Alset (NASDAQ: AEI) CEO lines up stock sale from award grant

Rhea-AI Filing Summary

Alset Inc. (AEI) received a notice that its Chairman and Chief Executive Officer, Chan Heng Fai Ambrose, has filed to potentially sell shares of Alset common stock under Rule 144. The planned sale covers up to 380,000 shares of common stock, $0.001 par value, through Bank J. Safra Sarasin Ltd, Hong Kong Branch, with an aggregate market value of $604,200.00, and an approximate sale date of 08/26/2026 on the Nasdaq Stock Market.

The shares proposed for sale come from a prior stock award from Alset Inc., in which 1,000,000 shares were acquired on 04/15/2025 from the issuer as payment for services rendered. Alset reports that 38,895,830 shares of common stock were outstanding, providing context for the size of this potential sale.

Key Figures

Shares proposed to be sold: 380,000 shares of common stock Aggregate market value: $604,200.00 Shares outstanding: 38,895,830 shares +3 more

6 metrics

Shares proposed to be sold 380,000 shares of common stock Maximum number of Alset Inc. shares covered by the Form 144 notice

Aggregate market value $604,200.00 Aggregate market value of the 380,000 shares proposed to be sold

Shares outstanding 38,895,830 shares Alset Inc. common shares outstanding used as context for the sale

Shares acquired in stock award 1,000,000 shares Common stock acquired on 04/15/2025 as a stock award for services rendered

Acquisition date of award shares 04/15/2025 Date the 1,000,000-share stock award from Alset Inc. was received

Approximate sale date 08/26/2026 Target date for sale of shares covered by the Form 144 notice

Key Terms

Rule 144, par value, aggregate market value, stock award

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

par value financial

"Common Stock, $0.001 Par Value | Bank J. Safra Sarasin Ltd"

Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

aggregate market value financial

"380000 | 604200.00 | 38895830 | 08/26/2026"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

stock award financial

"Stock award from Issuer | Issuer | | | 1000000 | 04/15/2025"

FAQ

What does Alset Inc. (AEI) disclose in this Form 144 filing?

Alset Inc. discloses that its Chairman and CEO, Chan Heng Fai Ambrose, has filed a notice under Rule 144 to potentially sell up to 380,000 shares of Alset common stock on or about 08/26/2026 through a broker on the Nasdaq Stock Market.

How many Alset Inc. (AEI) shares are proposed to be sold and at what value?

The filing covers up to 380,000 shares of Alset Inc. common stock with an aggregate market value of $604,200.00. This figure reflects the total market value associated with the shares covered by the notice at the time of the filing.

Who is selling Alset Inc. (AEI) shares under this Form 144 and what is their role?

The planned sale is for the account of Chan Heng Fai Ambrose, who is identified as Chairman and Chief Executive Officer of Alset Inc. The notice is filed in connection with his beneficial holdings of Alset common stock.

What is the origin of the Alset Inc. (AEI) shares being sold under Rule 144?

The shares proposed for sale come from a stock award from Alset Inc. The filing states that 1,000,000 shares of common stock were acquired on 04/15/2025 from the issuer as consideration for services rendered.

How large is the proposed Alset Inc. (AEI) sale relative to shares outstanding?

Alset reports 38,895,830 shares of common stock outstanding. The Form 144 covers a potential sale of 380,000 shares; the outstanding share count is provided as context for the size of the contemplated sale.

Which broker and market are involved in the potential Alset Inc. (AEI) share sale?

The notice identifies Bank J. Safra Sarasin Ltd, Hong Kong Branch as the broker handling the transaction. The potential sale of Alset common stock is expected to occur on the Nasdaq Stock Market around 08/26/2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/25/2026 - 04:44 PM Accepted by SEC EDGAR 08/25/2026 - 04:44 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001261725
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ALSET INC.
SEC File Number	001-39732
Address of Issuer	4800 MONTGOMERY LANE, SUITE 210, BETHESDA MARYLAND 20814
Phone	301-971-3940
Name of Person for Whose Account the Securities are To Be Sold	Chan Heng Fai Ambrose
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Chairman and Chief Executive Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, $0.001 Par Value	Bank J. Safra Sarasin Ltd, Hong Kong Branch 40/F Edinburgh Tower, The Landmark, 15 Queen's Road Central, K3 00000	380000	604200.00	38895830	08/26/2026	Nasdaq Stock Market

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock, $0.001 Par Value	04/15/2025	Stock award from Issuer	Issuer			1000000	04/15/2025	Services rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	08/25/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Chan Heng Fai Ambrose
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)