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American Electric Power director acquires 379 stock units

The 379 phantom stock units are payable in cash or shares following termination of the director’s Board service.

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Form Type
4

Rhea-AI Filing Summary

American Electric Power (AEP) director Margaret M. McCarthy acquired 379 phantom stock units on September 30, 2026, under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. AEP’s stock price at the transaction was $118.64 per share, and each phantom stock unit represents the right to receive the cash value of one AEP common share. Her reported direct holding after the transaction was 4,071 phantom stock units. The units are payable in cash or shares following termination of her service on the Board.

Insider McCarthy Margaret M
Role Director
Type Security Shares Price Value
Grant/Award Phantom Stock Units F1, F3, F2 0 $118.64 $0.00
Holdings After Transaction: Phantom Stock Units — 4,071 contracts (Direct)
Footnotes (3)
  1. F1. Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.
  2. F2. Shares of phantom stock are payable in cash or shares following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.
  3. F3. Was AEP Stock Price at the time of the transaction.
Phantom stock units acquired 379 phantom stock units September 30, 2026
AEP stock price at transaction $118.64 per share September 30, 2026
Phantom stock units after transaction 4,071 phantom stock units Reported direct holding following the September 30, 2026 transaction
phantom stock financial
"Each share of phantom stock represents the right to receive the cash value"
A phantom stock is a form of compensation that gives employees or executives the benefits of stock ownership, such as the increase in stock value, without actually giving them real shares. It acts like a promise to pay the employee the equivalent value of company stock later, often as a bonus or incentive. This allows companies to motivate and reward staff without diluting ownership or transferring actual shares.
AEP Stock Unit Accumulation Plan for Non-Employee Directors financial
"under the AEP Stock Unit Accumulation Plan for Non-Employee Directors"
alternative investment account financial
"transfer the phantom stock in the AEP Stock Plan account into an alternative investment account"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many phantom stock units did AEP director Margaret M. McCarthy acquire?

Margaret M. McCarthy acquired 379 phantom stock units on September 30, 2026. AEP’s stock price at the transaction was $118.64 per share, and her reported holding afterward was 4,071 phantom stock units.

Can AEP phantom stock units be transferred to another investment account?

McCarthy may transfer the phantom stock in her AEP Stock Plan account into an alternative investment account at any time.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McCarthy Margaret M

(Last)(First)(Middle)
1 RIVERSIDE PLAZA

(Street)
COLUMBUS OHIO 43215

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AMERICAN ELECTRIC POWER CO INC [ AEP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Stock Units(1)$009/30/2026A0(1) (2) (2)Common Stock379(1)$118.64(3)4,071D
Explanation of Responses:
1. Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.
2. Shares of phantom stock are payable in cash or shares following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.
3. Was AEP Stock Price at the time of the transaction.
Remarks:
/s/ David C. House, Attorney-in-Fact for Margaret M McCarthy10/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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