AGNC EVP uses shares to cover tax withholdings

AGNC Investment Corp. executive vice president and general counsel Kenneth L. Pollack reported a routine tax-related share disposition.

Rhea-AI Filing Summary

AGNC Investment Corp. executive vice president and general counsel Kenneth L. Pollack reported a routine tax-related share disposition. On March 16, 2026, 29,093 shares of common stock at $10.33 per share were withheld to cover tax obligations tied to vesting restricted stock units, rather than sold on the open market.

After this withholding, Pollack directly holds 546,390 shares of AGNC common stock. This balance includes 4,094 dividend equivalent restricted stock units that accrued on previously granted RSU awards since his last Form 4.

Insider Trade Summary

Exercise Price or Tax Liability: 29,093 shares

Exercise Price or Tax Liability 1 txn

Insider Pollack Kenneth L.

Role EVP and General Counsel

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	29,093	$10.33	$301K

Holdings After Transaction: Common Stock — 546,390 shares (Direct)

Footnotes (2)

1. F1. Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings.
2. F2. Includes 4,094 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did AGNC (AGNC) report for Kenneth L. Pollack?

AGNC reported that EVP and general counsel Kenneth L. Pollack had 29,093 common shares withheld to cover tax obligations on vested restricted stock units. This Form 4 event reflects tax-withholding, not an open-market purchase or sale of AGNC shares.

Was the AGNC Form 4 transaction an open-market sale of AGNC stock?

No, the Form 4 shows a tax-withholding disposition coded “F,” meaning shares were withheld upon RSU vesting to pay required taxes. Pollack did not execute an open-market sale; the shares were retained by the issuer to satisfy tax liabilities.

How many AGNC shares were involved in Kenneth L. Pollack’s tax-withholding event?

The filing reports 29,093 AGNC common shares withheld at a reference price of $10.33 per share. These shares were used to cover tax obligations associated with the vesting of restricted stock unit awards granted to Pollack as part of his compensation.

How many AGNC shares does Kenneth L. Pollack hold after this Form 4 transaction?

Following the tax-withholding disposition, Pollack directly holds 546,390 AGNC common shares. This total includes 4,094 dividend equivalent restricted stock units credited on earlier RSU grants since his prior Form 4, reflecting accumulated stock-based compensation.

What do the dividend equivalent restricted stock units mean in the AGNC Form 4?

Dividend equivalent restricted stock units are additional RSUs credited when dividends are paid on underlying shares. The Form 4 notes that Pollack’s holdings include 4,094 such RSUs received on earlier awards, increasing his total stock-based position without a separate market transaction.

What does transaction code "F" indicate in the AGNC insider filing for Pollack?

Transaction code “F” signifies shares delivered to the issuer to pay an exercise price or tax liability. In this case, AGNC used 29,093 Pollack shares to satisfy tax withholdings triggered by RSU vesting, a common, automatic feature of equity compensation programs.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/17/2026 - 04:02 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pollack Kenneth L.

(Last) (First) (Middle)

AGNC INVESTMENT CORP.

7373 WISCONSIN AVENUE 22ND FL

(Street)

BETHESDA MD 20814

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AGNC Investment Corp. [ AGNC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/16/2026		F		29,093(1)	D	$10.33	546,390(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings.

2. Includes 4,094 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

	/s/ Kenneth Pollack	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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