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[Form 4] agilon health, inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Form 4 filed for agilon health, inc. (AGL) reports a transaction by Timothy Gertsch, identified as an officer (Chief Accounting Officer) and director. The filing records a transaction dated 08/16/2025 coded "F" showing "406(1) D" at a price of $1.11 and reports 114,752 shares beneficially owned following the reported transaction. The form's explanation states that the "406" figure represents shares withheld by the issuer to satisfy income tax withholding in connection with net settlement of restricted stock units and that this withholding "does not represent a sale." The form is signed by an attorney-in-fact on 08/19/2025.

Modulo 4 presentato per agilon health, inc. (AGL) segnala una transazione di Timothy Gertsch, designato come dirigente (Chief Accounting Officer) e amministratore. La comunicazione riporta una transazione datata 16/08/2025 con codice "F" che indica "406(1) D" a un prezzo di $1.11 e dichiara la detenzione beneficiaria di 114.752 azioni dopo la transazione. Nella spiegazione del modulo si precisa che la cifra "406" corrisponde ad azioni trattenute dall'emittente per soddisfare le ritenute fiscali sul reddito connesse alla liquidazione netta di restricted stock units e che tale trattenuta "non rappresenta una vendita." Il modulo è firmato da un procuratore il 19/08/2025.

Formulario 4 presentado para agilon health, inc. (AGL) informa sobre una transacción de Timothy Gertsch, identificado como ejecutivo (Chief Accounting Officer) y director. La presentación registra una operación con fecha 16/08/2025 codificada como "F" que muestra "406(1) D" a un precio de $1.11 y señala la titularidad beneficiosa de 114.752 acciones tras la transacción. La explicación del formulario aclara que la cifra "406" representa acciones retenidas por el emisor para cubrir la retención de impuestos sobre la renta relacionada con el ajuste neto de restricted stock units y que dicha retención "no representa una venta." El formulario está firmado por un apoderado el 19/08/2025.

agilon health, inc. (AGL) 제출된 Form 4에는 임원(Chief Accounting Officer) 겸 이사인 Timothy Gertsch의 거래가 보고되어 있습니다. 서류에는 2025-08-16자로 코드 "F"와 함께 "406(1) D"로 표기된 거래가 가격 $1.11에 기록되어 있으며, 보고된 거래 후 114,752주의 실질 보유 주식 수가 보고되어 있습니다. 양식의 설명에는 "406" 수치가 restricted stock units의 순결제(net settlement)와 관련된 소득세 원천징수를 충당하기 위해 발행인이 보류한 주식을 의미하며, 이 보류는 "매각을 의미하지 않는다"고 적혀 있습니다. 해당 양식은 2025-08-19에 대리인이 서명했습니다.

Formulaire 4 déposé pour agilon health, inc. (AGL) rapporte une opération de Timothy Gertsch, identifié comme dirigeant (Chief Accounting Officer) et administrateur. Le dépôt enregistre une transaction datée du 16/08/2025 codée "F" indiquant "406(1) D" à un prix de $1.11 et fait état de 114 752 actions détenues bénéficiairement après la transaction signalée. L'explication du formulaire précise que le chiffre "406" représente des actions retenues par l'émetteur pour s'acquitter des retenues fiscales sur le revenu liées au règlement net des restricted stock units et que cette retenue "ne constitue pas une vente." Le formulaire est signé par un mandataire le 19/08/2025.

Formular 4 eingereicht für agilon health, inc. (AGL) meldet eine Transaktion von Timothy Gertsch, der als leitender Angestellter (Chief Accounting Officer) und Direktor geführt wird. Die Einreichung verzeichnet eine Transaktion vom 16.08.2025 mit dem Code "F", die als "406(1) D" bei einem Preis von $1.11 angegeben ist, und berichtet über 114.752 wirtschaftlich gehaltene Aktien nach der gemeldeten Transaktion. In der Erläuterung des Formulars heißt es, die Zahl "406" stehe für vom Emittenten einbehaltene Aktien zur Abdeckung der Lohnsteuer einbehaltspflichtigen Betrags im Zusammenhang mit der Nettosettlement von Restricted Stock Units und dass diese Einbehaltung "keinen Verkauf darstellt." Das Formular ist am 19.08.2025 von einem Bevollmächtigten unterzeichnet worden.

Positive
  • Clear disclosure that the transaction was a tax-withholding net settlement of RSUs and "does not represent a sale."
  • Beneficial ownership reported after the transaction is explicitly stated as 114,752 shares, including restricted stock units.
Negative
  • None.

Insights

TL;DR: Insider reported tax-withholding net settlement of RSUs, not a market sale; beneficial ownership remains disclosed at 114,752 shares.

This Form 4 shows an internal share withholding event related to the net settlement of restricted stock units. The transaction is coded "F" and annotated "406(1) D" at a price of $1.11, and the filer’s beneficial ownership after the transaction is listed as 114,752 shares. Because the explanatory note explicitly states the withheld shares were used to meet income tax obligations and "does not represent a sale," market-supply impact is likely minimal. The disclosure maintains transparency around insider holdings and compensation settlement mechanics.

TL;DR: Routine tax-withholding of RSUs disclosed; the filing documents compliance with Section 16 reporting requirements.

