STOCK TITAN
  1. Home
  2. Sec-filings
  3. AFCG
  4. [Form 4] Advanced Flower Capital Inc. Insider Trading Activity

Advanced Flower Capital (AFCG) insider buys 25,000 common shares

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Advanced Flower Capital Inc. reported an insider purchase by a director and 10% owner. On 12/11/2025, the reporting person bought 25,000 shares of common stock at a weighted average price of $3.05 per share in open-market transactions.

After the trade, the reporting person beneficially owned 5,861,098 shares directly, 218,907 shares held by a spouse, and 180,400 shares held by the Tannenbaum Family Foundation, where the reporting person serves as President and disclaims beneficial ownership except for any pecuniary interest. The reported price reflects multiple trades executed between $3.03 and $3.10.

Positive

  • None.

Negative

  • None.
Insider TANNENBAUM LEONARD M
Role Director, 10% Owner
Bought 25,000 shs ($76K)
Type Security Shares Price Value
Purchase Common Stock 25,000 $3.05 $76K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 5,861,098 shares (Direct); Common Stock — 218,907 shares (Indirect, Held by spouse)
Footnotes (1)
  1. This transaction was executed in multiple trades ranging from $3.03 to $3.10; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
TANNENBAUM LEONARD M
(Last) (First) (Middle)
477 S. ROSEMARY AVE.
SUITE 301
(Street)
WEST PALM BEACH FL 33401
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Advanced Flower Capital Inc. [ AFCG ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/11/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/11/2025 P 25,000 A $3.05(1) 5,861,098 D
Common Stock 218,907 I Held by spouse(2)
Common Stock 180,400 I See footnote(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This transaction was executed in multiple trades ranging from $3.03 to $3.10; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
2. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
3. These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Remarks:
/s/ Gabriel A. Katz, as Attorney-in-Fact 12/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Advanced Flower Capital Inc. (AFCG) disclose?

The filing reports that a director and 10% owner of Advanced Flower Capital Inc. bought 25,000 shares of common stock on 12/11/2025 at a weighted average price of $3.05 per share.

How many AFCG shares does the reporting person own after this transaction?

Following the purchase, the reporting person beneficially owned 5,861,098 shares directly, plus 218,907 shares held by a spouse and 180,400 shares held by the Tannenbaum Family Foundation.

At what prices were the Advanced Flower Capital (AFCG) insider trades executed?

The filing states that the transaction was executed in multiple trades ranging from $3.03 to $3.10 per share, with a reported weighted average price of $3.05.

How is the spouse's ownership of AFCG shares treated in the filing?

The filing lists 218,907 shares of Advanced Flower Capital common stock as held by the reporting person’s spouse and states that the reporting person disclaims beneficial ownership of these securities.

What is the Tannenbaum Family Foundation's role in Advanced Flower Capital (AFCG) share ownership?

The filing reports that 180,400 shares of Advanced Flower Capital common stock are held by the Tannenbaum Family Foundation, where the reporting person is President and disclaims beneficial ownership except to the extent of any pecuniary interest.

What positions does the reporting person hold at Advanced Flower Capital Inc. (AFCG)?

The filing identifies the reporting person as both a Director and a 10% Owner of Advanced Flower Capital Inc.