Welcome to our dedicated page for Allied Esports Entertainment SEC filings (Ticker: AGAE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Allied Gaming & Entertainment Inc. (AGAE) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8‑K, periodic reports such as Forms 10‑K and 10‑Q when filed, and other submissions that describe material events, financial results and compliance matters for this global experiential entertainment company.
In its Form 8‑K filings, Allied Gaming & Entertainment reports a range of events, including quarterly financial results, notices from The Nasdaq Stock Market regarding listing standards, outcomes of annual meetings of stockholders and significant governance developments. For example, the company has filed 8‑Ks describing Nasdaq deficiency notices related to annual meeting timing and minimum bid price, the holding of a combined 2024 and 2025 annual meeting, and the resulting determinations on listing rule compliance. Other 8‑Ks document litigation updates, such as the court’s preliminary relief in the lawsuit involving Knighted Pastures LLC and related parties, and amendments to the company’s shareholder rights plan.
The company’s filings also address executive leadership changes and compensation matters. One Form 8‑K reports the resignation of a Chief Executive Officer, the appointment of a new CEO who also serves as Chairman and President, and related background information. Another describes advisory stockholder votes on executive compensation and on the frequency of future say‑on‑pay votes, as well as the ratification of the company’s independent registered public accounting firm for specified fiscal years.
Allied Gaming & Entertainment has filed a Form NT 10‑Q to notify the SEC of a delayed quarterly report, explaining that additional time was needed to finalize the accounting treatment of certain corporate transactions and indicating that no significant change in results of operations versus the prior year period was anticipated. Such notices provide context on the timing of the company’s periodic reports.
On Stock Titan, these filings are supplemented with AI-powered summaries that highlight key points from lengthy documents, helping readers quickly understand topics such as revenue composition, non‑GAAP metrics, litigation disclosures, Nasdaq compliance timelines and shareholder vote outcomes. Users can review Forms 10‑K and 10‑Q for detailed financial and operational information, 8‑Ks for material events, and other filings that together form the regulatory record for AGAE.
Allied Gaming & Entertainment (AGAE) reported it received a Nasdaq notice that its common stock failed to meet the $1.00 minimum bid price requirement for the past 30 consecutive business days under Rule 5550(a)(2). The notice has no immediate effect on the company’s Nasdaq Capital Market listing.
The company has 180 calendar days, until May 4, 2026, to regain compliance. If the closing bid price is at least $1.00 for a minimum of 10 consecutive business days before that date, Nasdaq will confirm compliance. The company said it will monitor its share price and may consider available options to regain compliance.
Schedule 13G filing for Allied Gaming & Entertainment Inc. (AGAE) shows that two Missouri nonprofit reporting persons, Greater Horizons and Greater Kansas City Community Foundation, received a gift of 3,800,000 shares of the issuer's common stock on August 29, 2025, representing 9.99% of the outstanding shares based on 38,018,882 shares reported as of August 12, 2025. The filing states Greater Horizons sold all 3,800,000 shares in open market transactions on September 12, 2025. The cover-page ownership amounts are zero, and the reporting persons assert the shares were not acquired to influence control of the issuer.
Allied Gaming & Entertainment Inc. (AGAE) Form 4: Chief Financial Officer Roy L. Anderson reported a transaction on 09/23/2025 involving Common Stock. The filing shows 2,228 shares were disposed at a price of $1.19 per share. After this transaction the reporting person beneficially owned 20,381 shares of the company. The filing explains the 2,228 shares were withheld solely to cover the reporting person’s tax obligation arising from the settlement of vested restricted stock units and were not an open market sale.
The statement is a routine insider reporting of RSU settlement tax withholding and does not disclose derivative transactions or changes to indirect ownership.
Digitas Global LLC filed an amended Schedule 13D stating it has no beneficial ownership of Allied Gaming & Entertainment Inc. common stock. The firm reports 0 shares beneficially owned and 0.0% of the class, with no voting or dispositive power over any shares.
Digitas explains that its original Schedule 13D was filed in error and, after further analysis of SEC Rule 13d-3, it determined it lacks both voting power and investment (dispositive) power over the securities previously reported. CEO David Lee certified the corrected information on 09/12/2025.
Digitas Global LLC filed an amended Schedule 13D stating it has no beneficial ownership of Allied Gaming & Entertainment Inc. common stock. The firm reports 0 shares beneficially owned and 0.0% of the class, with no voting or dispositive power over any shares.
Digitas explains that its original Schedule 13D was filed in error and, after further analysis of SEC Rule 13d-3, it determined it lacks both voting power and investment (dispositive) power over the securities previously reported. CEO David Lee certified the corrected information on 09/12/2025.
