Charles Schwab Corp (AEHR) Form 144 lists 470 RSUs, 530 ESPP shares

Rhea-AI Filing Summary

Charles Schwab Corporation submitted a Form 144 notice reporting a proposed sale of Common stock. The filing lists Restricted Stock Units of 470 and shares from an ESPP of 530 as covered securities. The form date shown is 04/17/2026 and the listing venue is NASDAQ.

Insights

Securities Compliance Analyst

Routine Form 144 notice listing equity from RSUs and an ESPP; appears administrative.

The filing lists 470 Restricted Stock Units and 530 ESPP shares as the securities identified for sale. Form 144s notify the SEC of an intent to sell restricted or control securities under Rule 144.

Cash‑flow treatment and the selling holder's identity are not shown in the excerpt; subsequent filings will report actual sales if and when executed.

Key Figures

Form type: Form 144 Restricted Stock Units: 470 ESPP shares: 530 +1 more

4 metrics

Form type Form 144 Notice of proposed sale

Restricted Stock Units 470 09/01/2023 (listed under Securities To Be Sold)

ESPP shares 530 04/01/2024 (listed under Securities To Be Sold)

Form date 04/17/2026 Form 144 date shown in excerpt

Key Terms

Restricted Stock Unit, ESPP, Form 144

3 terms

Restricted Stock Unit financial

"Restricted Stock Unit | Issuer | 470 | 09/01/2023"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

ESPP financial

"ESPP | Issuer | 530 | 04/01/2024 | Payroll Deduction"

An Employee Stock Purchase Plan (ESPP) is a company program that lets employees buy the company’s shares at a reduced price, usually by setting aside a small portion of their pay over time. It matters to investors because it encourages employees to own part of the business—like giving staff a discounted membership— which can boost commitment and performance, while also potentially increasing the number of shares available and affecting shareholder value.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/17/2026 - 11:44 AM Learn about SEC filing dates

FAQ

What does the Form 144 for AEHR show about the securities to be sold?

The filing lists Restricted Stock Units (470) and ESPP shares (530) as covered securities. It shows 470 RSUs with a 09/01/2023 date and 530 ESPP shares with a 04/01/2024 date; the form date is 04/17/2026.

Does the Form 144 mean the shares have already been sold for AEHR?

No — Form 144 is a notice of proposed sale, not confirmation of sale. It signals an intent to sell restricted or control securities; actual transactions appear later in trade reports if executed.

Who is the issuer named in the Form 144 excerpt?

The excerpt names Charles Schwab Corporation as the issuer for the Common stock listed. The filing also indicates the securities are listed on NASDAQ and shows the form date 04/17/2026.

What dates are associated with the listed equity in the Form 144?

Two grant/acquisition dates appear: 09/01/2023 for RSUs and 04/01/2024 for ESPP shares. The filing date recorded in the excerpt is 04/17/2026, which is the Form 144 date shown.

Does the Form 144 excerpt show settlement value or proceeds?

No monetary proceeds or settlement amounts are specified for the proposed sale in the excerpt. The excerpt lists counts for RSUs and ESPP shares but does not state any aggregate proceeds or sale prices.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corporation 3000 Schwab Way Westlake TX 76262	1000	81000.00	31453254	04/17/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/01/2023	Restricted Stock Unit	Issuer			470	09/01/2023	Equity Compensation
Common	04/01/2024	ESPP	Issuer			530	04/01/2024	Payroll Deduction

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)