Welcome to our dedicated page for ALSET SEC filings (Ticker: AEI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Alset Inc. filings document regulatory disclosures for a diversified holding company with subsidiaries and investments across real estate, financial services, digital transformation technology, biohealth, consumer products and clean-energy transportation. Form 8-K reports cover material agreements, asset acquisitions and dispositions, subsidiary investment matters, stock repurchase programs, auditor changes, and capital-structure events.
Proxy materials describe annual meeting and shareholder voting matters, while capital-structure disclosures address common-stock issuances, convertible-note terms and conversions, financing arrangements, governance approvals, risk language, and ownership or security-structure matters tied to Alset's public-company status.
Chan Heng Fai Ambrose, CEO, Director and 10% owner of Alset Inc. (AEI), purchased 33,000 shares of Alset common stock on 08/18/2025 at a weighted average price of $1.2887 per share. The filing states the trades executed at prices ranging from $1.19 to $1.42 and that Mr. Chan will provide detailed trade-by-trade information on request.
Following this acquisition, Mr. Chan directly holds 31,822,903 shares and indirectly owns 3,875,506 shares through HFE Holdings Limited, for a total beneficial ownership of 35,698,409 shares. The filing confirms he has sole voting and investment power over the shares held by HFE Holdings.
On 23 Jul 2025, Alset Inc. (AEI) Chief Executive Officer, Director and >10% owner Chan Heng Fai converted the entire $83 million principal of a previously issued convertible promissory note into 27,666,667 new common shares at $3.00 per share. The transaction removes the debt from Alset’s balance sheet and raises Mr. Chan’s direct holding to 31,789,903 shares. Including 3,875,506 shares held via HFE Holdings Ltd., his total beneficial ownership reaches 35,665,409 shares.
The Form 4 lists the note receipt (code J) and its same-day conversion (code C), leaving no derivative securities outstanding. While the debt-for-equity swap strengthens the company’s leverage profile and signals insider commitment, it increases the outstanding share count, creating dilution for existing shareholders and further concentrating control in the CEO.
- Shares issued: 27.67 m
- Conversion price: $3.00
- Total insider stake: 35.67 m shares
- Debt retired: $83 m