What indirect AFCG holdings related to Robyn Tannenbaum are disclosed in this Form 4?

The filing lists 6,562,604 shares held indirectly through her spouse and 180,400 shares held by the Tannenbaum Family Foundation. For both positions, she disclaims beneficial ownership, except for any pecuniary interest regarding the foundation shares.

What was the total value of Robyn Tannenbaum’s AFCG share purchase?

Robyn Tannenbaum bought 1,000 AFCG shares at $3.15 per share, implying a transaction value of $3,150. The filing labels this as a purchase in an open-market or private transaction on 2026-08-14.

Advanced Flower Capital president buys 1,000 shares

Q: What insider transaction did AFCG President and CIO Robyn Tannenbaum report?

Robyn Tannenbaum reported buying 1,000 shares of Advanced Flower Capital Inc. (AFCG) Common Stock on 2026-08-14 at $3.15 per share in an open-market or private transaction, increasing her directly held AFCG shares.

Q: Was the AFCG insider purchase made under a Rule 10b5-1 trading plan?

The filing indicates the Rule 10b5-1 checkbox is not affirmed, and there is no footnote stating the trade was made under a trading plan. The 1,000-share purchase is therefore not identified as pursuant to a 10b5-1 plan.

Advanced Flower Capital Inc. (AFCG) reported that President and CIO Robyn Tannenbaum purchased 1,000 shares of Common Stock on 2026-08-14 at $3.15 per share in an open-market or private transaction.

Filing Impact

(High)

Filing Sentiment

(Neutral)How Sentiment works

Sentiment and the balance of points

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Form Type

Rhea-AI Filing Summary

Advanced Flower Capital Inc. (AFCG) reported that President and CIO Robyn Tannenbaum purchased 1,000 shares of Common Stock on 2026-08-14 at $3.15 per share in an open-market or private transaction. Following this purchase, she directly holds 226,907 AFCG shares. In addition, 6,562,604 shares are reported as held indirectly through her spouse, for which she disclaims beneficial ownership, and 180,400 shares are held indirectly by the Tannenbaum Family Foundation, where her spouse is President; she disclaims beneficial ownership of those foundation shares except to the extent of her pecuniary interest.

Insights

Analyzing...

Insider Trade Summary

Net Buyer: 1,000 shares

Net Buy 3 txns

Insider Tannenbaum Robyn

Role President and CIO

Bought 1,000 shs ($3K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	1,000	$3.15	$3K
holding	Common Stock ^F1	--	--	--
holding	Common Stock ^F2	--	--	--

Holdings After Transaction: Common Stock — 226,907 shares (Direct); Common Stock — 6,562,604 shares (Indirect, Held by spouse); Common Stock — 180,400 shares (Indirect, See footnote)

Footnotes (2)

F1. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F2. These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person's spouse serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest.

Key Figures

Shares purchased: 1,000 shares Purchase price: $3.15 per share Direct holdings after transaction: 226,907 shares +2 more

5 metrics

Shares purchased 1,000 shares Common Stock purchased on 2026-08-14

Purchase price $3.15 per share Price for 1,000-share Common Stock purchase on 2026-08-14

Direct holdings after transaction 226,907 shares Direct AFCG Common Stock held by Robyn Tannenbaum following the reported purchase

Indirect spouse-held shares 6,562,604 shares Indirect AFCG Common Stock held by spouse; beneficial ownership disclaimed

Tannenbaum Family Foundation shares 180,400 shares Indirect AFCG Common Stock held by the foundation; beneficial ownership largely disclaimed

Key Terms

beneficial ownership, pecuniary interest, indirect ownership, Section 16

4 terms

beneficial ownership financial

"The Reporting Person disclaims beneficial ownership of these securities"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

pecuniary interest financial

"disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest"

indirect ownership financial

"Indirect ownership noted as Held by spouse and by the Tannenbaum Family Foundation"

Section 16 regulatory

"beneficial owner of the securities for purposes of Section 16 or for any other purpose"

Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did AFCG President and CIO Robyn Tannenbaum report?

Robyn Tannenbaum reported buying 1,000 shares of Advanced Flower Capital Inc. (AFCG) Common Stock on 2026-08-14 at $3.15 per share in an open-market or private transaction, increasing her directly held AFCG shares.

How many AFCG shares does Robyn Tannenbaum own directly after this Form 4?

After the reported transaction, Robyn Tannenbaum directly holds 226,907 shares of Advanced Flower Capital Inc. (AFCG) Common Stock. This figure reflects her position immediately following the 1,000-share purchase reported as occurring on 2026-08-14.

Was the AFCG insider purchase made under a Rule 10b5-1 trading plan?

The filing indicates the Rule 10b5-1 checkbox is not affirmed, and there is no footnote stating the trade was made under a trading plan. The 1,000-share purchase is therefore not identified as pursuant to a 10b5-1 plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/18/2026 - 04:17 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Tannenbaum Robyn

(Last)

(First)

(Middle)

477 S. ROSEMARY AVE.

SUITE 301

(Street)

WEST PALM BEACH

FLORIDA

33401

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Advanced Flower Capital Inc. [ AFCG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President and CIO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	08/14/2026		P		1,000	A	$3.15	226,907	D
Common Stock								6,562,604	I	Held by spouse⁽¹⁾
Common Stock								180,400	I	See footnote⁽²⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

2. These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person's spouse serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest.

Remarks:

	/s/ Gabriel A. Katz, as Attorney-in-Fact	08/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR