$4.46 per share for gross proceeds of US$6,000,000, alongside a concurrent non-brokered private placement of 896,861 subscription receipts to UEC Energy Corp. for an additional US$4,000,000, for total gross proceeds of US$10,000,000.

Each subscription receipt entitles UEC to one common share upon satisfaction of escrow release conditions, including TSX Venture Exchange approval and disinterested shareholder approval of Uranium Energy Corp. as a Control Person at a special meeting expected on or about February 27, 2026, with an escrow deadline of March 31, 2026. The company plans to use the net proceeds to fund capital commitments at its West Slope, Velvet-Wood, Slick Rock and Shootaring Canyon Mill projects, and for general corporate purposes and working capital.

After the transaction, Uranium Energy, through UEC, holds 4,978,877 common shares, 1,283,639 warrants and 896,861 subscription receipts, representing about 28.8% of outstanding common shares on a non-diluted basis and about 36.8% on a partially diluted basis, based on 17,288,115 common shares outstanding immediately after the offering.

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Anfield Energy Inc. filed a Form 6-K featuring a press release highlighting major uranium and vanadium project milestones reached in 2025 and outlining ambitious production goals for 2026. The company uplisted to the NASDAQ Capital Market under the symbol AEC, strengthened its board and management team, and advanced the Velvet-Wood mine with key U.S. federal and Utah approvals leading to a November groundbreaking. Anfield also progressed its hub-and-spoke strategy by drilling at the JD-7 Mine, submitting permits to restart the JD-8 Mine, purchasing specialized underground mining equipment, and signing an agreement to acquire engineering firm BRS, Inc. Looking ahead, Anfield targets initial production at Velvet-Wood, a restart of JD-8, a refurbished Shootaring Canyon mill with capacity of up to 3 million pounds of uranium per year, and further mine permitting, while cautioning that development decisions at JD-8 and Velvet-Wood have not been supported by feasibility studies and therefore carry added economic and technical risk.

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FAQ

What is the current stock price of Anfield Energy (AEC)?

The current stock price of Anfield Energy (AEC) is $6.09 as of March 6, 2026.

What is the market cap of Anfield Energy (AEC)?

The market cap of Anfield Energy (AEC) is approximately 110.6M.

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