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Agenus (NASDAQ: AGEN) director Harrison awarded 8,547 shares as board compensation

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AGENUS INC director Thomas L. Harrison received a grant of 8,547 shares of common stock on July 1, 2026. These shares were acquired under the company’s Board Compensation Election Policy, where directors can take their fees in stock. At a reference price of $3.583 per share, his direct holdings increased to 47,545 shares.

Positive

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Negative

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Insider HARRISON THOMAS L
Role null
Type Security Shares Price Value
Grant/Award Common Stock 8,547 $3.583 $31K
Holdings After Transaction: Common Stock — 47,545 shares (Direct, null)
Footnotes (1)
  1. Acquired under the Agenus Inc. Board Compensation Election Policy pursuant to which a director may elect to receive their director fees in shares of Agenus' common stock. $3.583 is the average of the closing price for the Company's common stock for all trading days during the calendar quarter immediately preceding the date such shares were issued.
Shares granted 8,547 shares Common Stock grant to director on July 1, 2026
Grant reference price $3.583 per share Average closing price over prior calendar quarter
Shares held after grant 47,545 shares Director’s direct holdings following the transaction
Board Compensation Election Policy financial
"Acquired under the Agenus Inc. Board Compensation Election Policy pursuant to which a director may elect to receive their director fees in shares"
director fees financial
"pursuant to which a director may elect to receive their director fees in shares of Agenus' common stock"
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
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FAQ

What insider transaction did AGEN (Agenus Inc.) director Thomas L. Harrison report?

Thomas L. Harrison reported acquiring 8,547 shares of Agenus common stock as a grant. The shares were issued as part of his director compensation, taken in stock rather than cash, and are reflected as a routine award, not an open-market purchase.

At what price were the new AGEN (Agenus Inc.) shares valued for the director grant?

The 8,547 shares granted to director Thomas L. Harrison were valued at $3.583 per share. This figure is the average closing price of Agenus common stock for all trading days in the prior calendar quarter before issuance.

How many AGEN (Agenus Inc.) shares does Thomas L. Harrison hold after this transaction?

After the July 1, 2026 stock grant, Thomas L. Harrison directly holds 47,545 shares of Agenus common stock. This total includes the newly awarded 8,547 shares received as part of his director fee compensation election in stock.

Was the AGEN (Agenus Inc.) director transaction an open-market buy or a compensation grant?

The transaction was a compensation-related grant, not an open-market purchase. Shares were acquired under Agenus’ Board Compensation Election Policy, allowing directors to receive their fees in common stock instead of cash payments.

How is the AGEN (Agenus Inc.) Board Compensation Election Policy described in this Form 4?

The policy allows a director to elect to receive director fees in Agenus common stock. In this filing, Thomas L. Harrison acquired 8,547 shares under that policy, reflecting a routine equity-based compensation choice rather than a discretionary stock market trade.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HARRISON THOMAS L

(Last)(First)(Middle)
C/O AGENUS INC.
3 FORBES ROAD

(Street)
LEXINGTON MASSACHUSETTS 02421

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AGENUS INC [ AGEN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)07/01/2026A8,547A$3.583(2)47,545D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Acquired under the Agenus Inc. Board Compensation Election Policy pursuant to which a director may elect to receive their director fees in shares of Agenus' common stock.
2. $3.583 is the average of the closing price for the Company's common stock for all trading days during the calendar quarter immediately preceding the date such shares were issued.
/s/Melissa Orilall, as Attorney-in-Fact for Thomas Harrison07/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)