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Aetherion: Royce & Associates reports 6.55% stake

The reported 6.55% position carries sole voting and dispositive power, while the securities are held in investment-management client accounts.

(Neutral)

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Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Aetherion Technologies Inc.’s Schedule 13G/A identifies Royce & Associates as reporting beneficial ownership of 1,244,479 common shares, equal to 6.55% of the class as of September 30, 2026. Royce & Associates reports sole voting and sole dispositive power over 1,244,479 shares, with no shared voting or dispositive power.

The exhibit says the securities are held by investment companies or managed accounts that are clients of Royce & Associates, LP. It states that Royce & Associates, LP exercises voting authority or investment discretion when delegated under an investment-management agreement, unless that agreement specifies otherwise, and disclaims pecuniary interest in the securities.

Beneficially owned common shares 1,244,479 shares Aetherion common stock as of September 30, 2026
Percent of class 6.55% Aetherion common stock as of September 30, 2026
Sole voting power 1,244,479 shares Aetherion common stock
Sole dispositive power 1,244,479 shares Aetherion common stock
beneficially owned regulatory
"securities reported herein are beneficially owned by one or more registered investment companies"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
sole voting power regulatory
"Sole Voting Power 1,244,479.00"
Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.
sole dispositive power regulatory
"Sole Dispositive Power 1,244,479.00"
Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.
pecuniary interest regulatory
"RALP disclaims any pecuniary interest in any of the securities reported"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many Aetherion (AETR) shares does Royce & Associates report beneficially owning?

Royce & Associates reports beneficial ownership of 1,244,479 Aetherion common shares, or 6.55% of the class, with sole voting and dispositive power over 1,244,479 shares as of September 30, 2026.

Who holds the AETR shares reported by Royce & Associates?

The securities are beneficially owned by one or more registered investment companies or other managed accounts that are clients of Royce & Associates, LP. The exhibit says Royce & Associates, LP exercises voting authority or investment discretion when delegated under the applicable management agreement, unless that agreement specifies otherwise.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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00809Q105

(CUSIP Number)
09/30/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G





SCHEDULE 13G



ROYCE & ASSOCIATES LP
Signature:Daniel A. O'Byrne
Name/Title:Vice President
Date:10/29/2026
Exhibit Information

Effective August 17, 2026, Franklin Resources, Inc. was renamed Franklin Templeton, Inc. ("FTI").The securities reported herein are beneficially owned by one or more registered investment companies or other managed accounts that are investment management clients of Royce & Associates, LP ("RALP"), an indirect majority owned subsidiary of Franklin Templeton, Inc.("FTI"). When an investment management contract (including a sub advisory agreement) delegates to RALP investment discretion or voting power over the securities held in the investment advisory accounts that are subject to that agreement, FTI treats RALP as having sole investment discretion or voting authority, as the case may be, unless the agreement specifies otherwise. Accordingly, RALP reports on Schedule 13G that it has sole investment discretion and voting authority over the securities covered by any such investment managementagreement, unless otherwise noted in this Item 4. As a result, for purposes of Rule 13d 3 under the Act, RALP may be deemed to be the beneficial owner of the securities reported in this Schedule 13G. Beneficial ownership by investment management subsidiaries and other affiliates of FTI is being reported in conformity with the guidelines articulated by the SEC staff in Release No. 3439538 (January 12, 1998) relating to organizations, such as FTI, where related entities exercise voting and investment powers over the securities being reported independently from eachother. The voting and investment powers held by RALP are exercised independently from FTI(RALP's parent holding company) and from all other investment management subsidiaries of FTI (FTI, its affiliates and investment management subsidiaries other than RALP are, collectively, "FTI affiliates"). Furthermore, internal policies and procedures of RALP and FTI affiliates establish informational barriers that prevent the flow between RALP and the FTI affiliates of information that relates to the voting and investment powers over the securities owned by their respective investment management clients. Consequently, RALP and the FTI affiliates report the securities over which they hold investment and voting power separately from each other for purposes of Section 13 of the Act. Charles B. Johnson and Rupert H. Johnson, Jr. (the "Principal Shareholders") may each own in excess of 10% of the outstanding common stock of FTI and are the principal stockholders of FTI (see FTI's Proxy Statement-Stock Ownership of Certain Beneficial Owners). However, because RALP exercises voting and investment powers on behalf of its investment management clients independently of FTI affiliates, beneficial ownership of the securities reported by RALP is not attributed to the Principal Shareholders. RALP disclaims any pecuniary interest in any of the securities reported in this Schedule 13G. In addition, the filing of this Schedule 13G on behalf of RALP should not be construed as an admission that it is, and it disclaims that it is, the beneficial owner, as defined in Rule 13d 3, of any of such securities. Furthermore, RALP believes that it is not a "group" with FTI affiliates, the Principal Shareholders, or their respective affiliates within the meaning of Rule 13d 5 under the Act and that none of them is otherwise required to attribute to any other the beneficial ownership of the securities held by such person or by any persons or entities for whom or for which RALP or the FTI affiliates provide investment management services.

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