AIP Form 144: Proposed sale of 90,839 shares

AIP filing a Form 144 reporting proposed sales of Common Stock.

Rhea-AI Filing Summary

AIP filing a Form 144 reporting proposed sales of Common Stock. The filing lists 70,000 shares from previously exercised stock options (dated 12/28/2020) and 20,839 shares issuable under Restricted Stock Units (dated 06/03/2026) as securities to be sold. The excerpt also details multiple 10b5-1 sales by the Atiq Raza & N Saraiya 2012 Rev Trust totaling sales on 03/02/2026, 03/04/2026, 04/17/2026, 04/20/2026, and 05/01/2026 with individual share amounts shown in the table.

Insights

Corporate Governance Analyst

Form 144 documents proposed insider/resale sales under a 10b5-1 plan and planned disposals of option/RSU-derived shares.

The filing lists the specific securities proposed for sale, including 70,000 shares from exercised options and 20,839 RSU shares, and records executed 10b5-1 transactions by a named trust on multiple dates. These entries are administrative notices required for brokered resale of restricted or control securities.

Timing and cash‑flow recipients are explicit for executed 10b5-1 sales (dates and proceeds per line items). Future filings or confirmations will show actual settlement details.

Securities Transaction Specialist

Recorded 10b5-1 sales provide transaction-level detail; proposed sales tie to option exercises and RSU vesting.

The table lists five executed 10b5-1 sales with share counts and aggregate dollar amounts; these appear to be dispositions by the Atiq Raza & N Saraiya 2012 Rev Trust. The securities to be sold section separately lists option-derived and RSU-derived shares with grant/exercise dates.

Cash‑flow treatment for proposed sales is the selling holder; settlement specifics and whether sales are subject to any cap or limitation are not stated in the excerpt.

Key Figures

Options-derived shares to be sold: 70,000 shares RSU shares to be sold: 20,839 shares 10b5-1 sale on 03/02/2026: 106,031 shares +3 more

6 metrics

Options-derived shares to be sold 70,000 shares Previously exercised stock options dated 12/28/2020

RSU shares to be sold 20,839 shares Restricted Stock Units dated 06/03/2026

10b5-1 sale on 03/02/2026 106,031 shares Sale by Atiq Raza & N Saraiya 2012 Rev Trust

10b5-1 sale on 04/17/2026 72,940 shares Sale by Atiq Raza & N Saraiya 2012 Rev Trust

10b5-1 sale on 05/01/2026 90,000 shares Sale by Atiq Raza & N Saraiya 2012 Rev Trust

Aggregate proceeds listed for 05/01/2026 line $2,584,170.00 Proceeds shown for the 90,000-share 10b5-1 sale

Key Terms

Form 144, 10b5-1, Restricted Stock Units, Previously Exercised Stock Options

4 terms

Form 144 regulatory

"144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

10b5-1 regulatory

"10b5-1 Sales for S A RAZA & N SARAIYA CO-TTEES"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 20839 | 06/03/2026"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Previously Exercised Stock Options financial

"Previously Exercised Stock Options | Issuer | 70000 | 12/28/2020"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does AIP's Form 144 report?

It reports proposed and recent sales of Common Stock. The filing lists 70,000 shares from exercised options and 20,839 RSUs, plus multiple 10b5-1 sales with dates and amounts.

Who executed the recent 10b5-1 sales shown in the filing?

The sales were executed by the Atiq Raza & N Saraiya 2012 Rev Trust. The table shows transactions on 03/02/2026, 03/04/2026, 04/17/2026, 04/20/2026, and 05/01/2026 with share counts and dollar amounts.

How many shares are listed as to be sold from options and RSUs?

The filing lists 70,000 shares tied to previously exercised stock options (dated 12/28/2020) and 20,839 shares tied to Restricted Stock Units (dated 06/03/2026), as securities to be sold.

Are the 10b5-1 sales described as executed or proposed?

The table records executed 10b5-1 sales with trade dates and dollar proceeds for each line. The securities-to-be-sold section separately describes proposed sales from options and RSUs.

Do proceeds go to the company or selling holders?

The excerpt indicates the listed 10b5-1 transactions are dispositions by the trust; proceeds appear tied to those selling holders. The filing does not state company receipt of proceeds in the provided excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/01/2026 - 04:47 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001184563
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Arteris, Inc.
SEC File Number	001-40960
Address of Issuer	900 E. Hamilton Ave., Suite 300 Campbell CALIFORNIA 95008
Phone	4084707300
Name of Person for Whose Account the Securities are To Be Sold	S A RAZA & N SARAIYA CO-TTEES ATIQ RAZA & N SARAIYA 2012 REV TRU/A DTD 11/26/2012
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	90839	3265662.05	46171982	06/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/28/2020	Previously Exercised Stock Options	Issuer			70000	12/28/2020	Cash
Common	06/03/2026	Restricted Stock Units	Issuer			20839	06/03/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for S A RAZA & N SARAIYA CO-TTEES ATIQ RAZA & N SARAIYA 2012 REV TRU/A DTD 11/26/2012 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	05/01/2026	90000	2584170.00
10b5-1 Sales for S A RAZA & N SARAIYA CO-TTEES ATIQ RAZA & N SARAIYA 2012 REV TRU/A DTD 11/26/2012 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	04/20/2026	17060	378083.72
10b5-1 Sales for S A RAZA & N SARAIYA CO-TTEES ATIQ RAZA & N SARAIYA 2012 REV TRU/A DTD 11/26/2012 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	04/17/2026	72940	1616270.17
10b5-1 Sales for S A RAZA & N SARAIYA CO-TTEES ATIQ RAZA & N SARAIYA 2012 REV TRU/A DTD 11/26/2012 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	03/04/2026	3690	62786.46
10b5-1 Sales for S A RAZA & N SARAIYA CO-TTEES ATIQ RAZA & N SARAIYA 2012 REV TRU/A DTD 11/26/2012 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	03/02/2026	106031	1825081.70

144: Remarks and Signature

Remarks	The securities to be sold were or will be acquired upon the vesting of restricted stock units on 06/03/2026.
Date of Notice	06/01/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	11/07/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ S. Atiq Raza
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)