AGNC chair granted 62,152 restricted stock units

Kain Gary D reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Kain Gary D reported acquisition or exercise transactions in this Form 4 filing.

AGNC Investment Corp. Director and Executive Chair Gary D. Kain was granted 62,152 restricted stock units of common stock on March 2, 2026 at no cost under the company’s equity and incentive plan. These RSUs will vest in three equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, subject to stated limitations.

After this grant, Kain directly owns 2,010,528.101 shares of common stock and 10,900 shares of Series D preferred stock. He also has indirect ownership of 517,920 common shares through a family trust.

Insider Trade Summary

Grant/Award: 62,152 shares

Grant/Award 3 txns

Insider Kain Gary D

Role Director, Executive Chair

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	62,152	$0.00	$0.00
holding	Series D Preferred Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 2,010,528.101 shares (Direct); Series D Preferred Stock — 10,900 shares (Direct); Common Stock — 517,920 shares (Indirect, By family trust)

Footnotes (1)

1. F1. Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2027, March 15, 2028 and March 15, 2029.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did AGNC (AGNC) disclose about Gary D. Kain’s latest equity award?

AGNC reported a new equity grant to Gary D. Kain. He received 62,152 restricted stock units of common stock on March 2, 2026, for no cash consideration, under AGNC’s 2016 Equity and Incentive Compensation Plan.

How do Gary D. Kain’s new AGNC RSUs vest over time?

The 62,152 AGNC RSUs vest in three equal parts. The underlying common stock will vest, subject to limitations, in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, aligning the award with a multi-year period.

What is Gary D. Kain’s AGNC common stock ownership after this Form 4?

After the grant, Gary D. Kain holds over two million AGNC common shares directly. His direct ownership totals 2,010,528.101 common shares, with an additional 517,920 common shares held indirectly through a family trust.

What preferred stock holdings of AGNC does Gary D. Kain report?

Kain reports direct ownership of AGNC Series D preferred stock. Following the reported transactions, his holdings include 10,900 shares of Series D preferred stock, in addition to his common stock ownership positions.

Were Gary D. Kain’s AGNC RSUs purchased in the market or granted?

The reported AGNC RSUs were granted, not purchased. The filing describes them as restricted stock units received as a grant for no consideration under AGNC’s Amended and Restated 2016 Equity and Incentive Compensation Plan.

How is Gary D. Kain’s indirect AGNC ownership structured?

Kain’s indirect AGNC ownership is held through a family trust. The Form 4 shows 517,920 common shares reported as indirectly owned, with the nature of ownership specified as “By family trust.”

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/04/2026 - 04:01 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kain Gary D

(Last) (First) (Middle)

AGNC INVESTMENT CORP.

7373 WISCONSIN AVENUE 22ND FL

(Street)

BETHESDA MD 20814

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AGNC Investment Corp. [ AGNC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Director, Executive Chair

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/02/2026		A		62,152	A	(1)	2,010,528.101	D
Series D Preferred Stock								10,900	D
Common Stock								517,920	I	By family trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2027, March 15, 2028 and March 15, 2029.

	/s/ Gary Kain	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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