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Agilysys controller receives shares as grants vest

Agilysys withheld shares for statutory tax obligations; the footnotes say Robertson did not sell shares in these transactions.

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Form Type
4

Rhea-AI Filing Summary

Agilysys Controller Chris J. Robertson had 450 RSUs and 555 RSUs vest and settle into common stock on October 30, 2026, one-for-one and for no cash consideration.

Agilysys withheld 194 shares for statutory tax obligations tied to restricted shares and withheld 133 and 163 shares in connection with RSU vesting; the footnotes state that Robertson sold no shares. The filing also lists 20,000 common shares held indirectly by The CJR Revocable Trust as of October 30, 2026.

Insider Robertson Chris J
Role Controller
Type Security Shares Price Value
Exercise Restricted Stock Units F4 450 $0.00 $0.00
Exercise Restricted Stock Units F5 555 $0.00 $0.00
Tax Withholding Common Stock F1 194 $115.80 $22K
Exercise Common Stock F2 450 $0.00 $0.00
Tax Withholding Common Stock F3 133 $115.80 $15K
Exercise Common Stock F2 555 $0.00 $0.00
Tax Withholding Common Stock F3 163 $115.80 $19K
Holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 1,562 contracts (Direct); Common Stock — 1,202 shares (Direct); Common Stock — 20,000 shares (Indirect, By The CJR Revocable Trust)
Footnotes (5)
  1. F1. Represents shares withheld by Agilysys to satisfy statutory tax withholding obligations arising from the lapse of restrictions on restricted shares of Common Stock previously granted under the Agilysys equity incentive plan. No shares were sold by the reporting person.
  2. F2. Restricted Stock Units (RSUs) convert into common stock of Agilysys, Inc. on a one-for-one basis upon vesting. The shares reported in Table I under Transaction Code "M" were acquired upon the vesting and settlement of RSUs for no cash consideration.
  3. F3. Represents shares withheld by Agilysys to satisfy statutory tax withholding obligations incurred in connection with the vesting and settlement of restricted stock units. No shares were sold by the reporting person.
  4. F4. Reflects the vesting of 450 RSUs granted under the Agilysys equity incentive plan. The remaining unvested RSUs vest in accordance with their applicable grant schedules, subject to continued service through each vesting date.
  5. F5. Reflects the vesting of 555 RSUs granted under the Agilysys equity incentive plan. The remaining unvested RSUs vest in accordance with their applicable grant schedules, subject to continued service through each vesting date.
Restricted Stock Units vested 450 RSUs Vested October 30, 2026; settled one-for-one into common stock.
Restricted Stock Units vested 555 RSUs Vested October 30, 2026; settled one-for-one into common stock.
Shares withheld for statutory tax obligations 194 shares Withheld in connection with restrictions lapsing on restricted shares.
Shares withheld for statutory tax obligations 133 shares Withheld in connection with RSU vesting and settlement.
Shares withheld for statutory tax obligations 163 shares Withheld in connection with RSU vesting and settlement.
Common shares held indirectly 20,000 shares Held through The CJR Revocable Trust as of October 30, 2026.
Restricted Stock Units (RSUs) financial
"RSUs convert into common stock of Agilysys, Inc. on a one-for-one basis upon vesting"
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
statutory tax withholding obligations financial
"withheld by Agilysys to satisfy statutory tax withholding obligations"
vesting and settlement financial
"in connection with the vesting and settlement of restricted stock units"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many AGYS shares did Chris J. Robertson receive from RSUs?

On October 30, 2026, 450 RSUs and 555 RSUs vested and settled one-for-one into common stock for no cash consideration. No Rule 10b5-1 plan is reported.

How many AGYS shares did Chris J. Robertson hold through The CJR Revocable Trust?

The filing lists 20,000 common shares held indirectly by The CJR Revocable Trust as of October 30, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Robertson Chris J

(Last)(First)(Middle)
3655 BROOKSIDE PARKWAY
SUITE 300

(Street)
ALPHARETTA GEORGIA 30022

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AGILYSYS INC [ AGYS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Controller
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/30/2026F(1)194D$115.8493D
Common Stock10/30/2026M(2)450A$0943D
Common Stock10/30/2026F(3)133D$115.8810D
Common Stock10/30/2026M(2)555A$01,365D
Common Stock10/30/2026F(3)163D$115.81,202D
Common Stock20,000IBy The CJR Revocable Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$010/30/2026M450 (4) (4)Common Stock450$0451D
Restricted Stock Units$010/30/2026M555 (5) (5)Common Stock555$01,111D
Explanation of Responses:
1. Represents shares withheld by Agilysys to satisfy statutory tax withholding obligations arising from the lapse of restrictions on restricted shares of Common Stock previously granted under the Agilysys equity incentive plan. No shares were sold by the reporting person.
2. Restricted Stock Units (RSUs) convert into common stock of Agilysys, Inc. on a one-for-one basis upon vesting. The shares reported in Table I under Transaction Code "M" were acquired upon the vesting and settlement of RSUs for no cash consideration.
3. Represents shares withheld by Agilysys to satisfy statutory tax withholding obligations incurred in connection with the vesting and settlement of restricted stock units. No shares were sold by the reporting person.
4. Reflects the vesting of 450 RSUs granted under the Agilysys equity incentive plan. The remaining unvested RSUs vest in accordance with their applicable grant schedules, subject to continued service through each vesting date.
5. Reflects the vesting of 555 RSUs granted under the Agilysys equity incentive plan. The remaining unvested RSUs vest in accordance with their applicable grant schedules, subject to continued service through each vesting date.
/s/ Kyle C. Badger, Attorney-in-Fact11/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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