AIP Form 144: Multiple 10b5-1 Sales Recorded

The filing reports proposed and completed dispositions of Common stock by affiliated holders using 10b5-1 plans and private acquisitions.

Rhea-AI Filing Summary

The filing reports proposed and completed dispositions of Common stock by affiliated holders using 10b5-1 plans and private acquisitions. The excerpt lists multiple 10b5-1 sales by BAYVIEW LEGACY, LLC and one by K. CHARLES JANAC between 03/09/2026 and 05/08/2026, with individual sale quantities and dollar amounts recorded.

The filing also lists earlier private acquisitions from the issuer on 11/05/2013 (50,000 shares) and 02/05/2016 (20,000 shares). Transaction timing and per-sale proceeds are shown next to each sale date.

Insights

Corporate Governance Analyst

Multiple scheduled dispositions under 10b5-1 plans are disclosed by affiliated holders.

The excerpt lists a sequence of 10b5-1 sales by BAYVIEW LEGACY, LLC on 03/09/2026, 03/10/2026, 03/25/2026, 03/26/2026, 04/08/2026, and 05/08/2026, plus a 10b5-1 sale by K. CHARLES JANAC on 04/06/2026. Each row pairs share counts with proceeds in dollars, indicating executed plan trades.

These entries reflect scheduled dispositions rather than company capital actions; cash‑flow recipients are the selling holders. Subsequent filings may provide additional transactional context such as total holdings after sales.

Securities Compliance Specialist

Sales are recorded under Rule 10b5-1 mechanics and include per-trade proceeds.

The excerpt shows per-trade data (shares and dollar proceeds) — for example, 70,000 shares for $2,183,986.00 on 05/08/2026 and multiple earlier trades. The filing also documents prior private acquisitions dated 11/05/2013 and 02/05/2016.

Compliance reviewers will verify that each sale aligns with the disclosed 10b5-1 plan terms and applicable holding-period rules; the excerpt itself does not state plan start dates or remaining holdings.

Key Figures

Sale on 05/08/2026: 70,000 shares Proceeds on 05/08/2026: $2,183,986.00 Sale on 04/08/2026: 70,000 shares +5 more

8 metrics

Sale on 05/08/2026 70,000 shares 10b5-1 sale by BAYVIEW LEGACY, LLC

Proceeds on 05/08/2026 $2,183,986.00 Proceeds paired with the 70,000-share sale

Sale on 04/08/2026 70,000 shares 10b5-1 sale by BAYVIEW LEGACY, LLC

Proceeds on 04/08/2026 $1,332,782.00 Proceeds paired with the 70,000-share sale

Sale on 04/06/2026 11,800 shares 10b5-1 sale by K. CHARLES JANAC

Proceeds on 04/06/2026 $216,404.92 Proceeds paired with the 11,800-share sale

Private acquisition (2013) 50,000 shares Private acquisition from issuer on 11/05/2013

Private acquisition (2016) 20,000 shares Private acquisition from issuer on 02/05/2016

Key Terms

10b5-1, Private Acquisition from Issuer or an Affiliate, Form 144

3 terms

10b5-1 regulatory

"10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave."

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Private Acquisition from Issuer or an Affiliate market

"Private Acquisition from Issuer or an Affiliate | Issuer"

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What 10b5-1 sales does AIP's Form 144 list?

The filing lists multiple 10b5-1 sales including 70,000 shares for $2,183,986.00 on 05/08/2026 and other dated trades from 03/09/2026 to 05/08/2026, each paired with proceeds.

Who are the sellers named in this AIP Form 144 excerpt?

Sellers shown include BAYVIEW LEGACY, LLC and K. CHARLES JANAC, with BAYVIEW LEGACY recording several 10b5-1 sales on the dates listed in the excerpt.

Does the filing show prior acquisitions for the reported shares?

Yes; the excerpt records private acquisitions from the issuer: 50,000 shares on 11/05/2013 and 20,000 shares on 02/05/2016, each labeled as private acquisitions from the issuer or an affiliate.

Are per‑trade proceeds disclosed in the excerpt?

Yes; each 10b5-1 sale row pairs share counts with dollar proceeds, for example 70,000 shares for $2,183,986.00 on 05/08/2026 and 70,000 shares for $1,332,782.00 on 04/08/2026.

Does the excerpt state who receives sale proceeds?

The excerpt records proceeds amounts alongside each selling holder; it does not state that the issuer receives proceeds — proceeds are shown with the selling holders’ transactions in the filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/08/2026 - 04:38 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001888862
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ARTERIS INC
SEC File Number	001-40960
Address of Issuer	900 E. Hamilton Ave., Suite 300 Campbell CALIFORNIA 95008
Phone	4084707300
Name of Person for Whose Account the Securities are To Be Sold	BAYVIEW LEGACY, LLC
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	10% Stockholder

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	70000	2399600.00	46171982	06/08/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/05/2013	Private Acquisition from Issuer or an Affiliate	Issuer			50000	11/05/2013	N/A
Common	02/05/2016	Private Acquisition from Issuer or an Affiliate	Issuer			20000	02/05/2016	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	05/08/2026	70000	2183986.00
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	04/08/2026	70000	1332782.00
10b5-1 Sales for K. CHARLES JANAC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	04/06/2026	11800	216404.92
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	03/26/2026	32988	605188.89
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	03/25/2026	7012	126432.67
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	03/10/2026	9000	131967.00
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	03/09/2026	41000	582626.40

144: Remarks and Signature

Remarks
Date of Notice	06/08/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	03/05/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Karel Charles Janac
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)