STOCK TITAN

agilon health (AGL) CAO gets 10,000 RSUs, 266 shares withheld for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

agilon health, inc. Chief Accounting Officer Timothy Gertsch reported equity compensation and related tax withholding in Common Stock. He received 10,000 restricted stock units that vest in three equal installments on each anniversary of April 1, 2026, subject to continued employment.

On the same date, 266 shares of Common Stock were withheld by the company to cover income tax obligations tied to the RSU net settlement; this was a tax-withholding disposition and not an open-market sale. Following these transactions, Gertsch beneficially owned 14,324 shares, a figure that reflects the issuer’s 1-for-25 reverse stock split effective March 30, 2026 and includes RSUs.

Positive

  • None.

Negative

  • None.
Insider Gertsch Timothy
Role Chief Accounting Officer
Type Security Shares Price Value
Tax Withholding Common Stock 266 $9.75 $3K
Grant/Award Common Stock 10,000 $0.00 --
Holdings After Transaction: Common Stock — 4,324 shares (Direct)
Footnotes (1)
  1. Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale. The amount of securities beneficially owned following the reported transaction reflects the 1 for 25 reverse stock split of the Issuer's issued and outstanding common stock effective March 30, 2026. Restricted stock units that vest in three equal installments on each anniversary of April 1, 2026, subject to continued employment. Includes restricted stock units.
RSU grant size 10,000 restricted stock units Award to Chief Accounting Officer on April 1, 2026
Shares withheld for taxes 266 shares at $9.75 Common Stock withheld to satisfy income tax obligations
Post-transaction holdings 14,324 shares Beneficially owned after transactions, includes RSUs, post-split
Reverse stock split ratio 1-for-25 Reverse split of issued and outstanding common stock effective March 30, 2026
Pre-withholding holdings 4,324 shares Common Stock beneficially owned before RSU grant on April 1, 2026
restricted stock units financial
"Restricted stock units that vest in three equal installments on each anniversary of April 1, 2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
reverse stock split financial
"reflects the 1 for 25 reverse stock split of the Issuer's issued and outstanding common stock"
A reverse stock split is when a company reduces the number of its shares outstanding, making each share more valuable. For example, if you own 100 shares worth $1 each, a 1-for-10 reverse split would turn your 100 shares into 10 shares worth $10 each. Companies often do this to boost their stock price and appear more stable to investors.
net settlement financial
"in connection with the net settlement of the restricted stock units and does not represent a sale"
income tax withholding financial
"withheld by the issuer to satisfy its income tax withholding and remittance obligations"
beneficially owned financial
"The amount of securities beneficially owned following the reported transaction reflects the 1 for 25 reverse stock split"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gertsch Timothy

(Last)(First)(Middle)
C/O AGILON HEALTH, INC.
440 POLARIS PARKWAY, SUITE 550

(Street)
WESTERVILLE OHIO 43082

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
agilon health, inc. [ AGL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/01/2026F266(1)D$9.754,324(2)D
Common Stock04/01/2026A10,000(3)A$014,324(4)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale.
2. The amount of securities beneficially owned following the reported transaction reflects the 1 for 25 reverse stock split of the Issuer's issued and outstanding common stock effective March 30, 2026.
3. Restricted stock units that vest in three equal installments on each anniversary of April 1, 2026, subject to continued employment.
4. Includes restricted stock units.
Remarks:
/s/ Mimi Yang, as Attorney-in-Fact04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did agilon health (AGL) report for Timothy Gertsch?

agilon health reported that Chief Accounting Officer Timothy Gertsch received 10,000 restricted stock units and had 266 shares of Common Stock withheld to cover tax obligations related to the RSU settlement, according to the Form 4 filing for April 1, 2026.

Was there an open-market sale of AGL stock by Timothy Gertsch?

No open-market sale occurred. The Form 4 states 266 shares were withheld by the issuer solely to satisfy income tax withholding and remittance obligations for RSU settlement, and the footnote clarifies this does not represent a sale of agilon health stock.

How many agilon health (AGL) shares does Timothy Gertsch hold after these transactions?

After the reported transactions, Chief Accounting Officer Timothy Gertsch beneficially owned 14,324 shares of agilon health Common Stock. A footnote explains this amount reflects the issuer’s 1-for-25 reverse stock split and includes restricted stock units in the total figure.

What are the vesting terms of Timothy Gertsch’s new agilon health RSU award?

The 10,000 restricted stock units granted to Chief Accounting Officer Timothy Gertsch vest in three equal installments. Vesting occurs on each anniversary of April 1, 2026, and is explicitly stated as being subject to continued employment with agilon health.

How does the reverse stock split affect Timothy Gertsch’s reported AGL holdings?

A footnote explains that Gertsch’s 14,324 shares beneficially owned reflect agilon health’s 1-for-25 reverse stock split of issued and outstanding common stock, effective March 30, 2026. This means prior share amounts were adjusted to the post-split level before being reported.

Do Timothy Gertsch’s reported holdings in AGL include restricted stock units?

Yes. A specific footnote states that the amount of securities beneficially owned after the transactions includes restricted stock units. This means the disclosed 14,324-share figure combines both vested shares and RSUs linked to agilon health, inc.