Welcome to our dedicated page for Virtus Artificial Intelligence & Technology Opportunities Fund SEC filings (Ticker: AIO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Virtus Artificial Intelligence & Technology Opportunities Fund filings document the closed-end fund's shareholder governance and formal meeting matters. The fund's definitive proxy materials cover joint annual meeting procedures with other Virtus closed-end funds, shareholder voting matters, registrant identity, and governance disclosures for the fund structure.
As a fund issuer, AIO's regulatory record centers on proxy and shareholder-control information rather than operating-company financial statements, with filings identifying the fund, its common-shareholder meeting process, and related disclosure obligations.
Virtus closed-end funds are holding a joint virtual annual shareholder meeting on June 1, 2026 at 3:30 p.m. Eastern Time for nine funds, including Virtus Artificial Intelligence & Technology Opportunities Fund (AIO), NCV, NCZ, ACV, NFJ, NIE, VGI, EDF and ZTR.
Shareholders will vote on electing or re-electing trustees or directors for each fund and ratifying PricewaterhouseCoopers LLP as independent registered public accounting firm for the current fiscal year. The boards, including all independent trustees, unanimously recommend voting “FOR” all trustee nominees and “FOR” ratifying PwC.
The meeting will be conducted exclusively by webcast via the specified website using a control number from each shareholder’s proxy card, with a record date of March 31, 2026. Detailed instructions are provided for voting by mail or online and for beneficial owners to register through their bank or broker.
AIO submitted a Form N-CEN annual report (registrant identifying fields not shown in the excerpt). The filing provides operational and agent data for the reporting period, including securities lending and brokerage activity.
Key disclosed figures: monthly average value of portfolio securities on loan was 33,944,510.40; net income from securities lending was 103,333.77; aggregate brokerage commissions paid were 263,659. The excerpt also lists multiple principal transaction totals for individual dealers (for example, 156,420,201, 98,272,720, 153,611,602).
The Virtus Artificial Intelligence & Technology Opportunities Fund (AIO) transmitted its annual shareholder report for the fiscal year ended January 31, 2026. The report reviews market drivers, portfolio positioning, and results: the Fund’s NAV returned 19.83% while its market price returned 2.86% for the 12-month period.
Management notes leverage of $130 million (≈13% of total assets), a managed distribution plan paying $0.15 per share monthly, and that distributions may include a return of capital. Performance commentary attributes results to strength in risk assets and sector contributions from information technology and industrials.
Virtus Artificial Intelligence & Technology Opportunities Fund executive Bradley William Patrick III, EVP, CFO and Treasurer, sold 2,000 shares of Common Stock in an open-market transaction at 21.56 per share on 2026-03-20. Following this sale, he reported owning 0 shares directly.
SEC Form 4 filed for Virtus Artificial Intelligence & Technology Opportunities Fund (AIO) discloses that William Patrick Bradley III, EVP, CFO & Treasurer of Virtus Investment Partners, directly purchased 2,000 common shares on 07/29/2025 at $24.79 each, a cash outlay of roughly $49.6 k. His beneficial ownership now totals 2,000 shares; no prior holdings or derivative positions were reported and there were no disposals. The filing contains no other transactions or material corporate events. While insider buying by a senior officer often signals confidence, the dollar value is relatively modest and, by itself, unlikely to be a major catalyst for the fund’s market price.