Alset faces April 26, 2027 deadline over Nasdaq $1 rule

The notice leaves AEI’s Nasdaq listing unchanged immediately, while continued listing depends on meeting the price test or qualifying for additional time.

Available on EDGAR 10/30/2026 - 05:07 PM EDT Accepted by SEC EDGAR 10/30/2026 - 05:06 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Alset Inc. (AEI) received a Nasdaq notice that it no longer meets the $1.00 minimum bid-price requirement because its closing bid price was below that level for 30 consecutive trading days. The notice has no immediate effect on the listing. Alset has 180 calendar days from October 28, 2026, through April 26, 2027, to regain compliance; Nasdaq will confirm compliance if the bid closes at or above $1.00 for a minimum of 10 consecutive business days before the deadline.

If Alset does not regain compliance by April 26, 2027, it may qualify for an additional 180 calendar days if it meets other specified listing standards and gives written notice of its intent to cure the deficiency, including by a reverse stock split if necessary. Alset previously announced its intent to effect a 1-for-5 reverse stock split and anticipates announcing its timing in the immediate future.

0 points · 0 major

NegativeiHow this balance works

How this balance works

Rhea-AI gives every point it takes from this document a weight. Minor counts 1, Moderate 3 and Major 9, so one Major point outweighs several Minor ones. The bar adds up the weights on each side, and when neither side holds more than 65% of the total the balance reads Mixed.

It reads the document as published, with the same rules for every company, and it does not look at what the market expected or at how the stock traded, so a point can be objectively good on a day the stock falls.

Rhea-AI Sentiment measures something else, the tone of the wording.

How the balance worksHow Sentiment works

1 major · 1 point

How the balance works

Positive

• None.

Negative

• Major point$1.00 minimum-bid deficiency carries a compliance deadline of April 26, 2027.

8-K Event Classification

Item 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

1 item

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Securities

The company received a delisting notice, failed to satisfy a continued-listing rule or standard, or transferred its listing.

Key Figures

Minimum bid price requirement: $1.00 per share Duration below minimum bid price: 30 consecutive trading days Initial compliance period: 180 calendar days +3 more

6 metrics

Minimum bid price requirement $1.00 per share Nasdaq continued-listing requirement

Duration below minimum bid price 30 consecutive trading days Basis for Nasdaq’s notice

Initial compliance period 180 calendar days From October 28, 2026, through April 26, 2027

Compliance price test 10 consecutive business days at or above $1.00 per share Required before April 26, 2027

Possible additional compliance period 180 calendar days Conditional on meeting Nasdaq’s additional requirements

Announced reverse stock split ratio 1-for-5 Alset anticipates announcing the timing in the immediate future

Key Terms

Minimum Bid Price Requirement, continued listing requirement, initial listing standards, reverse stock split

4 terms

Minimum Bid Price Requirement regulatory

"minimum bid price requirement of $1.00 per share"

A minimum bid price requirement is a rule that a stock must trade above a set price for a specified period to stay listed on an exchange. It matters to investors because falling below that threshold can trigger warnings or removal from the exchange, which can cut liquidity, reduce visibility, and often lead to sharper declines in share value—think of it like a venue’s minimum dress code that, if not met, can bar a performer from the stage.

continued listing requirement regulatory

"continued listing requirement for market value of publicly held shares"

Rules a stock exchange sets that a publicly traded company must follow to keep its shares listed, such as minimum share price, market value, shareholder equity, and timely financial reporting. These rules matter to investors because failing them can lead to removal from the exchange, which can make shares harder to buy or sell and often lowers their value — like a club with membership requirements where losing eligibility restricts access and signals trouble.

initial listing standards regulatory

"all other initial listing standards for The Nasdaq Capital Market"

reverse stock split technical

"intent to effect a reverse stock split"

A reverse stock split reduces a company's number of outstanding shares while raising the price per share proportionally, so the total value of each investor's holding is unchanged; a 1-for-10 split turns 100 shares worth $1 each into 10 shares worth $10 each. Companies often do this to regain compliance with an exchange's minimum price rule or to attract investors who avoid very low-priced stocks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

Why did AEI receive a Nasdaq minimum bid-price notice?

