Advanced Flower Capital Inc. filings document the regulatory record of a Nasdaq-listed business development company that makes direct senior debt investments for lower middle-market borrowers. Its 8-K reports furnish operating results, financial presentations, net investment income, NAV, Distributable Earnings, distributions, investment fundings, and leverage disclosures.
The company’s filings also cover material definitive agreements and direct financial obligations, including revolving credit agreements and amendments to its loan and security agreement. Proxy and shareholder-vote materials document governance matters, director elections, auditor ratification, the investment advisory agreement with AFC Management, LLC, reduced asset coverage matters under the Investment Company Act of 1940, and capital-structure information for AFCG common stock.
Advanced Flower Capital Inc. (AFCG) has an updated ownership report from major shareholder Leonard M. Tannenbaum, who filed Amendment No. 9 to his Schedule 13D after increasing his stake in the company’s common stock. Tannenbaum now reports beneficial ownership of 7,104,897 shares of common stock, representing 31.6% of the class based on 22,468,755 shares outstanding as of September 14, 2026. Of this, 6,924,497 shares are held directly by Tannenbaum, and 180,400 shares are held by the Tannenbaum Family Foundation, where he serves as President; he disclaims beneficial ownership of the foundation shares except to the extent of his pecuniary interest. The filing states that since the prior amendment, he acquired additional shares in multiple open market purchases using personal funds and that his percentage ownership also increased due to issuer share repurchases under a board-authorized program. The reported stake excludes 226,907 shares held by his spouse, for which he disclaims beneficial ownership.
Advanced Flower Capital Inc. (AFCG) director and more-than-10% owner Leonard M. Tannenbaum reported open-market purchases of a total of 40,198 shares of common stock, buying 15,000 shares at $3.55 on September 11, 2026 and 25,198 shares at $3.50 on September 14, 2026. No Rule 10b5-1 trading plan is reported for these transactions. The filing also reports indirect holdings of 226,907 shares held by his spouse and 180,400 shares held by the Tannenbaum Family Foundation, for which he disclaims beneficial ownership as described in the footnotes.
Advanced Flower Capital Inc. (AFCG) director and ten percent owner Leonard M. Tannenbaum purchased 35,000 shares of common stock on September 10, 2026 at a weighted average price of $3.46 per share in open-market trades ranging from $3.43 to $3.50. Following this purchase, he holds 6,884,299 shares directly, plus indirect positions reported as 226,907 shares held by his spouse and 180,400 shares held by the Tannenbaum Family Foundation, for which he disclaims beneficial ownership except to the extent of any pecuniary interest.
Advanced Flower Capital Inc. (symbol: AFCG) is the issuer of record for a Form 4 filing submitted to the SEC. TANNENBAUM LEONARD M reported reported purchase transactions in this Form 4 filing.
Advanced Flower Capital Inc. (AFCG) insider Leonard M. Tannenbaum, a director and ten percent owner, on September 2, 2026 in open-market trades at a , with individual trades ranging from $3.55 to $3.59. Following this transaction, he directly owns 6,849,299 shares and has additional indirect holdings of 226,907 shares held by his spouse, for which he disclaims beneficial ownership, and 180,400 shares held by the Tannenbaum Family Foundation, where he serves as President and disclaims beneficial ownership except to the extent of his pecuniary interest. No Rule 10b5-1 trading plan is reported.
Advanced Flower Capital Inc. (AFCG) director and ten percent owner Leonard M. Tannenbaum purchased a total of 119,025 shares of common stock in late August 2026, including 65,752 shares at $3.53 on August 28 and 53,273 shares at $3.60 on August 31 in open-market or private transactions. The filing also reports indirect holdings of 226,907 shares held by his spouse and 180,400 shares held by the Tannenbaum Family Foundation, for which he disclaims beneficial ownership except to the extent of any pecuniary interest.
Advanced Flower Capital Inc. (AFCG) insider Leonard M. Tannenbaum, a director and ten percent owner, reported open-market purchases of AFCG common stock. On August 26, 2026, he purchased 19,404 shares at a weighted average price of $3.41 per share, and on August 27, 2026, he purchased 15,202 shares at a weighted average price of $3.46 per share, for total reported purchases of 34,606 shares. The prices reflect weighted averages for trades executed within disclosed intraday price ranges. Separate indirect positions are reported, including 226,907 shares held by his spouse, for which he disclaims beneficial ownership, and 180,400 shares held by the Tannenbaum Family Foundation, where he disclaims beneficial ownership except to the extent of his pecuniary interest.
Advanced Flower Capital Inc. (AFCG) provides an update on its common stock repurchase program authorized for up to $5.0 million of shares. The company may, but is not obligated to, repurchase shares in the open market subject to its compliance policies under the Investment Company Act of 1940 and the trading safeguards in Rule 10b-18.
The repurchase program is expected to remain in place until the earlier of repurchasing $5.0 million of common stock or May 4, 2027, unless amended or extended by the board. As of August 25, 2026, AFCG has repurchased 986,916 shares, and following these repurchases, common shares issued and outstanding total 22,541,928.
Advanced Flower Capital Inc. (AFCG) received an updated Schedule 13D/A from Leonard M. Tannenbaum reporting an increased beneficial ownership position in its common stock. Tannenbaum now reports beneficial ownership of 6,860,845 shares of common stock, representing 30.4% of the class, based on 22,541,928 shares outstanding as of August 25, 2026. The increase of approximately 1.1 percentage points since the prior amendment results from open market purchases funded with personal funds and from issuer share repurchases under AFCG's board-authorized share repurchase program. Of the reported amount, 6,680,445 shares are held directly by Tannenbaum, and 180,400 shares are held by the Tannenbaum Family Foundation, over which he disclaims beneficial ownership except to the extent of any pecuniary interest; shares held by his spouse are excluded and also disclaimed.
Advanced Flower Capital Inc. (AFCG) insider Leonard M. Tannenbaum, a director and ten percent owner, reported open-market purchases of AFCG common stock. He bought 30,000 shares on August 24, 2026 at a weighted average price of $3.41 per share and 30,000 shares on August 25, 2026 at a weighted average price of $3.40 per share, each executed in multiple trades within disclosed price ranges. The filing also reports 226,907 shares of common stock held indirectly by his spouse, for which he disclaims beneficial ownership, and 180,400 shares held by the Tannenbaum Family Foundation, where he serves as President and disclaims beneficial ownership except to the extent of his pecuniary interest.
Advanced Flower Capital Inc. (AFCG) reports that director and more-than-10% owner Leonard M. Tannenbaum purchased 25,000 shares of common stock on 2026-08-21 at a weighted average price of $3.28 per share in open-market trades. Following this purchase, he directly holds 6,620,445 shares. He also reports indirect holdings of shares held by his spouse and by the Tannenbaum Family Foundation, while disclaiming beneficial ownership of those indirect positions except to the extent of any pecuniary interest.