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  4. [Form 4] agilon health, inc. Insider Trading Activity

agilon health (AGL) CMO granted 70,000 RSUs, holdings now 123,525 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

agilon health, inc. reported that Chief Markets Officer Benjamin Shaker received a grant of 70,000 shares of Common Stock in the form of restricted stock units at $0.00 per share. On the same date, 1,664 shares were withheld at $9.75 per share to cover income tax obligations, and this did not represent an open-market sale.

After these transactions, Shaker beneficially owned 123,525 shares of Common Stock, which includes restricted stock units and reflects a 1-for-25 reverse stock split effective March 30, 2026. The restricted stock units vest in three equal installments on each anniversary of April 1, 2026, subject to continued employment.

Positive

  • None.

Negative

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Insider Shaker Benjamin
Role Chief Markets Officer
Type Security Shares Price Value
Tax Withholding Common Stock 1,664 $9.75 $16K
Grant/Award Common Stock 70,000 $0.00 --
Holdings After Transaction: Common Stock — 53,525 shares (Direct)
Footnotes (1)
  1. Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale. The amount of securities beneficially owned following the reported transaction reflects the 1 for 25 reverse stock split of the Issuer's issued and outstanding common stock effective March 30, 2026. Restricted stock units that vest in three equal installments on each anniversary of April 1, 2026, subject to continued employment. Includes restricted stock units.
RSU grant 70,000 shares Restricted stock units granted on April 1, 2026 at $0.00
Tax withholding shares 1,664 shares Withheld at $9.75 per share to cover income taxes
Post-transaction holdings 123,525 shares Beneficially owned following reported transactions, includes RSUs
Reverse stock split ratio 1-for-25 Reverse split of common stock effective March 30, 2026
Vesting schedule 3 equal installments RSUs vest annually starting April 1, 2026, subject to employment
Tax-withheld value $9.75/share Price per share for 1,664 shares withheld for tax obligations
restricted stock units financial
"Restricted stock units that vest in three equal installments on each anniversary of April 1, 2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
reverse stock split financial
"reflects the 1 for 25 reverse stock split of the Issuer's issued and outstanding common stock"
A reverse stock split is when a company reduces the number of its shares outstanding, making each share more valuable. For example, if you own 100 shares worth $1 each, a 1-for-10 reverse split would turn your 100 shares into 10 shares worth $10 each. Companies often do this to boost their stock price and appear more stable to investors.
net settlement financial
"in connection with the net settlement of the restricted stock units"
income tax withholding financial
"withheld by the issuer to satisfy its income tax withholding and remittance obligations"
beneficially owned financial
"The amount of securities beneficially owned following the reported transaction reflects the 1 for 25 reverse stock split"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shaker Benjamin
(Last)(First)(Middle)
C/O AGILON HEALTH, INC.
440 POLARIS PARKWAY, SUITE 550
(Street)
WESTERVILLE OHIO 43082
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
agilon health, inc. [ AGL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Markets Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/01/2026F1,664(1)D$9.7553,525(2)D
Common Stock04/01/2026A70,000(3)A$0123,525(4)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale.
2. The amount of securities beneficially owned following the reported transaction reflects the 1 for 25 reverse stock split of the Issuer's issued and outstanding common stock effective March 30, 2026.
3. Restricted stock units that vest in three equal installments on each anniversary of April 1, 2026, subject to continued employment.
4. Includes restricted stock units.
Remarks:
/s/ Mimi Yang, as Attorney-in-Fact04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did agilon health (AGL) report for Benjamin Shaker?

agilon health reported that Chief Markets Officer Benjamin Shaker received a grant of 70,000 restricted stock units and had 1,664 shares withheld to cover income taxes. These moves reflect compensation and tax settlement, not open-market buying or selling.

Did the agilon health (AGL) Chief Markets Officer sell any shares in this Form 4?

No open-market sale occurred. 1,664 shares were withheld at $9.75 per share to satisfy income tax obligations tied to vesting, which the filing states "does not represent a sale" but a tax-withholding disposition.

How many agilon health (AGL) shares does Benjamin Shaker hold after the reported transactions?

Following the reported Form 4 transactions, Benjamin Shaker beneficially owned 123,525 shares of agilon health Common Stock. This figure includes restricted stock units and reflects the company’s 1-for-25 reverse stock split effective March 30, 2026.

What are the vesting terms of the 70,000 restricted stock units at agilon health (AGL)?

The 70,000 restricted stock units granted to Benjamin Shaker vest in three equal installments. They vest on each anniversary of April 1, 2026, and each installment is subject to his continued employment with agilon health.

How does the reverse stock split affect Benjamin Shaker’s reported agilon health (AGL) holdings?

The Form 4 notes that Shaker’s post-transaction holdings of 123,525 shares reflect agilon health’s 1-for-25 reverse stock split of issued and outstanding common stock that became effective on March 30, 2026.