Alset received the notice because its common stock’s closing bid price was below $1.00 per share for 30 consecutive trading days, so it no longer met Nasdaq’s continued-listing minimum bid-price requirement.

What does AEI need to do to regain Nasdaq’s $1 minimum bid-price compliance?

Before April 26, 2027, the common stock must close at or above $1.00 per share for a minimum of 10 consecutive business days. Nasdaq would then provide written notification that Alset has achieved compliance.

Can AEI get more time to meet Nasdaq’s minimum bid-price rule?

Alset may qualify for an additional 180 calendar days if it meets the continued listing requirement for market value of publicly held shares and the other initial listing standards for The Nasdaq Capital Market, except the bid-price requirement, and gives written notice of its intent to cure the deficiency during the second compliance period.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding 8-K Material Events →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

false 0001750106 0001750106 2026-10-28 2026-10-28 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 28, 2026

ALSET INC.

(Exact name of registrant as specified in its charter)

Texas		001-39732		83-1079861
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

4800 Montgomery Lane
Suite 210
Bethesda, Maryland		20814
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code: (301) 971-3940

Not Applicable

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading symbol(s)		Name of each exchange on which registered
Common Stock, $0.001 par value per share		AEI		The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

On October 28, 2026, Alset Inc. (the “Company”) received a notification letter from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, because the closing bid price for the Company’s common stock listed on Nasdaq was below $1.00 for 30 consecutive trading days, the Company no longer meets the minimum bid price requirement for continued listing on The Nasdaq Capital Market under Nasdaq Marketplace Rule 5550(a)(2), requiring a minimum bid price of $1.00 per share (the “Minimum Bid Price Requirement”).

The notification has no immediate effect on the listing of the Company’s common stock. In accordance with Nasdaq Marketplace Rule 5810(c)(3)(A), the Company has a period of 180 calendar days from October 28, 2026, or until April 26, 2027, to regain compliance with the Minimum Bid Price Requirement. If at any time before April 26, 2027, the bid price of the Company’s common stock closes at or above $1.00 per share for a minimum of 10 consecutive business days, Nasdaq will provide written notification that the Company has achieved compliance with the Minimum Bid Price Requirement.

The notification letter also disclosed that in the event the Company does not regain compliance with the Minimum Bid Price Requirement by April 26, 2027, the Company may be eligible for additional time. To qualify for additional time, the Company would be required to meet the continued listing requirement for market value of publicly held shares and all other initial listing standards for The Nasdaq Capital Market, with the exception of the bid price requirement, and would need to provide written notice of its intention to cure the deficiency during the second compliance period, by effecting a reverse stock split, if necessary. If the Company meets these requirements, Nasdaq will inform the Company that it has been granted an additional 180 calendar days to regain compliance. However, if it appears to the staff of Nasdaq (the “Staff”) that the Company will not be able to cure the deficiency, or if the Company is otherwise not eligible, the Staff would notify the Company that its securities will be subject to delisting. In the event of such notification, the Company may appeal the Staff’s determination to delist its securities, but there can be no assurance the Staff would grant the Company’s request for continued listing.

The Company intends to continue actively monitoring the bid price for its common stock between now and April 26, 2027, and will consider available options to resolve the deficiency and regain compliance with the Minimum Bid Price Requirement. The Company has previously announced its intent to effect a reverse stock split of the Company’s Common Stock by a ratio of 1-for-5; the Company anticipates announcing the timing of such reverse stock split in the immediate future.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.

	ALSET INC.
Dated: October 30, 2026	By:	/s/ Rongguo Wei
	Name:	Rongguo Wei
	Title:	Co-Chief Financial Officer

Filing Exhibits & Attachments

3 documents

Other Documents

• EX-101 XBRL SCHEMA FILE 2.9 KB
• EX-101 XBRL LABEL FILE 33.4 KB
• EX-101 XBRL PRESENTATION FILE 21.8 KB