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Alicia Knapp Files Initial AEP Form 3, Discloses Zero Ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Alicia R. Knapp filed a Form 3 for American Electric Power Co., Inc. (AEP) dated 09/29/2025, identifying herself as an Executive Vice President and Director. The filing states that the reporting person does not beneficially own any shares of AEP. The submission was executed by an attorney-in-fact, David C. House, on behalf of Ms. Knapp, and serves as the initial Section 16 filing disclosing her relationship to the issuer and current lack of equity ownership.

Positive

  • Clear disclosure of reporting person identity and corporate roles (Executive Vice President and Director).
  • Timely Form 3 filing establishing compliance with Section 16 reporting requirements.

Negative

  • No beneficial ownership reported by the Executive Vice President/Director, indicating no disclosed equity alignment with shareholders.

Insights

TL;DR: Initial insider filing shows a named officer/director with no disclosed equity stake, which is neutral for immediate valuation impact.

The Form 3 documents that Alicia R. Knapp holds the titles of Executive Vice President and Director for AEP and reports zero beneficial ownership of common stock. For analysts, the filing mainly establishes governance and disclosure compliance; it does not provide operating or financial metrics. The absence of a shareholding means no insider buy/sell signal is conveyed here, so there is no direct implication for earnings, cash flow, or leverage.

TL;DR: The filing confirms officer/director status and transparency of disclosure but raises governance context questions due to lack of equity alignment.

The Form 3 is procedurally correct and timely, naming Ms. Knapp as Executive Vice President and a Director while explicitly stating she owns no securities of the company. From a governance perspective, initial disclosure of zero ownership is notable because typical expectations are some form of equity alignment for senior executives or directors. The form itself contains no additional details on compensation or deferred awards.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Knapp Alicia R

(Last) (First) (Middle)
1 RIVERSIDE PLAZA

(Street)
COLUMBUS OH 43215

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/29/2025
3. Issuer Name and Ticker or Trading Symbol
AMERICAN ELECTRIC POWER CO INC [ AEP ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
The Reporting Person does not own any share of American Electric Power Company, Inc.
No securities are beneficially owned.
/s/ David C. House, Attorney-in-Fact for Alicia R. Knapp 09/29/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Alicia R. Knapp report on the AEP Form 3?

The filing states Ms. Knapp is an Executive Vice President and Director of AEP and does not beneficially own any shares of the company.

When was the Form 3 for AEP filed?

The event date shown on the form is 09/29/2025, and the filing was signed by an attorney-in-fact on that date.

Does the Form 3 show any derivative or option holdings for AEP?

No. The filing explicitly states no securities are beneficially owned, and no derivative securities are reported.

Who signed the Form 3 for Alicia R. Knapp?

The form was signed by David C. House, Attorney-in-Fact for Alicia R. Knapp on 09/29/2025.

Does this Form 3 provide information on compensation or awards for Ms. Knapp?

No. The Form 3 only discloses beneficial ownership and reporting person relationship; it contains no compensation or award details.
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