Welcome to our dedicated page for Advanced Flower Capital SEC filings (Ticker: AFCG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Advanced Flower Capital Inc. filings document the regulatory record of a Nasdaq-listed business development company that makes direct senior debt investments for lower middle-market borrowers. Its 8-K reports furnish operating results, financial presentations, net investment income, NAV, Distributable Earnings, distributions, investment fundings, and leverage disclosures.
The company’s filings also cover material definitive agreements and direct financial obligations, including revolving credit agreements and amendments to its loan and security agreement. Proxy and shareholder-vote materials document governance matters, director elections, auditor ratification, the investment advisory agreement with AFC Management, LLC, reduced asset coverage matters under the Investment Company Act of 1940, and capital-structure information for AFCG common stock.
Advanced Flower Capital Inc. President and CIO Robyn Tannenbaum bought 7,000 shares of common stock in an open-market transaction at $2.80 per share on March 31, 2026. This purchase increased her direct holding to 225,907 shares. The filing also lists indirect holdings of 6,426,175 shares held by her spouse and 180,400 shares held by the Tannenbaum Family Foundation, for which she disclaims beneficial ownership as described in the footnotes.
Advanced Flower Capital Inc. director and 10% owner Leonard M. Tannenbaum bought 29,040 shares of Common Stock in an open-market purchase at a weighted average price of $2.76 per share. After this trade, he directly holds 6,426,175 shares. The filing also shows 225,907 shares held indirectly by his spouse and 180,400 shares held by the Tannenbaum Family Foundation, where he serves as President. The footnotes state that he disclaims beneficial ownership of the spouse and foundation holdings, except to the extent of any pecuniary interest.
Advanced Flower Capital Inc. director and 10% owner Leonard M. Tannenbaum reported open-market purchases of a total of 24,029 shares of common stock at $2.60 per share on March 26–27, 2026. Following these purchases, his direct holdings increased to 6,397,135 common shares.
The filing also lists indirect holdings of 218,907 shares held by his spouse and 180,400 shares held by the Tannenbaum Family Foundation. Tannenbaum disclaims beneficial ownership of these indirect holdings except to the extent of any pecuniary interest.
Advanced Flower Capital Inc. expanded its senior secured revolving credit facility by increasing aggregate revolver commitments under its loan agreement. The facility’s total commitments rose by $56 million, from $50 million to $106 million, including a $30 million permanent increase and a $26 million temporary increase from March 27, 2026 through April 10, 2026. After this temporary period ends, total revolving commitments will automatically adjust to $80 million. The company plans to use availability under the facility to fund existing borrower commitments, originate and participate in new commercial loans to U.S. lower middle-market companies, and for working capital and other general corporate purposes.
Leonard M. Tannenbaum filed Amendment No. 6 to his Schedule 13D for Advanced Flower Capital Inc., updating his ownership in the company’s common stock. He now reports beneficial ownership of 6,553,506 shares, representing 27.9% of the outstanding common stock.
Of this amount, 6,373,106 shares are held directly, with an additional 180,400 shares held by the Tannenbaum Family Foundation, where he serves as President and disclaims beneficial ownership except for any pecuniary interest. The increase in his stake, approximately 1.6 percentage points since the prior amendment, comes from multiple open-market purchases using personal funds.
Advanced Flower Capital Inc. director and 10% owner Leonard M. Tannenbaum reported open-market purchases of a total of 174,517 shares of Common Stock. He bought 115,237 shares on March 20 at $2.55 per share, 14,366 shares on March 23 at $2.59 per share, and 44,914 shares on March 24 at $2.59 per share.
Following these transactions, he directly owns 6,373,106 shares. The filing also shows 218,907 shares held indirectly by his spouse and 180,400 shares held by the Tannenbaum Family Foundation, for which he serves as President, with the report stating he disclaims beneficial ownership of these indirect holdings except to the extent of his pecuniary interest.
Advanced Flower Capital Inc. director and 10% owner Leonard M. Tannenbaum reported open-market purchases of a total of 151,200 shares of Common Stock at a weighted average price of $2.59 per share on March 18–19, 2026.
The trades were executed in multiple transactions, with prices ranging from $2.56 to $2.60, and the reported price reflects the weighted averages. Following these purchases, he holds 6,198,589 shares directly. Additional Common Stock is held indirectly, including 218,907 shares held by his spouse and 180,400 shares held by the Tannenbaum Family Foundation, for which he disclaims beneficial ownership as stated.
Advanced Flower Capital Inc. filed an initial insider ownership report for officer Peter Sattelmair, who serves as Principal Financial Officer. This Form 3 establishes his status as a reporting person under SEC rules. The filing does not list any specific transactions or derivative positions.