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AGM (NYSE: AGM) director granted 471 Class C restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Federal Agricultural Mortgage Corp director receives stock award. Director Sara Louise Faivre-Davis acquired 471 shares of Class C Non-Voting Common Stock as a grant of restricted stock units for no cash consideration under Farmer Mac’s incentive plan.

All 471 RSUs vest on March 31, 2027, if she remains a director on that date. After this award, she holds 2,222 Class C Non-Voting shares, including 376 and 471 restricted shares scheduled to vest on March 31, 2026 and March 31, 2027, respectively.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Faivre-Davis Sara Louise

(Last) (First) (Middle)
C/O FARMER MAC
2100 PENNSYLVANIA AVE., NW, SUITE 450N

(Street)
WASHINGTON DC 20037

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FEDERAL AGRICULTURAL MORTGAGE CORP [ AGM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class C Non-Voting Common Stock 03/05/2026 A 471(1) A $0(1) 2,222(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Grant of restricted stock units ("RSUs") of Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. All of the RSUs will vest on March 31, 2027, if the Reporting Person remains a director of Farmer Mac on that date.
2. Includes 376 and 471 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2026, and March 31, 2027, respectively, if the Reporting Person remains a director of Farmer Mac on that date.
Remarks:
Geraldine I. Hayhurst, as attorney-in-fact for Sara L. Faivre 03/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did AGM director Sara Faivre-Davis report on this Form 4?

AGM director Sara Louise Faivre-Davis reported receiving 471 shares of Class C Non-Voting Common Stock as a restricted stock unit grant for no cash consideration. The award was made under Federal Agricultural Mortgage Corporation’s Amended and Restated 2008 Omnibus Incentive Plan.

How many AGM shares does Sara Faivre-Davis hold after this reported grant?

After the reported grant, Sara Louise Faivre-Davis holds 2,222 shares of AGM Class C Non-Voting Common Stock. This total includes restricted shares scheduled to vest in future years, subject to her continued service as a director of Federal Agricultural Mortgage Corporation.

When do the newly granted AGM restricted stock units vest for Sara Faivre-Davis?

The 471 newly granted restricted stock units of AGM Class C Non-Voting Common Stock will vest on March 31, 2027. Vesting is conditioned on Sara Louise Faivre-Davis remaining a director of Federal Agricultural Mortgage Corporation on that date, according to the grant terms.

Were any AGM shares bought or sold for cash in this Form 4 filing?

No AGM shares were bought or sold for cash in this filing. The reported transaction is a grant of 471 restricted stock units at a price of $0.00 per share, reflecting equity compensation rather than an open-market purchase or sale.

What other AGM restricted shares are included in Sara Faivre-Davis’s holdings?

Her holdings include 376 and 471 restricted shares of AGM’s Class C Non-Voting Common Stock. These are scheduled to vest on March 31, 2026 and March 31, 2027, respectively, if she continues serving as a director through those dates.
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