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Director Harrison of AGENUS INC (AGEN) granted 9,228 shares as board fees

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

HARRISON THOMAS L reported acquisition or exercise transactions in this Form 4 filing.

AGENUS INC director Thomas L. Harrison received 9,228 shares of common stock as a grant under the company’s Board Compensation Election Policy. These shares represent director fees taken in stock rather than cash at an average price of $3.319 per share. After this award, Harrison directly holds 38,998 common shares.

Positive

  • None.

Negative

  • None.

Insights

Routine director fee paid in stock, modest scale, neutral signal.

AGENUS INC granted director Thomas L. Harrison 9,228 common shares as compensation in lieu of cash fees under its Board Compensation Election Policy. The price reference of $3.319 per share reflects the average closing price from the prior calendar quarter.

This type of A-code Form 4 transaction is a standard, non-market award rather than an open-market purchase or sale. Following the grant, Harrison holds 38,998 common shares directly, indicating the award increased but did not transform his overall equity position.

Insider HARRISON THOMAS L
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 9,228 $3.319 $31K
Holdings After Transaction: Common Stock — 38,998 shares (Direct)
Footnotes (1)
  1. Acquired under the Agenus Inc. Board Compensation Election Policy pursuant to which a director may elect to receive their director fees in shares of Agenus' common stock. $3.319 is the average of the closing price for the Company's common stock for all trading days during the calendar quarter immediately preceding the date such shares were issued.
Shares granted 9,228 shares Common Stock grant to director on 2026-04-01
Reference price $3.319 per share Average closing price for prior calendar quarter
Shares held after grant 38,998 shares Director’s direct common stock holdings following transaction
Board Compensation Election Policy financial
"Acquired under the Agenus Inc. Board Compensation Election Policy pursuant to which a director may elect..."
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
Common Stock financial
"security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
average of the closing price financial
"$3.319 is the average of the closing price for the Company's common stock..."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HARRISON THOMAS L
(Last)(First)(Middle)
C/O AGENUS INC.
3 FORBES ROAD
(Street)
LEXINGTON MASSACHUSETTS 02421
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
AGENUS INC [ AGEN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)04/01/2026A9,228A$3.319(2)38,998D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Acquired under the Agenus Inc. Board Compensation Election Policy pursuant to which a director may elect to receive their director fees in shares of Agenus' common stock.
2. $3.319 is the average of the closing price for the Company's common stock for all trading days during the calendar quarter immediately preceding the date such shares were issued.
/s/Austin Charette, as Attorney-in-Fact for Thomas Harrison04/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did AGEN (AGENUS INC) report for Thomas L. Harrison?

AGENUS INC reported that director Thomas L. Harrison received a grant of 9,228 shares of common stock. The award represents director fees taken in stock under the company’s Board Compensation Election Policy, rather than a market purchase or sale of existing shares.

How many AGENUS INC shares does Thomas L. Harrison hold after this Form 4 grant?

After the reported grant, Thomas L. Harrison directly holds 38,998 shares of AGENUS INC common stock. This total includes the 9,228 shares awarded as director compensation under the Board Compensation Election Policy on the reported transaction date.

At what reference price were the 9,228 AGENUS INC shares granted to Thomas L. Harrison?

The 9,228 AGENUS INC shares were valued at an average price reference of $3.319 per share. This figure equals the average closing price of the company’s common stock for all trading days in the calendar quarter before the shares were issued.

What is the AGENUS INC Board Compensation Election Policy mentioned in the Form 4?

The Board Compensation Election Policy allows AGENUS INC directors to elect to receive their director fees in shares of common stock. In this filing, Thomas L. Harrison acquired 9,228 shares under that policy instead of receiving his board compensation in cash.

Does the AGEN Form 4 show a buy or sell transaction by Thomas L. Harrison?

The Form 4 does not show an open-market buy or sell by Thomas L. Harrison. It reports an “A” code acquisition, meaning a grant or award of 9,228 shares as director compensation, not a discretionary purchase or sale on the open market.