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Performance share grant boosts AGNC (AGNC) CEO Peter Federico’s stake

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AGNC Investment Corp. reported that its Director, President, CEO and CIO, Peter Federico, received 754,303 shares of common stock on January 21, 2026. The shares were issued for no cash consideration after performance criteria were satisfied under the company’s 2016 Equity and Incentive Compensation Plan and include 25,647 dividend-equivalent restricted stock units earned since his prior filing.

Following this grant, Federico beneficially owns 2,291,552.869 shares of AGNC common stock directly and 1,900 shares indirectly through an IRA.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Federico Peter J

(Last) (First) (Middle)
AGNC INVESTMENT CORP.
7373 WISCONSIN AVE 22ND FL

(Street)
BETHESDA MD 20814

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AGNC Investment Corp. [ AGNC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Dir., President, CEO and CIO
3. Date of Earliest Transaction (Month/Day/Year)
01/21/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/21/2026 A 754,303 A (1) 2,291,552.869(2) D
Common Stock 1,900 I IRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2023.
2. Includes 25,647 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.
Peter Federico 01/23/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did AGNC (AGNC) disclose for Peter Federico?

AGNC Investment Corp. disclosed that Peter Federico received 754,303 shares of common stock on January 21, 2026 as reported on a Form 4.

Why did the AGNC CEO receive 754,303 shares of common stock?

The 754,303 shares were received for no consideration upon satisfaction of performance criteria tied to performance-based grants under AGNC’s 2016 Equity and Incentive Compensation Plan.

How many AGNC shares does Peter Federico own after this Form 4 transaction?

After the transaction, Peter Federico beneficially owns 2,291,552.869 AGNC common shares directly and 1,900 shares indirectly through an IRA.

What do the AGNC Form 4 footnotes say about the new shares?

The footnotes state the shares were received upon meeting performance criteria for grants made on March 1, 2023 and that the total includes 25,647 dividend-equivalent RSUs from earlier awards.

Are the newly received AGNC shares part of an equity compensation plan?

Yes. The shares were issued under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan as performance-based awards.

Does the AGNC CEO hold any shares indirectly?

Yes. In addition to his direct holdings, Peter Federico indirectly owns 1,900 AGNC shares through an IRA account.
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