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AGNC (AGNC) director granted 17,045 RSUs, holdings now 156,686 shares

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Form Type
4

Rhea-AI Filing Summary

Mullings Paul E reported acquisition or exercise transactions in this Form 4 filing.

AGNC Investment Corp. director Paul E. Mullings received a grant of 17,045 restricted stock units (RSUs) of common stock as equity compensation. These RSUs were granted for no cash consideration under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan.

The common stock underlying the RSUs will vest, subject to certain limitations, on the earlier of April 16, 2027 or the next annual meeting of stockholders. After this award and related dividend-equivalent RSUs, Mullings directly holds 156,686 shares and RSUs, including 11,130 dividend equivalent restricted stock units accrued on prior awards.

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Insider Mullings Paul E
Role Director
Type Security Shares Price Value
Grant/Award Common Stock, par value $0.01 per share 17,045 $0.00 --
Holdings After Transaction: Common Stock, par value $0.01 per share — 156,686 shares (Direct)
Footnotes (1)
  1. Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 16, 2027 or (ii) the next annual meeting of stockholders. Includes 11,130 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.
RSU grant size 17,045 RSUs Equity grant on April 16, 2026
Grant price $0.00 per share RSUs received for no consideration
Holdings after grant 156,686 shares/RSUs Direct ownership following reported transaction
Dividend equivalent RSUs 11,130 RSUs Accrued on prior RSU awards since last Form 4
Vesting date April 16, 2027 RSUs vest earlier of this date or next annual meeting
restricted stock units ("RSUs") financial
"Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
dividend equivalent restricted stock units financial
"Includes 11,130 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing."
Equity and Incentive Compensation Plan financial
"granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mullings Paul E
(Last)(First)(Middle)
AGNC INVESTMENT CORP.
7373 WISCONSIN AVENUE, 22ND FL
(Street)
BETHESDA MARYLAND 20814
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
AGNC Investment Corp. [ AGNC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/16/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.01 per share04/16/2026A17,045A(1)156,686(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 16, 2027 or (ii) the next annual meeting of stockholders.
2. Includes 11,130 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.
/s/ Kenneth L. Pollack, as Attorney-in-Fact04/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did AGNC (AGNC) director Paul E. Mullings report in this Form 4?

Paul E. Mullings reported receiving 17,045 restricted stock units (RSUs) of AGNC common stock as an equity grant. The award was granted for no cash consideration under AGNC’s 2016 Equity and Incentive Compensation Plan and increases his total direct holdings to 156,686 shares and RSUs.

How many AGNC (AGNC) shares and RSUs does Paul E. Mullings now hold?

Following the reported RSU grant, Paul E. Mullings directly holds 156,686 AGNC common shares and RSUs. This total includes 11,130 dividend equivalent restricted stock units that accumulated on previously granted RSU awards since his prior Form 4, as described in the filing’s footnotes.

What are the vesting terms of Paul E. Mullings’ new AGNC RSU grant?

The 17,045 AGNC restricted stock units will vest, subject to certain limitations, on the earlier of April 16, 2027 or the next annual meeting of stockholders. Vesting means the underlying common stock becomes deliverable to Mullings according to the plan’s conditions and restrictions.

Did Paul E. Mullings pay cash for the new AGNC (AGNC) RSUs?

No, the Form 4 states the RSUs were received as a grant for no consideration. That means Mullings did not pay cash to acquire the 17,045 restricted stock units; they were awarded to him under AGNC’s Amended and Restated 2016 Equity and Incentive Compensation Plan.

What are dividend equivalent restricted stock units mentioned in the AGNC Form 4?

Dividend equivalent restricted stock units are additional RSUs credited in connection with dividends on previously granted RSUs. The filing notes Mullings has 11,130 such dividend equivalent RSUs, which increased his total holdings as prior RSU awards accrued dividend-linked units over time.