STOCK TITAN

Advanced Flower Capital (AFCG) president buys 7,000 common shares

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Advanced Flower Capital Inc. President and CIO Robyn Tannenbaum bought 7,000 shares of common stock in an open-market transaction at $2.80 per share on March 31, 2026. This purchase increased her direct holding to 225,907 shares. The filing also lists indirect holdings of 6,426,175 shares held by her spouse and 180,400 shares held by the Tannenbaum Family Foundation, for which she disclaims beneficial ownership as described in the footnotes.

Positive

  • None.

Negative

  • None.
Insider Tannenbaum Robyn
Role President and CIO
Bought 7,000 shs ($20K)
Type Security Shares Price Value
Purchase Common Stock 7,000 $2.80 $20K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 225,907 shares (Direct); Common Stock — 6,426,175 shares (Indirect, Held by spouse)
Footnotes (1)
  1. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person's spouse serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest.
Open-market purchase 7,000 shares Common stock bought on March 31, 2026
Purchase price $2.80 per share Price paid for 7,000 common shares
Direct holdings after transaction 225,907 shares Common stock directly owned after March 31, 2026 buy
Indirect spouse holdings 6,426,175 shares Common stock held indirectly through spouse
Indirect foundation holdings 180,400 shares Common stock held by Tannenbaum Family Foundation
Net insider share change 7,000 shares Net buy reported in transaction summary
open-market purchase financial
"reported buying 7,000 shares of common stock in an open-market transaction"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
beneficial ownership financial
"disclaims beneficial ownership of these securities"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest"
Section 16 regulatory
"for purposes of Section 16 or for any other purpose"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
indirect ownership financial
"The filing also lists indirect holdings of 6,426,175 shares held by her spouse"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Tannenbaum Robyn

(Last)(First)(Middle)
477 S. ROSEMARY AVE.
SUITE 301

(Street)
WEST PALM BEACH FLORIDA 33401

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Advanced Flower Capital Inc. [ AFCG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President and CIO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/31/2026P7,000A$2.8225,907D
Common Stock6,426,175IHeld by spouse(1)
Common Stock180,400ISee footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
2. These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person's spouse serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest.
Remarks:
/s/ Gabriel A. Katz, as Attorney-in-Fact04/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did AFCG executive Robyn Tannenbaum report?

Robyn Tannenbaum reported buying 7,000 shares of Advanced Flower Capital common stock in an open-market transaction. The shares were purchased at $2.80 per share, reflecting a direct increase in her ownership position in the company.

At what price did Robyn Tannenbaum buy AFCG shares?

She bought the shares at $2.80 per share in an open-market purchase. This transaction involved 7,000 common shares and was reported as a routine insider buy under Section 16 reporting requirements for company officers.

How many Advanced Flower Capital shares does Robyn Tannenbaum now hold directly?

Following the reported purchase, Robyn Tannenbaum directly holds 225,907 shares of Advanced Flower Capital common stock. This figure reflects her direct ownership only and excludes any indirect holdings associated with related parties or entities.

What indirect AFCG shareholdings are associated with Robyn Tannenbaum?

The filing shows 6,426,175 shares held indirectly through her spouse and 180,400 shares held by the Tannenbaum Family Foundation. The footnotes state she disclaims beneficial ownership of these securities except to the extent of any pecuniary interest.

Does Robyn Tannenbaum claim full beneficial ownership of all reported AFCG shares?

No. She disclaims beneficial ownership of securities held by her spouse and the Tannenbaum Family Foundation. The filing specifies that any beneficial ownership is only to the extent of her pecuniary interest, aligning with Section 16 reporting conventions.

What type of SEC filing reported Robyn Tannenbaum’s AFCG share purchase?

The transaction was reported on a Form 4 insider filing, which discloses changes in beneficial ownership by officers, directors, and certain shareholders. It detailed her open-market purchase of 7,000 common shares and the resulting direct and indirect ownership positions.