Executive at AES CORP (AES) reports 10,907 common shares on Form 3

Rhea-AI Filing Summary

AES CORP filed an initial ownership report for Vice President and Controller Jarred Aubrey Nicole. The filing shows beneficial ownership of 10,907 shares of common stock held directly. These holdings include Restricted Stock Unit Awards granted under The AES Corporation 2003 Long Term Compensation Plan and The AES Corporation 2025 Equity and Incentive Compensation Plan.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Jarred Aubrey Nicole

Role Vice President and Controller

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 10,907 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Common stock owned: 10,907 shares

1 metrics

Common stock owned 10,907 shares Beneficially owned directly as reported on Form 3

Key Terms

Restricted Stock Unit Awards, Long Term Compensation Plan, Equity and Incentive Compensation Plan

3 terms

Restricted Stock Unit Awards financial

"Includes Restricted Stock Unit Awards granted pursuant to The AES Corporation 2003 Long Term Compensation Plan"

Restricted stock unit awards are company promises to deliver a specific number of shares to employees or service providers in the future once conditions—such as staying with the company for a set time or meeting performance targets—are met. They matter to investors because when the promises convert into actual shares they increase the total share count and can reduce earnings per share, while also aligning recipients’ interests with stock performance much like deferred pay that turns into ownership if goals are met.

Long Term Compensation Plan financial

"granted pursuant to The AES Corporation 2003 Long Term Compensation Plan"

Equity and Incentive Compensation Plan financial

"and The AES Corporation 2025 Equity and Incentive Compensation Plan"

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Jarred Aubrey Nicole

(Last) (First) (Middle)

4300 WILSON BOULEVARD

(Street)

ARLINGTON VIRGINIA 22203

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/07/2026

3. Issuer Name and Ticker or Trading Symbol
AES CORP [ AES ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Vice President and Controller

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	10,907(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes Restricted Stock Unit Awards granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and The AES Corporation 2025 Equity and Incentive Compensation Plan.

Remarks:

Exhibit 24.1 Power of Attorney

	/s/ Jennifer Gillcrist, attorney-in-fact	05/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the AES (AES) Form 3 filing for Jarred Aubrey Nicole show?

The Form 3 shows that Vice President and Controller Jarred Aubrey Nicole beneficially owns 10,907 shares of AES common stock. This is an initial ownership report, not a record of a new stock purchase or sale, and reflects her current direct equity stake.

How many AES CORP shares does Jarred Aubrey Nicole report owning on Form 3?

Jarred Aubrey Nicole reports beneficial ownership of 10,907 shares of AES CORP common stock. These shares are held directly and include Restricted Stock Unit Awards granted under company long-term compensation and equity incentive plans, highlighting her equity-based participation in AES’s compensation programs.

Are there any stock purchases or sales disclosed in this AES Form 3?

This Form 3 does not disclose any stock purchases or sales; it records existing holdings. The filing lists 10,907 shares of AES common stock beneficially owned by Jarred Aubrey Nicole, primarily reflecting compensation-related equity awards rather than recent market transactions in the company’s stock.

What plans are mentioned in Jarred Aubrey Nicole’s AES equity holdings?

Her reported holdings include Restricted Stock Unit Awards granted under The AES Corporation 2003 Long Term Compensation Plan and The AES Corporation 2025 Equity and Incentive Compensation Plan. These plans provide stock-based compensation, aligning part of her pay with AES’s long-term performance and shareholder interests.

Why is a Form 3 filing important for AES CORP investors?

Form 3 establishes the baseline share ownership of new insiders like officers or directors at AES CORP. It helps investors see how much equity a key executive holds, offering transparency into management’s stake in the company and forming a reference for any future Form 4 transactions.