AIP Form 144: Proposed sale of 221,035+ shares

Rhea-AI Filing Summary

AIP: Form 144 reporting proposed dispositions

Broker-dealer Morgan Stanley Smith Barney LLC submitted a Form 144 relating to AIP securities, listing a restricted stock vesting of 8,014 shares dated 04/01/2026 and exercises tied to 15,625 shares and 197,396 shares dated 05/15/2026. The filing also reports a sale by Nicholas Hawkins of 4,870 shares on 04/02/2026 for $85,969.13.

Insights

Securities Compliance Attorney

Form 144 lists proposed dispositions tied to vesting and option exercises.

The filing records a restricted stock vesting of 8,014 shares (04/01/2026) and two exercise-related entries of 15,625 and 197,396 shares (both 05/15/2026). These entries are typical notice filings required when affiliates propose sales under Rule 144.

Cash treatment for exercises and the specific sale by Nicholas Hawkins (4,870 shares, $85,969.13, 04/02/2026) appear verbatim. Timing and settlement mechanics beyond these dates are not disclosed in the excerpt.

Key Figures

Restricted stock vesting: 8,014 shares Exercise-related shares: 15,625 shares Exercise-related shares: 197,396 shares +2 more

5 metrics

Restricted stock vesting 8,014 shares <date>04/01/2026</date>

Exercise-related shares 15,625 shares <date>05/15/2026</date>

Exercise-related shares 197,396 shares <date>05/15/2026</date>

Sale reported (past 3 months) 4,870 shares <date>04/02/2026</date>

Proceeds from sale $85,969.13 Nicholas Hawkins sale on <date>04/02/2026</date>

Key Terms

Form 144, restricted stock vesting, exercise of options, Issuer / Cash

4 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock vesting financial

"Restricted stock vesting under a registered plan"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

exercise of options financial

"Exercise of options under a registered plan"

Issuer / Cash market

"Exercise of options under a registered plan ... Cash"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does AIP's Form 144 disclose about share sales?

The Form 144 lists proposed dispositions including a restricted stock vesting of 8,014 shares and exercises of 15,625 and 197,396 shares, dated 04/01/2026 and 05/15/2026. It also reports a completed sale of 4,870 shares on 04/02/2026.

Who filed the Form 144 for AIP and what role is shown?

The filing identifies Morgan Stanley Smith Barney LLC Executive Financial Services as the broker-dealer handling the Form 144 submissions. The entries reference transactions described as Issuer and list cash treatment for option exercises where indicated.

What sale by an individual is included in the filing?

The filing shows Nicholas Hawkins sold 4,870 shares on 04/02/2026 for $85,969.13. This sale is recorded under "Securities Sold During The Past 3 Months" in the excerpt provided.

Are proceeds or settlement timing provided in the excerpt?

The excerpt shows a dollar amount only for Nicholas Hawkins' sale ($85,969.13); broader proceeds, recipient details, and settlement timing for the other listed dispositions are not included in the provided text.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/15/2026 - 04:19 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001549550
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ARTERIS, INC.
SEC File Number	001-40960
Address of Issuer	900 E. Hamilton Ave Suite 300 Campbell CALIFORNIA 95008
Phone	408 470 7300
Name of Person for Whose Account the Securities are To Be Sold	NICHOLAS B HAWKINS
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	221035	7381773.27	46172000	05/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/01/2026	Restricted stock vesting under a registered plan	Issuer			8014	04/06/2026	Compensation
Common	05/15/2026	Exercise of options under a registered plan	Issuer			15625	05/15/2026	Cash
Common	05/15/2026	Exercise of options under a registered plan	Issuer			197396	05/15/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Nicholas Hawkins 595 Millich Dr Suite 200 Campbell CA 95008	Common	04/02/2026	4870	85969.13

144: Remarks and Signature

Remarks
Date of Notice	05/15/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ NICHOLAS HAWKINS
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)