Charles Schwab (AGX) Section 144 notice lists 30,000 shares for resale

Rhea-AI Filing Summary

Charles Schwab Corp. reported a Section 144 notice for proposed sales of common stock. The filing lists 30,000 shares as the securities to be sold and shows a prior sale of 50,000 shares on 06/12/2026 with an aggregate amount of $32,173,094.72. The notice records an issuer address at 3000 Schwab Way, Westlake, TX.

Insights

Securities Compliance Counsel

Section 144 notice documents proposed resale of restricted/controlled shares under resale conditions.

Section 144 filings are procedural notifications under resale rules; this entry lists 30,000 shares proposed for sale and a prior reported sale of 50,000 shares on 06/12/2026 totaling $32,173,094.72. The filing identifies the issuer and exchange.

Timing and settlement mechanics are not detailed in the excerpt; future broker or transaction disclosures would show execution details and whether resale conditions (holding periods, volume limitations) apply.

Key Figures

Shares to be sold: 30,000 shares Prior sale - shares: 50,000 shares Prior sale - aggregate amount: $32,173,094.72 +2 more

5 metrics

Shares to be sold 30,000 shares listed under "Securities To Be Sold"

Prior sale - shares 50,000 shares sale dated <date>06/12/2026</date> reported under William F. Griffin

Prior sale - aggregate amount $32,173,094.72 aggregate amount for 50,000 shares on <date>06/12/2026</date>

Issuer address 3000 Schwab Way, Westlake, TX issuer information line

Exchange NYSE listed exchange for the common stock

Key Terms

Form 144, Section 144 notice, Aggregate amount

3 terms

Form 144 regulatory

"Section heading and filing type indicator for resale notices"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Section 144 notice regulatory

"Describes the resale notification for restricted/controlled securities"

Aggregate amount financial

"Monetary sum shown for securities sold (e.g., $32,173,094.72)"

FAQ

What does the Form 144 from AGX / Charles Schwab Corp mean?

A Form 144 notifies the SEC of a proposed resale by affiliates or control persons. This excerpt lists 30,000 shares proposed for sale and a prior sale of 50,000 shares on 06/12/2026 totaling $32,173,094.72.

How many shares are listed for sale in the filing?

The filing lists 30,000 shares as the securities to be sold. It also records a prior sale of 50,000 shares on 06/12/2026 with an aggregate value of $32,173,094.72.

Who reported the prior sale shown on the Form 144?

The prior sale is reported under the name William F. Griffin with an address in Arlington, VA. That sale is dated 06/12/2026 and lists 50,000 shares for $32,173,094.72.

Does this Form 144 show proceeds to the issuer?

The excerpt does not state proceeds treatment. The document lists transaction types as Exchange and Cash, but it does not specify whether the issuer will receive proceeds from the reported sales.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 06/18/2026 - 10:29 AM Accepted by SEC EDGAR 06/18/2026 - 10:29 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp 3000 Schwab Way Westlake TX 76262	30000	21983100.00	14019247	06/18/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/19/2006	Exchange	Issuer			30000	12/31/2006	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
William F. Griffin 4075 Wilson Blvd Suite 440 Arlington VA 22203	Common	06/12/2026	50000	32173094.72

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)