STOCK TITAN

AFB (AFB) director reports open-market purchase of 2,500 shares

(Neutral)
(Positive)
Form Type
4

Rhea-AI Filing Summary

ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND director R. Jay Gerken reported an open-market purchase of 2,500 shares of Common Stock at an average price of $10.955 per share. Following this transaction, he directly owns 2,500 shares, indicating a new personal position in the fund.

Positive

  • None.

Negative

  • None.
Insider GERKEN R JAY
Role Director
Bought 2,500 shs ($27K)
Type Security Shares Price Value
Purchase Common Stock 2,500 $10.955 $27K
Holdings After Transaction: Common Stock — 2,500 shares (Direct)
Shares purchased 2,500 shares Open-market purchase on 2026-05-22
Purchase price $10.955 per share Average transaction price for Common Stock
Shares owned after 2,500 shares Total direct ownership following transaction
Net buy shares 2,500 shares Net change in position from this Form 4
open-market purchase financial
"transaction_action: "open-market purchase""
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
transaction code P financial
"transaction_code_description: "Purchase in open market or private transaction""
direct ownership financial
"ownership_type: "direct" and ownership_code: "D""

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What insider transaction did AFB director R. Jay Gerken report?

R. Jay Gerken reported buying 2,500 AFB Common Stock shares in the open market. The trade was recorded as a Form 4 transaction, indicating a direct personal purchase rather than through a related entity or derivative exercise.

At what price did the AFB director purchase shares in this Form 4?

The director bought 2,500 AFB Common Stock shares at an average price of $10.955 per share. This open-market purchase price reflects what he paid, not necessarily the current or future trading price of the fund’s shares.

How many AFB shares does the director hold after this reported transaction?

After the reported purchase, the director directly holds 2,500 AFB Common Stock shares. The Form 4 shows this as his total direct ownership, with no additional derivative positions disclosed in the filing’s derivative summary section.

Was the AFB insider transaction a buy or sell action?

The transaction was a buy, specifically an open-market purchase of AFB shares. The Form 4 classifies it under transaction code P, which denotes a purchase in the open market or a private transaction, resulting in a net addition of shares.

Does the AFB Form 4 filing show any derivative securities activity?

The filing does not show any derivative securities activity for this insider. The derivative summary section is empty, indicating no option exercises, conversions, or other derivative transactions were reported in connection with this Form 4 event.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GERKEN R JAY

(Last)(First)(Middle)
C/O ALLIANCEBERNSTEIN L.P.
66 HUDSON BLVD EAST

(Street)
NEW YORK NEW YORK 10001

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND [ AFB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/22/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/22/2026P2,500A$10.9552,500D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ R. Jay Gerken05/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)