AGNC EVP Pollack awarded 117K shares

AGNC Investment Corp.'s EVP and General Counsel Kenneth L. Pollack reported receiving 117,087 shares of common stock on January 21, 2026.

Rhea-AI Filing Summary

AGNC Investment Corp.'s EVP and General Counsel Kenneth L. Pollack reported receiving 117,087 shares of common stock on January 21, 2026. The shares were granted for no cash consideration after performance criteria were satisfied under the company’s Amended and Restated 2016 Equity and Incentive Compensation Plan for awards made on March 1, 2023.

Following this award, Pollack directly beneficially owns 602,297 shares of AGNC common stock. This total includes 37,369 dividend equivalent restricted stock units credited on previously granted RSU awards since his prior Form 4 filing.

Insider Trade Summary

Grant/Award: 117,087 shares

Grant/Award 1 txn

Insider Pollack Kenneth L.

Role EVP and General Counsel

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	117,087	$0.00	$0.00

Holdings After Transaction: Common Stock — 602,297 shares (Direct)

Footnotes (2)

1. F1. Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2023.
2. F2. Includes 37,369 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did AGNC (AGNC) report for Kenneth L. Pollack?

EVP and General Counsel Kenneth L. Pollack reported an acquisition of 117,087 shares of AGNC Investment Corp. common stock on January 21, 2026.

At what price were the new AGNC (AGNC) shares acquired by Kenneth L. Pollack?

The 117,087 shares of AGNC common stock were received by Kenneth L. Pollack for no cash consideration, as part of a performance-based equity award.

Why did AGNC EVP Kenneth L. Pollack receive 117,087 shares?

The shares were received upon satisfaction of performance criteria tied to performance-based grants under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan for awards made on March 1, 2023.

How many AGNC (AGNC) shares does Kenneth L. Pollack now beneficially own?

After the reported transaction, Kenneth L. Pollack directly beneficially owns 602,297 shares of AGNC Investment Corp. common stock.

What are the dividend equivalent RSUs mentioned in the AGNC Form 4 for Kenneth L. Pollack?

The filing states that Pollack’s holdings include 37,369 dividend equivalent restricted stock units, which were credited on previously granted RSU awards since his last Form 4 filing.

What is Kenneth L. Pollack’s role at AGNC Investment Corp.?

Kenneth L. Pollack is reported as an Officer of AGNC Investment Corp., serving as EVP and General Counsel.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 01/23/2026 - 04:02 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pollack Kenneth L.

(Last) (First) (Middle)

AGNC INVESTMENT CORP.

7373 WISCONSIN AVENUE 22ND FL

(Street)

BETHESDA MD 20814

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AGNC Investment Corp. [ AGNC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
01/21/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/21/2026		A		117,087	A	(1)	602,297(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2023.

2. Includes 37,369 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

	Kenneth L. Pollack	01/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.