Digitas Global LLC filed an amended Schedule 13D stating it has no beneficial ownership of Allied Gaming & Entertainment Inc. common stock. The firm reports 0 shares beneficially owned and 0.0% of the class, with no voting or dispositive power over any shares.
Digitas explains that its original Schedule 13D was filed in error and, after further analysis of SEC Rule 13d-3, it determined it lacks both voting power and investment (dispositive) power over the securities previously reported. CEO David Lee certified the corrected information on 09/12/2025.
Allied Gaming & Entertainment Inc. filed a current report describing an amendment to its existing stockholder rights agreement and the resolution of related Delaware litigation. On May 30, 2025, the Board approved Amendment No. 1 to the Rights Agreement, replacing Section 34 and making technical changes to how the Board administers the plan. The amendment expressly confirms that nothing in the Rights Agreement limits or eliminates the Board’s fiduciary duties under applicable law, while leaving the rest of the agreement in full force.
A stockholder class action in the Delaware Court of Chancery was acknowledged as mooted after the Company filed the amendment with the SEC. While continuing to deny all allegations, the Board agreed in its business judgment to pay $85,000 in attorneys’ fees and expenses to fully resolve the matter. On September 8, 2025, the Court entered an order closing the action, conditioned on this disclosure being filed with the SEC and a confirming declaration being submitted to the Court.
Digitas Global LLC, doing business as Net Financial, reports that Greater Horizons (a donor-advised fund) beneficially owns 3,800,000 shares of Allied Gaming & Entertainment Inc. common stock, representing approximately 10.3% of the outstanding class. The shares were received as a charitable contribution from a donor; no funds or loans were used by the reporting persons to acquire the shares. The shares are held directly in the donor-advised fund and there are no rights to acquire additional shares or related derivative instruments exercisable within 60 days. The filing states the acquisition was for investment and charitable administration purposes and that the reporting persons have no present plans or proposals to effect changes in the issuer’s operations, governance, capital structure, or to initiate extraordinary transactions.
Allied Gaming & Entertainment Inc. reported that a Nasdaq Hearings Panel has determined the company is in compliance with Nasdaq Listing Rule 5620(a), which requires holding an annual shareholder meeting within twelve months of fiscal year-end. The company previously faced a delisting process after Nasdaq staff found it had not met this requirement. Allied Gaming held a combined 2024 and 2025 Annual Meeting of Stockholders and presented its case and supplemental information to the Panel. Based on these steps, the Panel found the company compliant, so Allied Gaming has regained compliance with Listing Rule 5620(a) and the matter is now considered closed.
Allied Gaming & Entertainment Inc. (AGAE) saw an active investor group step back after a contested proxy fight. Knighted Pastures LLC announced it terminated its proxy contest, withdrew nominations of six board candidates and a business proposal following a preliminary injunction and related litigation. The reporting persons said they continue to deny the issuer's allegations and have appealed the District Court order, but cited the cost and delay of litigation as making the proxy contest untenable. Knighted no longer beneficially owns any shares; Roy Choi directly holds 1,900,000 shares, about 4.99% of the 38,018,882 shares outstanding. The reporting persons disclosed they are donating shares to multiple charities, and some recipients have agreed to limit sales for certain periods to help preserve share value.
Allied Gaming & Entertainment Inc. (AGAE) saw an active investor group step back after a contested proxy fight. Knighted Pastures LLC announced it terminated its proxy contest, withdrew nominations of six board candidates and a business proposal following a preliminary injunction and related litigation. The reporting persons said they continue to deny the issuer's allegations and have appealed the District Court order, but cited the cost and delay of litigation as making the proxy contest untenable. Knighted no longer beneficially owns any shares; Roy Choi directly holds 1,900,000 shares, about 4.99% of the 38,018,882 shares outstanding. The reporting persons disclosed they are donating shares to multiple charities, and some recipients have agreed to limit sales for certain periods to help preserve share value.
Roy Choi and Knighted Pastures LLC reported multiple dispositions of Allied Gaming & Entertainment Inc. (AGAE) common stock on Form 4. The filings record eight gift transactions on 08/28/2025 and 08/29/2025 totaling 8,345,118 shares disposed of at a $0 price, described as bona fide gifts to charitable organizations. Post-transaction beneficial ownership figures are included for each line, and both Roy Choi and Knighted Pastures disclaim beneficial ownership except to the extent of any pecuniary interest. The Form 4s are signed and dated 09/02/2025.