Welcome to our dedicated page for Agroz SEC filings (Ticker: AGRZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Agroz Inc. filings document foreign private issuer reports on its agricultural technology business, Malaysian operating subsidiary, capital structure, governance and material corporate events. Recent Form 6-K disclosures cover shareholder-meeting and proxy materials related to authorized share capital, a robotics AI development agreement involving Agroz Group Sdn. Bhd., secured note financing, and Nasdaq minimum bid-price compliance notices for the company's ordinary shares.
The filing record also includes governance and reporting matters such as changes in finance leadership, changes in the independent registered public accounting firm, internal-control disclosures, going-concern language in audit reports, and covenants tied to financing and public-company reporting obligations.
Agroz Inc. filed an initial ownership report naming Lee Wee Adrian as Chief Technology Officer and reporting person. The data shows no reported transactions, no listed holdings, and no derivative positions, indicating only the officer’s status is being recorded at this time.
Agroz Inc. filed an initial ownership report for Chief Executive Officer and director Lim Gerard Kim Meng. The filing shows he directly holds 6,170,606 Ordinary Shares, indicating a substantial equity stake as a reported ten percent owner. This Form 3 does not report any new transactions, only his existing holdings.
Agroz Inc. director and more than ten percent owner Lim Chun Hoo filed an initial statement of beneficial ownership of securities. The filing shows direct ownership of 2,571,809 Ordinary Shares of Agroz Inc. after the reported holdings entry, establishing his significant equity position in the company.
Agroz Inc. received a notice from Nasdaq that its ordinary shares have closed below the required $1.00 minimum bid price for 30 consecutive business days, triggering non-compliance with Nasdaq Listing Rule 5550(a)(2).
The company has 180 days, until August 17, 2026, to regain compliance by having a closing bid of at least $1.00 for ten straight business days. If it still does not comply, Agroz may qualify for an additional 180-day extension if it meets other Nasdaq listing standards and formally states an intention to cure the issue, including potentially using a reverse stock split. If compliance is not restored and no extension or cure is achieved, Nasdaq may move to delist the shares, which Agroz could then appeal. The company plans to monitor its share price and consider available options.
Agroz Inc. entered into a Note Purchase Agreement with an investor on February 10, 2026, issuing a secured promissory note with an original principal amount of $3,330,000.00. The note carries a $300,000.00 original issue discount and includes a $30,000.00 transaction expense amount, resulting in a purchase price of $3,000,000.00. After paying a $210,000.00 placement commission and other fees, the company received net proceeds of $2,740,440.00.
The note bears interest at 9% per annum, compounds daily, and matures six months after issuance, with the company allowed to prepay without penalty. Agroz must use up to 33% of funds from future financings to make mandatory prepayments, subject to the outstanding balance. The note is secured by all company assets, a pledge of all shares in subsidiary Agroz Group Sdn. Bhd., and a guaranty from that subsidiary.
The financing includes strict covenants limiting additional variable-price or secured financings, new liens, subsidiary equity issuances, and certain fundamental transactions unless the note is repaid in full or the investor consents. Trigger Events and Events of Default can increase the outstanding balance by up to 25%, and default interest can rise to 22% per annum or the legal maximum.
Agroz Inc. (AGRZ) reported a change in its independent auditor, terminating Marcum Asia CPAs LLP and appointing SFAI Malaysia PLT effective November 18, 2025. MarcumAsia’s audit reports for the years ended December 31, 2024 and December 31, 2023 contained a going concern explanatory paragraph highlighting doubts about the company’s ability to continue operating, but no adverse opinions or scope or principle modifications.
The company states there were no disagreements with MarcumAsia on accounting, disclosure, or audit procedures and no reportable events other than previously disclosed material weaknesses. These weaknesses include inadequate IT general controls, insufficient IFRS and SEC reporting expertise, weak segregation of duties over sales and customer data, and a lack of formal internal control policies and independent oversight. Agroz also confirms it did not consult SFAI on accounting or audit matters before this appointment.
Agroz Inc. (AGRZ) reported a leadership change in its finance team. On November 18, 2025, May Jin Sim resigned from her role as Chief Financial Officer, effective the same day. The company simultaneously appointed Nur Elliyana Mahani as the new Chief Financial Officer, providing immediate continuity in its financial leadership. The report is signed on behalf of Agroz Inc. by Chief Executive Officer Gerard Kim Meng Lim on November 19, 2025.