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[Form 4] AGNC Investment Corp. Insider Trading Activity

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(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AGNC Investment Corp. director Prue Larocca received a grant of 17,045 restricted stock units as equity compensation at no cost, classified as a grant or award acquisition. These RSUs were issued under the company’s Amended and Restated 2016 Equity and Incentive Compensation Plan.

The underlying common stock will vest, subject to limitations, on the earlier of April 16, 2027 or the next annual meeting of stockholders. After this grant, Larocca directly holds 162,122.58 shares, including 3,674 dividend equivalent restricted stock units credited on prior RSU awards.

Positive

  • None.

Negative

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Insider Larocca Prue
Role Director
Type Security Shares Price Value
Grant/Award Common Stock, par value $0.01 per share 17,045 $0.00 --
Holdings After Transaction: Common Stock, par value $0.01 per share — 162,122.58 shares (Direct)
Footnotes (1)
  1. Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 16, 2027 or (ii) the next annual meeting of stockholders. Includes 3,674 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.
RSU grant size 17,045 units Restricted stock units granted to director on April 16, 2026
Grant price per share $0.0000 per share Equity award received for no cash consideration
Shares after transaction 162,122.58 shares Total direct holdings following the RSU grant
Dividend equivalent RSUs 3,674 units Additional RSUs from dividends on prior awards
RSU vesting date trigger Earlier of April 16, 2027 or next annual meeting Vesting condition for underlying common stock
restricted stock units financial
"Represents restricted stock units ("RSUs") granted to the Reporting Person"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalent restricted stock units financial
"Includes 3,674 dividend equivalent restricted stock units received on previously granted RSU awards"
Equity and Incentive Compensation Plan financial
"under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan"
annual meeting of stockholders financial
"will vest ... on the earlier of (i) April 16, 2027 or (ii) the next annual meeting of stockholders"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Larocca Prue
(Last)(First)(Middle)
AGNC INVESTMENT CORP.
7373 WISCONSIN AVENUE, 22ND FL
(Street)
BETHESDA MARYLAND 20814
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
AGNC Investment Corp. [ AGNC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/16/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.01 per share04/16/2026A17,045A(1)162,122.58(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 16, 2027 or (ii) the next annual meeting of stockholders.
2. Includes 3,674 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.
/s/ Kenneth L. Pollack as Attorney-in-Fact04/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR