Allied Gaming (AGAE) gets Nasdaq $1 bid-price deficiency notice

Allied Gaming & Entertainment (AGAE) reported it received a Nasdaq notice that its common stock failed to meet the $1.00 minimum bid price requirement for the past 30 consecutive business days under Rule 5550(a)(2).

Accepted by SEC EDGAR 11/10/2025 - 04:06 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Allied Gaming & Entertainment (AGAE) reported it received a Nasdaq notice that its common stock failed to meet the $1.00 minimum bid price requirement for the past 30 consecutive business days under Rule 5550(a)(2). The notice has no immediate effect on the company’s Nasdaq Capital Market listing.

The company has 180 calendar days, until May 4, 2026, to regain compliance. If the closing bid price is at least $1.00 for a minimum of 10 consecutive business days before that date, Nasdaq will confirm compliance. The company said it will monitor its share price and may consider available options to regain compliance.

Positive

• None.

Negative

• Nasdaq bid-price deficiency introduces delisting risk if not cured by May 4, 2026.

Insights

Equity markets & listing standards expert

Nasdaq bid-price deficiency with a 180-day cure window.

AGAE disclosed a standard Nasdaq deficiency for failing the $1.00 minimum bid for 30 consecutive business days. Listing remains intact, and the company has an initial 180-day period ending May 4, 2026 to cure.

Compliance is achieved if the closing bid meets or exceeds $1.00 for at least 10 consecutive business days. The company noted it will monitor the price and may evaluate available options; specific actions were not detailed in the excerpt.

Key mechanics are procedural. Actual impact depends on future trading levels and any steps the company may take. The notice states no immediate effect on the listing.

8-K Event Classification

Item 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

1 item

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Securities

The company received a delisting notice, failed to satisfy a continued-listing rule or standard, or transferred its listing.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Allied Gaming & Entertainment (AGAE) announce?

The company received a Nasdaq notice that its stock was below the $1.00 minimum bid for 30 consecutive business days.

Does the Nasdaq notice immediately affect AGAE’s listing?

No. The notice has no immediate effect on the company’s Nasdaq Capital Market listing.

How can AGAE regain compliance with Nasdaq’s bid-price rule?

By having a closing bid price of at least $1.00 for a minimum of 10 consecutive business days within the cure period.

What is the deadline for AGAE to regain compliance?

The initial compliance deadline is May 4, 2026 (180 calendar days from the notice).

What actions did AGAE say it may take?

The company said it will monitor its share price and may consider available options to regain compliance.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): November 4, 2025

Allied Gaming & Entertainment Inc.

(Exact name of registrant as specified in its charter)

Delaware		001-38226		82-1659427
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

745 Fifth Avenue, Suite 500

New York, New York 10151

(Address of principal executive offices, including zip code)

(646) 768-4240

(Registrant's telephone number, including area code)

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock, par value $0.0001 per share	AGAE	NASDAQ

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter):

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

On November 4, 2025, Allied Gaming & Entertainment Inc. (the “Company”) received a deficiency letter from the Listing Qualifications Department (the “Staff”) of the Nasdaq Stock Market (“Nasdaq”) notifying the Company that, for the preceding 30 consecutive business days, the closing bid price for the Company’s common stock, par value $0.0001 per share (the “Common Stock”) was below the minimum $1.00 per share requirement for continued inclusion on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Bid Price Requirement”).

The notification received has no immediate effect on the Company’s Nasdaq listing. In accordance with Nasdaq rules, the Company has been provided an initial period of 180 calendar days, or until May 4, 2026 (the “Compliance Date”), to regain compliance with the Bid Price Requirement. If, at any time before the Compliance Date, the closing bid price for the Common Stock is at least $1.00 for a minimum of 10 consecutive business days, the Staff will provide the Company written confirmation of compliance with the Bid Price Requirement.

The Company intends to monitor the closing bid price of the Common Stock and may, if appropriate, consider available options to regain compliance with the Bid Price Requirement.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	ALLIED GAMING & ENTERTAINMENT, INC.
Date: November 10, 2025	By:	/s/ Roy Anderson
		Roy Anderson
		Chief Financial Officer