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AGNC Investment CEO sells 67,794 shares on 3 dates

The AGNC CEO's October 26 and 27 sales used weighted-average prices and were made under a Rule 10b5-1 plan.

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Form Type
4

Rhea-AI Filing Summary

AGNC Investment Corp. Director, President, CEO and CIO Peter J. Federico reported three direct sales of 67,794 common shares each: on October 23, 2026, at $8.89 per share; on October 26, 2026, at a weighted-average $8.87; and on October 27, 2026, at a weighted-average $8.77. The October 26 and October 27 sales involved multiple transactions, and the sales were made under a Rule 10b5-1 plan. Federico also reported 1,900 common shares held indirectly in an IRA and 54,588 dividend equivalent restricted stock units received on previously granted awards since his last Form 4.

Insider Federico Peter J
Role Director, President, CEO, CIO
Sold 203,382 shs ($1.80M)
Type Security Shares Price Value
Sale Common Stock F3 67,794 $8.77 $595K
Sale Common Stock F2 67,794 $8.87 $601K
Sale Common Stock F1 67,794 $8.89 $603K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 1,778,288.869 shares (Direct); Common Stock — 1,900 shares (Indirect, IRA)
Footnotes (3)
  1. F1. Includes 54,588 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.
  2. F2. The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $8.815 to $8.935, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  3. F3. The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $8.74 to $8.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Common shares sold 67,794 shares October 23, 2026
Sale price $8.89 per share October 23, 2026
Common shares sold 67,794 shares October 26, 2026
Weighted-average sale price $8.87 per share October 26, 2026
Common shares sold 67,794 shares October 27, 2026
Weighted-average sale price $8.77 per share October 27, 2026
Common shares held indirectly in an IRA 1,900 shares October 23, 2026
Dividend equivalent restricted stock units received 54,588 units On previously granted awards since the last Form 4
weighted average financial
"The reported price is a weighted average."
A weighted average is a way of calculating an overall number when some items matter more than others by giving each item a different level of importance, or weight. Investors use weighted averages to combine figures like prices, returns or earnings so the result reflects the size or significance of each part — like grading a class where a final exam counts more than a quiz, producing a score that better represents true performance.
dividend equivalent restricted stock units financial
"Includes 54,588 dividend equivalent restricted stock units"
Rule 10b5-1 plan regulatory
"Transactions reported were made under a Rule 10b5-1 plan"
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many AGNC shares did Peter J. Federico sell, and at what prices?

Peter J. Federico sold 67,794 AGNC common shares on each of October 23, October 26 and October 27, 2026, at $8.89, $8.87 and $8.77 per share, respectively. The October 26 and October 27 prices were weighted averages across multiple transactions. The sales were made under a Rule 10b5-1 plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR Accepted by SEC EDGAR Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Federico Peter J

(Last)(First)(Middle)
AGNC INVESTMENT CORP.
7373 WISCONSIN AVE 22ND FL

(Street)
BETHESDA MARYLAND 20814

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AGNC Investment Corp. [ AGNC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Director, President, CEO, CIO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/23/2026S67,794D$8.891,913,876.869(1)D
Common Stock10/26/2026S67,794D$8.87(2)1,846,082.869D
Common Stock10/27/2026S67,794D$8.77(3)1,778,288.869D
Common Stock1,900IIRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes 54,588 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.
2. The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $8.815 to $8.935, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
3. The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $8.74 to $8.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
/s/ Peter Federico10/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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