The filing identifies Timothy Gertsch as both an officer (Chief Accounting Officer) and director and documents the net settlement mechanics of equity compensation. The explanation clarifies the nature of the transaction as withholding for tax remittance rather than an open-market divestiture. The submission appears complete for this type of internal compensation-related event and preserves the issuer’s and reporting person’s compliance posture under Section 16.

Modulo 4 presentato per agilon health, inc. (AGL) segnala una transazione di Timothy Gertsch, designato come dirigente (Chief Accounting Officer) e amministratore. La comunicazione riporta una transazione datata 16/08/2025 con codice "F" che indica "406(1) D" a un prezzo di $1.11 e dichiara la detenzione beneficiaria di 114.752 azioni dopo la transazione. Nella spiegazione del modulo si precisa che la cifra "406" corrisponde ad azioni trattenute dall'emittente per soddisfare le ritenute fiscali sul reddito connesse alla liquidazione netta di restricted stock units e che tale trattenuta "non rappresenta una vendita." Il modulo è firmato da un procuratore il 19/08/2025.

Formulario 4 presentado para agilon health, inc. (AGL) informa sobre una transacción de Timothy Gertsch, identificado como ejecutivo (Chief Accounting Officer) y director. La presentación registra una operación con fecha 16/08/2025 codificada como "F" que muestra "406(1) D" a un precio de $1.11 y señala la titularidad beneficiosa de 114.752 acciones tras la transacción. La explicación del formulario aclara que la cifra "406" representa acciones retenidas por el emisor para cubrir la retención de impuestos sobre la renta relacionada con el ajuste neto de restricted stock units y que dicha retención "no representa una venta." El formulario está firmado por un apoderado el 19/08/2025.

agilon health, inc. (AGL) 제출된 Form 4에는 임원(Chief Accounting Officer) 겸 이사인 Timothy Gertsch의 거래가 보고되어 있습니다. 서류에는 2025-08-16자로 코드 "F"와 함께 "406(1) D"로 표기된 거래가 가격 $1.11에 기록되어 있으며, 보고된 거래 후 114,752주의 실질 보유 주식 수가 보고되어 있습니다. 양식의 설명에는 "406" 수치가 restricted stock units의 순결제(net settlement)와 관련된 소득세 원천징수를 충당하기 위해 발행인이 보류한 주식을 의미하며, 이 보류는 "매각을 의미하지 않는다"고 적혀 있습니다. 해당 양식은 2025-08-19에 대리인이 서명했습니다.

Formulaire 4 déposé pour agilon health, inc. (AGL) rapporte une opération de Timothy Gertsch, identifié comme dirigeant (Chief Accounting Officer) et administrateur. Le dépôt enregistre une transaction datée du 16/08/2025 codée "F" indiquant "406(1) D" à un prix de $1.11 et fait état de 114 752 actions détenues bénéficiairement après la transaction signalée. L'explication du formulaire précise que le chiffre "406" représente des actions retenues par l'émetteur pour s'acquitter des retenues fiscales sur le revenu liées au règlement net des restricted stock units et que cette retenue "ne constitue pas une vente." Le formulaire est signé par un mandataire le 19/08/2025.

Formular 4 eingereicht für agilon health, inc. (AGL) meldet eine Transaktion von Timothy Gertsch, der als leitender Angestellter (Chief Accounting Officer) und Direktor geführt wird. Die Einreichung verzeichnet eine Transaktion vom 16.08.2025 mit dem Code "F", die als "406(1) D" bei einem Preis von $1.11 angegeben ist, und berichtet über 114.752 wirtschaftlich gehaltene Aktien nach der gemeldeten Transaktion. In der Erläuterung des Formulars heißt es, die Zahl "406" stehe für vom Emittenten einbehaltene Aktien zur Abdeckung der Lohnsteuer einbehaltspflichtigen Betrags im Zusammenhang mit der Nettosettlement von Restricted Stock Units und dass diese Einbehaltung "keinen Verkauf darstellt." Das Formular ist am 19.08.2025 von einem Bevollmächtigten unterzeichnet worden.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gertsch Timothy

(Last) (First) (Middle)
C/O AGILON HEALTH, INC.
440 POLARIS PARKWAY, SUITE 550

(Street)
WESTERVILLE OH 43082

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
agilon health, inc. [ AGL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/16/2025 F 406(1) D $1.11 114,752(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale.
2. Includes restricted stock units.
Remarks:
/s/ Mimi Yang, as Attorney-in-Fact 08/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Timothy Gertsch report on Form 4 for AGL?

The filing reports a transaction dated 08/16/2025 coded "F" showing "406(1) D" at a price of $1.11, with 114,752 shares beneficially owned following the transaction.

Does the Form 4 indicate a sale of agilon health (AGL) shares?

No. The form's explanation states the shares were withheld by the issuer to satisfy income tax withholding in connection with net settlement of restricted stock units and "does not represent a sale."

What is the reporting person's role at agilon health (AGL)?

The form lists Timothy Gertsch as a director and an officer with the title Chief Accounting Officer.

When was the Form 4 signed and who signed it?

The form shows a signature by /s/ Mimi Yang, as Attorney-in-Fact dated 08/19/2025.

What does the notation '406(1)' refer to in this Form 4?

The filing includes an explanation stating that the figure labeled in the transaction relates to shares withheld by the issuer to satisfy income tax withholding for net settlement of restricted stock units.
Agilon Health Inc

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Medical Care Facilities
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