AGNC Investment Corp. (NASDAQ: AGNC) chair sells 700,000 shares

Filing Impact

(Very High)

Filing Sentiment

(Very Negative)

Form Type

Rhea-AI Filing Summary

AGNC Investment Corp. Director and Executive Chair Gary D. Kain sold 700,000 shares of common stock on January 29, 2026 at a weighted average price of $11.909 per share, with individual sale prices ranging from $11.90 to $11.945.

After this transaction, Kain directly beneficially owned 2,189,091.101 AGNC common shares and 10,900 shares of Series D preferred stock, and indirectly owned 517,920 common shares through a family trust.

Insider Trade Summary

Net Seller: 700,000 shares ($8,336,300)

Net Sell 3 txns

Insider Kain Gary D

Role Director, Executive Chair

Sold 700,000 shs ($8.34M)

Type	Security	Shares	Price	Value
Sale	Common Stock	700,000	$11.909	$8.34M
holding	Series D Preferred Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 2,189,091.101 shares (Direct); Series D Preferred Stock — 10,900 shares (Direct); Common Stock — 517,920 shares (Indirect, By family trust)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 01/30/2026 - 04:01 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kain Gary D

(Last)

(First)

(Middle)

AGNC INVESTMENT CORP.

7373 WISCONSIN AVENUE 22ND FL

(Street)

BETHESDA

20814

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
AGNC Investment Corp. [ AGNC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Director, Executive Chair

3. Date of Earliest Transaction (Month/Day/Year)
01/29/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	01/29/2026		S		700,000	D	$11.909⁽¹⁾	2,189,091.101	D
Series D Preferred Stock								10,900	D
Common Stock								517,920	I	By family trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $11.90 to $11.945, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

	/s/ Gary Kain	01/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did AGNC (AGNC) report for Gary D. Kain?

AGNC reported that Director and Executive Chair Gary D. Kain sold 700,000 shares of common stock. The sale occurred on January 29, 2026 at a weighted average price of $11.909 per share, based on multiple trades within a narrow price range.

At what price did Gary D. Kain sell AGNC common stock on January 29, 2026?

Gary D. Kain sold AGNC common stock at a weighted average price of $11.909 per share. The filing notes multiple trades, with prices ranging from $11.90 to $11.945 inclusive, and offers to provide full trade breakdowns upon request.

How many AGNC shares does Gary D. Kain own after this Form 4 sale?

After the reported sale, Gary D. Kain beneficially owned 2,189,091.101 AGNC common shares directly. He also held 10,900 shares of Series D preferred stock directly and 517,920 common shares indirectly through a family trust, according to the Form 4 data.

What positions does Gary D. Kain hold at AGNC Investment Corp. (AGNC)?

Gary D. Kain serves as a Director and Executive Chair at AGNC Investment Corp. The Form 4 identifies him as both a director and an officer, with the officer title specifically listed as Director, Executive Chair of the company.

How are Gary D. Kain’s indirect AGNC shareholdings structured?

Gary D. Kain’s indirect AGNC shareholdings total 517,920 common shares. These shares are reported as indirectly owned “By family trust,” indicating they are held through a family trust structure rather than in his direct personal name.

Does the AGNC Form 4 describe how the 700,000 shares were sold?

Yes. The Form 4 explains that the 700,000 shares were sold in multiple transactions. It states the reported price is a weighted average, with individual sale prices ranging from $11.90 to $11.945 per share, all executed on January 29, 2026.