AGNC CEO reports RSU tax withholding

AGNC Investment Corp. Director, President, CEO and CIO Peter J. Federico reported a routine tax-related share disposition.

Rhea-AI Filing Summary

AGNC Investment Corp. Director, President, CEO and CIO Peter J. Federico reported a routine tax-related share disposition. On this Form 4, 89,873 shares of common stock were withheld upon vesting of restricted stock units to cover required tax withholdings, rather than sold in the open market.

After these withholdings, Federico directly owns 2,111,756.869 shares of AGNC common stock and indirectly holds an additional 1,900 shares through an IRA. The filing also notes 8,752 dividend-equivalent restricted stock units added to prior RSU awards since his last Form 4, reflecting ongoing equity-based compensation.

Insider Trade Summary

Exercise Price or Tax Liability: 89,873 shares

Exercise Price or Tax Liability 2 txns

Insider Federico Peter J

Role Director, President, CEO, CIO

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	89,873	$10.33	$928K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 2,111,756.869 shares (Direct); Common Stock — 1,900 shares (Indirect, IRA)

Footnotes (2)

1. F1. Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings.
2. F2. Includes 8,752 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did AGNC (AGNC) CEO Peter J. Federico report?

Peter J. Federico reported a tax-withholding disposition. AGNC withheld 89,873 common shares upon vesting of restricted stock units to satisfy required tax obligations, meaning the shares were not sold in the open market but used to cover taxes on equity compensation.

How many AGNC (AGNC) shares were withheld for taxes in this Form 4?

AGNC withheld 89,873 common shares for taxes. These shares were taken upon vesting of restricted stock unit awards to cover required tax withholdings, as described in the footnote, and do not represent an open-market sale by the CEO.

How many AGNC (AGNC) shares does Peter J. Federico own after this transaction?

After the transaction, Federico directly owns 2,111,756.869 shares. The Form 4 also shows an additional 1,900 shares held indirectly through an IRA, reflecting his combined direct and indirect ownership following the tax-withholding event.

Does the AGNC (AGNC) Form 4 show an open-market sale by the CEO?

The Form 4 does not show an open-market sale. The 89,873 shares were withheld to cover taxes upon RSU vesting. This tax-withholding disposition is a routine administrative event and differs from the CEO choosing to sell shares in the market.

What do the dividend-equivalent RSUs mean in AGNC (AGNC) CEO’s filing?

The filing notes 8,752 dividend-equivalent restricted stock units. These RSUs were received on previously granted awards since the last Form 4, reflecting additional share-based compensation credited as dividend equivalents rather than cash dividends.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/17/2026 - 04:01 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Federico Peter J

(Last) (First) (Middle)

AGNC INVESTMENT CORP.

7373 WISCONSIN AVE 22ND FL

(Street)

BETHESDA MD 20814

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AGNC Investment Corp. [ AGNC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Director, President, CEO, CIO

3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/16/2026		F		89,873(1)	D	$10.33	2,111,756.869(2)	D
Common Stock								1,900	I	IRA

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings.

2. Includes 8,752 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

	/s/ Peter Federico	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.