Welcome to our dedicated page for Robo.ai SEC filings (Ticker: AIIO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Robo.ai Inc.’s filings document foreign-issuer current reports, material agreements, governance actions, shareholder voting matters, operating results, and capital-structure disclosures. Form 6-K reports describe agreements tied to AI data collection, data center facilities, and other business arrangements, including terms for governance, consolidation, shareholder rights, and related financial presentation.
The filing record also covers the company’s ordinary-share structure, including Class A ordinary shares and publicly traded Class B ordinary shares, reverse-split disclosures, Nasdaq minimum bid price compliance, memorandum and articles matters, extraordinary general meeting results, and pro forma financial information connected to disposition activity.
Robo.ai Inc. entered into a securities purchase agreement on July 15, 2026 with an institutional investor for a senior convertible note facility with an aggregate original principal amount of up to $37.5 million. The company issued an Initial Note with $12.5 million principal for a purchase price of $11.5 million at an initial closing completed on July 17, 2026, and may issue a Second Note of $12.5 million in subsequent closings subject to specified conditions.
The Notes are convertible into Class B ordinary shares at a price reflecting original issue discount, using 110% of principal divided by the lower of a fixed price and a market-based formula, with the Initial Note’s Fixed Conversion Price set at $5.81 and maturity on July 17, 2028. A 9.99% Beneficial Ownership Limitation caps post-conversion holdings per investor. The Notes carry no cash interest unless an event of default occurs, when interest increases to 14% per annum. Net proceeds are earmarked for general corporate purposes and working capital, with no more than $1,000,000 available for debt repayment, security redemptions, or litigation settlements. During a covenant period, Robo.ai agreed not to issue most additional equity or variable-rate securities, and granted the investor resale registration rights for the conversion shares.
Robo.ai Inc. filed a prospectus supplement to its Form F-1 registration statement, updating the prospectus for the potential offer and sale from time to time by a selling shareholder of up to 22,343,750 Class B ordinary shares of par value US$0.002 per share.
The supplement incorporates information from a current report on Form 6-K furnished on July 15, 2026. Robo.ai’s Class B ordinary shares trade on Nasdaq under the symbol AIIO and closed at US$3.99 on July 14, 2026. The document states that investing in these securities involves a high degree of risk and refers readers to the Risk Factors section in the prospectus.
Robo.ai Inc. entered a securities purchase agreement with an institutional investor for up to US$37.5 million in senior convertible notes to be issued in multiple private-placement closings. An initial and second note each carry US$12.5 million principal and US$11.5 million purchase price, reflecting an original issue discount.
The notes mature two years after issuance, bear no interest unless an event of default (then 14% annually), and rank as senior obligations. They are convertible into Class B ordinary shares at a conversion price linked to the share’s closing price before issuance, subject to a 9.99% beneficial ownership cap and stock-exchange limits.
Additional closings depend on liquidity, effective resale registration, and other equity conditions, which the investor may waive. Net proceeds are for general corporate purposes and working capital, with no more than US$1,000,000 allowed for debt repayment, security redemptions or repurchases, or litigation settlements. During a covenant period, Robo.ai restricts issuing new equity or variable-rate financings and grants the investor resale registration rights for conversion shares.
Robo.ai Inc. is registering for resale up to 22,343,750 Class B ordinary shares, all to be offered from time to time by a selling shareholder upon conversion or other use of convertible promissory notes with up to US$13.0 million principal under a securities purchase agreement. Robo.ai will not receive cash from these resales, though it does receive proceeds when the notes are originally issued. The company is a Cayman Islands holding company with operations conducted through UAE subsidiaries and is listed on Nasdaq under the symbol AIIO. Following a 1‑for‑20 reverse stock split effective April 6, 2026, there were 173,131,207 ordinary shares outstanding as of July 10, 2026. Executive chairman Alan Nan Wu controls about 57.4% of voting power, qualifying Robo.ai as a controlled company and a foreign private issuer, which allows reduced U.S. reporting and corporate governance requirements. The business is transitioning from electric vehicles toward a decentralized, AI‑powered intelligent asset platform and has entered multiple strategic partnerships, joint ventures and acquisitions to support this shift, while highlighting significant risks around its transformation, reliance on subsidiaries for dividends, and potential impacts from the Holding Foreign Companies Accountable Act.
Robo.ai Inc. files an amendment to a Form F-1 to register the resale of up to 22,343,750 Class B ordinary shares by a selling shareholder, representing shares issuable upon conversion of convertible notes. The resale registration is for secondary sales; the company will not receive proceeds from these sales. As of June 26, 2026, the company reports 166,945,378 ordinary shares outstanding (8,817,501 Class A; 158,127,877 Class B). The registration covers shares issuable under notes tied to an aggregate principal of up to US$13.0 million and includes customary anti-dilution and a 9.99% beneficial ownership limitation on conversions.
Robo.ai Inc. plans to acquire 100% of QC Capital Limited for a total consideration of US$60,000,000, payable entirely in 20,491,805 Class B ordinary shares. Only 3% of these consideration shares will be delivered at closing, with the remainder locked up for 8 years.
The locked shares will be released in five equal annual tranches on each anniversary starting from the fourth year after closing. Closing is expected within about 30 business days and no later than July 24, 2026, subject to customary conditions.
The agreement includes a performance-based mechanism in which share releases are tied to multi-year revenue goals, including a cumulative revenue milestone of approximately US$2.4 billion across 2026 and 2027. Robo.ai views QC Capital as a strategic AI investment and venture-building platform to support technology development, industrial synergies and global commercialization.
Robo.ai Inc. updated its convertible note financing with an institutional investor. The company entered an amendment to its securities purchase agreement and on June 5, 2026 issued a Third Note with $2.0 million principal, receiving gross proceeds of $1.84 million. The overall facility still allows up to $80.0 million of senior convertible notes, which are convertible into Class B ordinary shares at a purchase price of $920 per $1,000 of principal. The amendment also provides for a potential Fourth Note with $11.0 million principal, to be issued after the resale registration statement for shares underlying the Third and Fourth Notes is effective and Nasdaq confirms the company meets all continued listing requirements.
Robo.ai Inc. filed a Form F-1 prospectus registering the resale of up to 35,000,000 Class B ordinary shares, described as shares issuable upon conversion or otherwise pursuant to convertible notes with an aggregate principal amount of up to US$70.0 million, based on an assumed conversion price of US$2.00 per share. The prospectus states the Selling Shareholder will determine timing and prices of resales, that the company will receive no proceeds from such resales, and that the registration satisfies a condition to future note issuance under the related Securities Purchase Agreement.
The filing discloses corporate structure details (Cayman holding company with UAE operating subsidiaries), a 1-for-20 reverse stock split effective April 6, 2026, total issued and outstanding ordinary shares of 139,418,273 as of June 8, 2026, and a Nasdaq listing under the symbol AIIO (closing price noted as US$2.81 on June 11, 2026). Key strategic items disclosed include multiple joint ventures, recent acquisitions, and convertible note and equity-purchase facilities referenced in the prospectus.
ROBO.AI INC. filed an initial ownership report showing that Chief Financial Officer Adrian Chun Ting Wong holds Class B ordinary shares. The filing lists direct ownership of 82,500 Class B ordinary shares after the reported position, with no specific buy or sell transaction reported.