Aspen Insurance CEO submits initial insider filing

Aspen Insurance Holdings Ltd filed an initial insider ownership report for Chairman & CEO James Andrew Shea.

Accepted by SEC EDGAR 03/31/2026 - 02:51 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Aspen Insurance Holdings Ltd filed an initial insider ownership report for Chairman & CEO James Andrew Shea. The Form 3 identifies him as both a director and an officer of the company. The filing does not report any insider buy or sell transactions or derivative exercises.

Key Terms

Chairman & CEO, director, Form 3

3 terms

Chairman & CEO financial

"officer_title": "Chairman & CEO""

director financial

""is_director": 1"

Form 3 regulatory

"INSIDER FILING DATA (Form 3):"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Aspen Insurance (AHL) Form 3 filing report?

The Form 3 filing identifies James Andrew Shea as a director and Chairman & CEO of Aspen Insurance Holdings Ltd. It serves as an initial insider ownership report and shows no insider buy, sell, or derivative transactions in this specific filing.

Who is the insider named in Aspen Insurance (AHL)'s Form 3?

The insider is James Andrew Shea, who is listed as both a director and an officer of Aspen Insurance Holdings Ltd, holding the title of Chairman & CEO. The filing formally records his status as a reporting person to the SEC.

Does the Aspen Insurance (AHL) Form 3 show any stock purchases or sales?

No, the Form 3 shows no insider stock purchases or sales. Transaction counts for buys, sells, gifts, tax withholding, restructurings, and derivative exercises are all zero, indicating no reportable trading activity in this filing for James Andrew Shea.

Are there any derivative securities reported in the Aspen Insurance (AHL) Form 3?

No derivative securities are reported in this Form 3. The derivative transaction count and exercise counts are zero, and the derivative summary is empty, indicating no options, warrants, or similar instruments are disclosed for James Andrew Shea in this filing.

What is the role of James Andrew Shea at Aspen Insurance (AHL) according to the filing?

According to the filing, James Andrew Shea is both a director and an officer of Aspen Insurance Holdings Ltd, serving as Chairman & CEO. This dual role is explicitly flagged in the insider data included with the Form 3 submission.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Shea James Andrew

(Last) (First) (Middle)

WATERLOO HOUSE

100 PITTS BAY ROAD

(Street)

PEMBROKE HM08

(City) (State) (Zip)

BERMUDA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
ASPEN INSURANCE HOLDINGS LTD [ AHL ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman & CEO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Laura Haytman, Attorney-in-Fact	03/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)